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oMucosalinjury
oMuscularweakness
oSensorydeficits
oConnectivetissuefibrosis
oBonyandsofttissuemasses
oRespiratorydisorders
oNeuralpathwaydisorders
Introduction
Normaldeglutitionrequiresacomplexandcoordinatedinteractionofmanyheadandneckstructures.Abnormalitiesanddisordersoforopharyngealanatomyandphysiologyatanylevelwillleadtosomeperceptibledysphagia.Normalhumanswallowisacombinationofvolitionaleventsandinvoluntaryreflexes.
Thisreviewdiscussesseveralofthediseasesanddisordersoftheheadandneckthatcanaffectswallowfunction.Themostclinicallyrelevantmethodoforganizationisbydiseasecategory,allowingforamoreglobalcharacterizationofthedysphagiainducedbyeachdisorder.Otherresourcesareprovidedforanin-depthunderstandingofthenormalanatomyandphysiologiceventsthatoccurduringanormalswallow.Specifically,thisreviewaddressesanatomicabnormalities,includingcongenital,postsurgical,ortumor-relatedchangesinoropharyngealanatomy;
neurologicandneuromotorabnormalitiesthatinterferewithboththereflexiveandvoluntarymotorfunctionsrequiredforanormaloropharyngealswallow;
infectiousdiseasesresultinginoropharyngealdysphagia;
iatrogenic,pharmacologic,andpsychiatriccausesofdysphagia;
andgastroesophagealrefluxdiseaseanditsprobableroleinoropharyngealdysphagia(Table1).
Table1:
Majorcategoriesofheadandneckdisorderscausingdysphagia
Anatomic
Cricopharyngealdysfunction
Tumorsandmalignancy
Neurologic
Autoimmune,thyroidandsalivarydiseases
Infectiousdisorders
Pharmacologic
Laryngopharyngealreflux
Idiopathic/psychogenic
AnatomicAbnormalitiesInducingHeadandNeckSwallowingDisorders
Anatomicabnormalitiesintheheadandneckresultingindysphagiacanbegroupedintothreecategories:
congenitalabnormalities,traumaticinjuries,andsurgicalinsults.TheprimarycongenitalabnormalitiesassociatedwithdysphagiaarelistedinTable2.Thesedisordersmanifestthemselvesinallcasesduringinfancy.Traumaticabnormalitiesarecausedbydirectinjury,surgicalscaring,radiationtherapy,thermalinjury,orcausticingestion.Thecomplexanatomicproblemsassociatedwithheadandneckcanceranditstreatmentswillbediscussedseparately.
Table2:
Swallowingdysfunctionsduetocongenitalanatomicabnormalities
Cleftlipandpalate
Choanalatresia
Laryngomalacia
Laryngealclefts
Tracheoesophagealfistula/esophagealstenosis
Congenitaldisordersassociatedwithmicrognathia
Isolatedmicrognathia
PierreRobinsyndrome
Goldenhar'
ssyndrome
Vascularabnormalities
CongenitalAbnormalities
CleftLipandPalate
Cleftlipwithresultingoralincompetenceandcleftpalatewithresultingvelopharyngealincompetencecanleadtodysphagia.Thesecraniofacialabnormalitiesmayoccurindependentlyorincombinationwithotheranatomicabnormalitiesandcanbeassociatedwithothersyndromes.Acleftpalatecanprecludeaninfantfromcreatingappropriateintraoralnegativepressureduringsuckling.Theresultingdysphagiamayrequiremechanicalassistanceintheformofamodifiednipple,orevenatemporarytubefeeding.Earlysurgicalinterventionisnowcommonlythecase,withtherepairofboththecleftlipandpalateperformedoftenwithinthefirstyearoflife.1,2
Choanalatresiaandlaryngomalaciacanalsoleadtoswallowingdisordersinnewborns.Inbothcases,theswallowingdisordersaretheresultofrespiratorydifficultyduringfeeding.Choanalatresia,partialorcomplete,disruptsbreathingduringfeedingasthechildcannotmoveairthroughthenoseandnasopharynx.Laryngomalaciaisprimarilyarespiratorydisorder,butwhensevereitcandisruptfeedingowingtotheworkofbreathingandanassociationwithgastroesophagealreflux.
LaryngealCleftsandTracheoesophagealFistula
Laryngealcleftsarecategorizedbytheextentofclefting,rangingfromtype1,whichinvolvestheinterarytenoidspace,totype4,whichextendsdownintoandbeyondthethoracicinlet,involvingthetracheaandupperesophagus(Figure1).3Largelaryngealcleftsareincompatiblewiththenormalswallowasaspirationoccurswithallswallowedand/orrefluxedmaterials.Surgicalclosureisrequiredpriortooralalimentation.Ontheotherhand,atracheoesophagealfistulamaymanifestasasubtle,difficulttodiagnose,smallfistuloustractpresentingwithrecurrentpneumoniasintheinfant.4Otherassociatedabnormalitiesmayincludetrachealstenosisandesophagealatresia.4
Figure1:
Laryngealcleftsclassification.
Type1:
supraglotticinterarytenoidcleft.Type2:
partialcricoidcleft.Type3:
totalcricoidcleft.Type4:
laryngoesophagealcleft.(Source:
BenjaminandInglis,3withpermissionfromAnnalsPublishingCo.)
Micrognathia(MandibularHypoplasia)
IsolatedmicrognathiaandmicrognathiaassociatedwithdisorderssuchasaPierreRobinsequence(micrognathia,glossoptosis,andcleftpalate)resultindysphagiasecondarytoposteriortonguedisplacement.Thisanatomicabnormalitycanleadtopoororopharyngealintakeanddifficultieswithupperairwaymaintenance.Infantsoftenrequireintervention.Nasogastrictubefeedingorevengastrostomytubefeedingmaybeneededtoprovidethechildwiththenecessarynutritiontosustainlife.Earlyairwayinterventionwithmandibulardistractionortracheostomyhasbeendescribedtoachieveasafeairway.
VascularAbnormalities
Vascularabnormalitiesofthegreatvesselshavebeendescribed,leadingtoprimarilyesophagealobstruction.Themostcommonlyidentifiedincludecompressivevascularringssecondarytoright-sidedaorticarchordoubleaorticarch,orcompressionsecondarytoaberrantrightsubclavianartery(dysphagialusoria).Thesedisordersareeasilydiagnosedwithcontrastradiology.Severesymptomsrequiresurgicalinterventionwithresectionoftheaberrantrightsubclavianarteryandvascularrerouting.5
TraumaticandPostsurgical
Thedynamicnatureofswallowingrequiresmobilityofstructures.Laryngotrachealelevationandpharyngealcontractureoccurduringanormalswallow.Limitationorimpairmentofmobilityleadstodysphagia.Thepresenceofatracheotomy,scarring,fibrosis,ormucosaltraumafromingestionofcausticmaterialscanimpedenormalmovementandresultindysphagia.AlatersectioncoverscricopharyngealdysfunctionandZenker'
sdiverticulum.
Tracheotomy
Theassociationbetweentracheotomyanddysphagiahasbeensomewhatcontroversial.Athree-tieredprocessleadstoasafeswallowandpreventionofaspiration.Laryngealclosurewithlaryngealelevationundertheoverlyinghyoidanddownfoldingoftheepiglottisoverthetopofclosedvocalfoldsprotectstheairwayduringswallowing(Figure2).6Tetheringofthetracheatotheskinbyatracheotomycanpreventthisfinalepiglotticdownfolding,leadingtobolustransporttowardaclosedglottiswithsecondaryaspirationuponopening.7Tracheotomiesmaynotonlytetherthelarynxinaninferiorposition,butalsointerferewiththenormalrespiratoryeventsthatsurroundswallow,includingthecreationofsubglotticpressureandinterferencewiththepatient'
sabilitytoproduceanadequatecough.Incaninestudies,thepresenceofanopentracheotomyaffectsthesensory,motor,andreflexactivitiesofthelarynx.8However,thegreatmajorityofpatientswithatracheotomyowingtoairwaydisorderssuchasglotticstenosis,subglotticstenosis,orsleepapneaareabletocompensateadequatelyandproduceanessentiallynormalswallow.Intheacutepatientsetting,nocausalrelationshipwasfoundbetweentracheotomyandaspiration.9
Figure2:
Mechanismofepiglotticdownfolding.
a:
Pre-swallowpositionforlarynxandhyoid.b:
Firstsuperiormovementoflaryngealelevationbelowhyoid.c:
Secondmovementoflarynxanteriorwithepiglottictipinferiordeflection.(Source:
VanDaeleetal.,6withpermissionfromBlackwellPublishing.)
IntrapharyngealScars
Intrapharyngealscarringproducedbylyeingestionsorthermalinjuriescanresultinsignificantobstructivedysphagia(Figure3).Inseverecasessuperficialscarringatthelevelofthepyriformsinusandcervicalesophagusleadstocompleteinletobstruction.Thetreatmentforthistypeofscarformationisinmostcasesdilatationofthescarredregion.Inseverecases,theobstructedlevelmustbebypassed.Techniquesareavailableforcompletepharyngealandesophagealbypassprocedures,whichallowpatientstoresumeanearlynormaldiet,aslongastheirpharyngealmusculatureisintactandtheyareabletoproduceadequateboluspropulsionpressures(Figure4).10
Figure3:
Pharyngeallyeinjection.
PharyngealLyeinjection.a:
Lateraltonguewithmucosalinjury.b:
Hypopharynxwithseveremucosalinjury.
Figure4:
Radialarteryforearmfreeflapreconstructionofcervicalesophagus.
Initialstageofreconstructionwithradialforearmfreeflappharyngealreconstructionopenontoanteriorchestwall.b:
Aftercoloninterpositionandattachmentofreconstructedpharynx.
CervicalSpineApproachesandOsteophytes
Dysphagiaassociatedwithcervicalosteophyteshasbeenreportedbymanyindividuals.TheassociationisprimarilywithlargelesionsbelowthelevelofC3.Itisnotcompletelyunderstoodwhetherthedysphagiaisowingtotheobstructionofthecervicalesophagusfromthemassoftheos