英语多选题Word文档格式.docx
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D、Defaultriskexposure.
E、Expectedloss.
答案：
ABCD
5.Thetypicalmeasuresofinternalcontrolincluded（:
BC）
6.
A.riskidentified
behaviorcontrol
（BCD）
A.DepositsB.TrustConsulting
7.TheBaselCapitalAccord（BaselI）ismadeupofthreeelements,theyare:
（ABC）
A.
B.risk-weightedassets
D.internalcontrolandaudit
adefinitionofregulatorycapital
C.creditconversionfactors（CCFs）
8.Theriskexposureandassessmentdisclosuresrelateto（ABCD）
D.
C.operationalrisk
interestrateriskinthebankingbook
10.Strongmobilitymanagement,includingkeyfactors：
（ABCD）
A.Goodmanagementinformationsystem
B.ControloftheCentralLiquidity
C.Optionsofthenetfundingrequirements
D.Diversificationoffinancingsources,andcontingencyplans
12.Whichofthefollowingsaretheproductsofcorporatedebts（ABCD）
B.
D.syndicatedloan
corporateaccountoverdraft
商业银行主要业务》P38选择题第二题
13.Themethodsofissuingfinancialbondsinclude:
（AD）
A.throughmarketdistribution
B.throughagreement
C.throughleadcommercialbankunderwriting
D.throughdirectionaldistribution
商业银行主要业务》P135选择题第一题
15.Themaincausesthatwouldleadtointernalcontrolfailureinclude（B、
C、D）
A、poorexternalsupervisionandregulation;
B、lackofinternalsupervision;
C、disorderedcontrolstructure;
D、neglectingtherisksofnewbusiness.
出处：
《银行监管实务》P253一、（五）
17.WhichthreemajorrisksofthefollowingaretheChinesebanking
institutefacingatpresenttime?
（multiplechoices）
A.creditrisk
B.marketrisk
C.legalrisk
D.operationrisk
ABD
20.Quantitativeandconsolidatedsupervision
A.thesupervisionofinsidetransaction
B.capitalsupervision
C.thesupervisionofinterestconflicts
D.thesupervisionoffinancialsafetynetsfree-rider
22.
（Answer：
BCD）
ComponentRiskAssessmentcontains:
A.report
B.InherentRisk
C.RiskControl
D.RiskinFuture
23.Whataretheapproachesformeasuringtheoperationriskproposedby
24.theBaselII:
C.
Advancedmeasurementapproach
25.Loanguaranteesinclude（sABC）
letterofcomfort
26.Whichkindofloanbelowbelongstothecategoryofcorporateloans?
27.ABCD）
26.
ThethreemainriskswhichChina'
sbankingsectorisfacingare（ABD）.
A.Creditrisk;
B.Marketrisk;
C.legalrisk;
D.operationalrisk.
29.Resultsofratingsystem,whichmustbeusedinbanks'
dailyoperation,include__abcd
30.Themajorinterestrateriskbanksfaceincludes;
DRepricingrisk
31.Inoperationandmanagementofcommercialbanks,capitaldemand
managementmainlyincludes__AB
CMaturitymanagement
DDebtCapitalmanagement
32.Basedonthefundingsources,liabilitybusinessofcommercialbanks
canbecategorized:
ABD
D"
Clearingliability"
CInter-banklendingliability
33.Theimportantbankblankvoucherinclude:
CCheck
DCreditcard（Letterofcredit）
34.Forcommercialbank,whichtwopartsdoestheoperatingrevenue
mainlyinclude?
AssetRevenue
RentalRevenue
ServiceRevenue
BondRevenue
ANSWER：
AC
42.Riskassessmentinclude:
（BCD）
A,toknowaboutinstitutions
B,theriskmanagementcapabilities
C,therisklevel
D,thedevelopingdirectionofriskE,tocollectinformation
43.Factorsaffectingtheloanloss:
A,thecustomerbehaviorB,valueofcollateralC,abilityoftheguarantor
D,thebank'
smanagementlevel
44.Theloanreviewshouldfocuson:
（ABCD）
A,LoanPurposeB,sourceofrepayment,C,assetconversioncycleD,therepaymentrecord
52.Non-performingloansincludes
A.substandard
B.doubtful
C.loss
D.pass
E.specialmention
ABC
理实践练习）
namely
A.pass
B.specialmention
C.substandard
D.doubtful
E.loss
ABCDE
管理）
55.ThenewregulatoryconceptsofCBRCincludes
A.conductingconsolidatedsupervision
B.focusingonrisk-basedsupervision
C.strengtheningbanksinternalcontrols
D.enhancingtransparency
ABCD（出自《银行业监管理念监管文化》模块二中国银行业监管目标、理念和标准）
56.ThethreepillarsoftheNEWCapitalAccordinclude
A.minimumcapitalrequirements
B.thesupervisoryreviewproess
C.marketdiscipline
D.creditrating
ABC（出自《银行监管实务》第五模块资本监管）
57.CommercialBankProfitabilityanalysisofbasicmethodsinclude:
A:
ComparativeAnalysis
B:
DifferenceAnalysis
C:
RatioAnalysis
D:
FactorAnalysis
ACD
Question19,263inSelf-PracticesofBankingPractices
58.Commercialbankspreparefinancialstatementswhichshouldmeetthefollowingrequiremen
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