Character Analysis of While the Auto Waits In terms of Grammatical Metaphor13页word资料.docx

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CharacterAnalysisofWhiletheAutoWaitsIntermsofGrammaticalMetaphor13页word资料

CharacterAnalysisofWhiletheAutoWaitsIntermsofGrammaticalMetaphor

  【Abstract】Appraisaltheory,isalatestdevelopmentorevenbreakthroughoftheSystemicFunctionalLinguistics(SFL).Itmainlyconcernswiththevariouswaysinsametime,establishapersonalrelationshiporstrengthentieswithinterlocutors.Therefore,wecanseethatthestudyonevaluationisofgreatsignificance.Inthispaper,itdiscussesbrieflythevaluationofthetext:

WhiletheAutoWaitsintermsofGrammaticalMetaphor,withtheaimofanalyzingtheformationofthecharacteristicsoftheprotagonists.

  从语法隐喻角度分析《汽车等待的时候》中主人公性格

  1AbriefintroductionofWhiletheAutowaits

  O.Henryhasdeepinsightsintohumandestinyandhumannature.AmongthestoryofNewYorkers,thethemeofpretensestrikesthedominantchordsofthesestories――thepervasivedesiretoposeforwhatoneifnot,ifonlyforabriefspelloftimeandregardlessoftheacknowledgedriskinvolved.[1](P66)Inthestory“WhiletheAutoWaits”,whichisrecognizedasoneofhisbeststoryofthethemeoffalsepretense.Acomelyyoungwomanpretendstobeanobleladyandtriestoimpressayoungmanwhostopstochatwithherinapark.Themanmaskshisrealidentitybypretendingtobeahumblerestaurantcashier,whichtheendingshowstobethepositionsheholds.Meanwhileheisalsothewealthyownerofthechauffeuredsedan,whichshehaspointedtoasherown.Suchapersonisworthyofsympathy,O.Henryneverlooksdownuponthem.Althoughtheendingofthestoryisironical,heneverdespisesthem.Hence,thispaperputthestressonthecharactersoftheheroandtheheroinethroughthefollowingthreeaspectsinthenextchapter.

  2ThesignificanceofEvaluation

  Inthepreviouschapter,abriefintroductionaboutthewriterandthismanuscripthasbeenmade.Inthischapter,IwillmakeaconcisereviewoftheliteratureonAttitudinalSystem;MaterialProcess;grammaticalmetaphorabroadandinChina.Then,I’llconductashallowdiscussionoftheirapplicationtothetextrespectively,withtheaimtoanalyzetheformationofthecharacters.

  Oneofthemainpurposesofcommunicatingistointeractwithotherpeople:

toestablishandmaintainappropriatesociallinkswiththem.Basedonthisfact,Hallidayproposedtheinterpersonalmeta-functionoflanguagetogetherwithanothertwo,namely,theideationalmeta-functionandtextualmeta-function.Andevaluationisaveryimportantpartintherealizationofinterpersonalmeaning.[2](P87)AccordingtoThompson,[3](P29)“evaluationisacentralpartofthemeaningofanytextandthatanyanalysisoftheinterpersonalmeaningsofatextmusttakeitintoaccount.”Therefore,wecanseethatthestudyonevaluationisofgreatsignificance.

  3OverviewofGrammaticalMetaphor

  DescendingfromAristotleandPlato,temporarytheoriesofmetaphorfallintoconstructivismandnon-constructivism(Ortony,1979)[4](P56).AndasisknowntousallthattheconceptofgrammaticalmetaphorwasinventedandfirstputforwardbyHalliday.Beingthefounderofsystemic-functionallinguistics,hepointsoutinthelastchapterofAnIntroductiontoFunctionalGrammarthatmetaphordoesnotonlyhappenatthelexicallevelbutalsoexistsatthegrammaticallevel,andhencehedevelopedanewterminologyofmetaphor:

GrammaticalMetaphor.ItwasinthesamebookthatHallidaymadearelativelyandsystemicallydescriptionofgrammaticalmetaphorforthefirsttime.Meanwhile,hemadeitclearthathepreferstousethetermofcongruenttocomparewithmetaphoricalratherthanthecommoncouple:

literalandmetaphorical.Contrastingwiththeviewpointofnon-constructivism,heclaimsthatmetaphorisonlyawayofexpressionwhichisclosertothereallifeandthatitisoneofthemeaningfulchoicesthelanguageusermakes.Seenfromthispointofview,allthelanguagethatadultsareusingmustbefullofmetaphorandutteranceordiscoursecompletelywithoutanymetaphorcanonlybefoundinchildren’slanguage.[5](P189)InthesecondeditionofAnIntroductiontoFunctionalGrammar(Halliday,1994/2000)ASystemicFunctionalLinguisticApproachtoO’Henry’sshortStoriesgiveaprovisionaldefinitionofgrammaticalmetaphoras:

theexpressionofameaningthroughalexico-grammaticalformwhichoriginallyevolvedtoexpressadifferentkindofmeaning.Accordingtothat,thereisnoessentialdifferencebetweenlexicalmetaphorandgrammaticalmetaphor,anditisfurthersaidthatlexicalmetaphorcanbeseenasasub-categoryofgrammaticalmetaphor.[6](P148)Inthenextchapterofthispaper,thefeaturesofgrammaticalmetaphorinoneofO.Henry’sshortstorieswillbeanalyzedanddiscussed.

  4AFunctionalLinguisticAnalysisOfWhiletheAutoWaits

  BeforeintroducingHalliday’sGrammaticalMetaphor,Thompson(2000:

163)pointsoutthatmetaphorisoneofthemostcommonresourcesofproblemsthatarerunupagainstindecidinghowtocodecertainwordings.[7](P163)Weofcourseknowthatmetaphorisafamiliarconceptanditisgenerallyconsiderednotdifficulttorecognizewhenusedinthetraditionalform,forexample,“crippled”and“burden”areclearlybeingusedmetaphoricallyinthefollowingsentence:

  (a)Thenorthiscrippledwiththeburdenoftheindustrialrevolution

  Here,“crippled”issaidtohavealiteralmeaningof“lame”andametaphoricalmeaningof“inadifficultsituation”,anditisthesamewithanotherwordinthisexamplesentence“burden”,whichmetaphoricallyheremeans“effectofsomething”butliterallymeans“somethingheavy”.Thereforetheexampleabovemightbe“translated”asfollows:

  (a1)Thenorthisinadifficultsituationbecauseoftheeffectsoftheindustrialrevolution

  Thatisatypicaltraditionalanalysisofmetaphor,whichisseenasrelatingtothewayacertainwordisused,andtheterm“metaphorical”isusedastheoppositeofliteraltodescribethemeaningoftheword.Thismetaphorisrecognizedaslexicalmetaphoranditisobviousthatinthiscasethestatusofawordoranexpressionstaysthesamebutitsmeaningchanged.Butsystemicfunctionallinguiststellusthatmetaphorissomethinghappeningontheleveloflexico-grammarandthereforeitiscalledGrammaticalMetaphor,inwhichcase,whatischangedisnotthemeaningbutthegrammarstatusofthewordortheexpression.

  5IdentificationofGrammaticalMetaphor

  Asfortheidentificationofgrammaticalmetaphor,apairofconceptsisveryimportant:

oneisthecongruentformandtheotheristhemetaphoricalform.Thestandardfordecidinggrammaticalmetaphoristotestwhetherthesemanticmeaningofawordinghascongruencewithitsgrammarstatus.Thompson(2000:

164)explainsthatthetermcongruentcanbeinformallyglossedas“closertothestateofaffairsintheexternalworld”,forexample,nounscongruentlyencodething,andverbscongruentlyencodehappenings.[8](P164)Asfortherecognitionofcongruentforms,inHalliday’s(1994:

343)words,itissaidthatthoughmetaphoricvariationmighthavebeen-inherentinthenatureoflanguagefromtheverybeginning,weareabletorecognizethecongruentformsforwhattheyare,asthetypicalwayinwhichexperienceisconstrued,orinotherwords,thecongruentformsare“typicalwaysofsayingthings”.[9](P154)Consequently,wecanregardsomewordingsasmetaphoricalwhentheyarenotorganizedin“typicalwaysofsayingthings”.

  ForHallidayclassifiesgrammaticalmetaphorintotwocategories:

ideationalmetaphorandinterpersonalmetaphor,itiseasytounderstandthatthiswayofclassificationhasagreatdealtodowithhis“meta-functions”:

ideationalfunction,interpersonalfunctionandtextualfunction.Asaresult,itisstillnotsurprisingtofindmetaphoroftransitivityinHalliday’sideationalmetaphor.Inthiscase,aprocessofonekindismetaphoricallyshiftedtoandexpressedbyanotherkindofprocess.Andwiththeexchangeofprocesses,theelementsofclause(suchasparticipant,process,circumstantialelementandsoon)willreplaceeachothermetaphorically.So,forexample,insteadofsaying“theyarrivedatthesummitonthefifthday”,wemaychooseawordingsuchas“thefifthdaysawthematthesummit”.Obviously,onthisoccasion,thetime(circumstance)“thefifthday”hasbeentakenasifitwereaparticipant,whowasanonlooker“seeing”theclimberswhentheyarrivedatthesummit.

  (a)Theoriginalmaterialprocessarrivedhasbeenrepresentedasamentalprocesssaw;

  (b)Theparticipanttheyhavebeenturnedintophenomenonthem;

  (c)Thecircumstanceoftimethefifthday(thoughnotaconsciousbeing)hasbeentreatedasifitwereaparticipant.

  Thecourseofmetaphoroftransitivityinthisexamplecanbeanalyzedasfollows:

[10]P73

  Inthispart,IwillemploycertainmaterialsfromWhiletheAutoWaits,soastoexploretheircharacteristicsingrammaticalmetaphor.ThewholebodyofthiswritingcanbefoundintheAppendixattheendofthispaper.

  Martin[11](1992:

120)tellusthatideationalmetaphorcomesaboutinthecourseofchoosingprocessesasfollows:

firstly,oneofthesixprocesses,thatisMaterialProcess,MentalProcess,RelationalProcess,VerbalProcess,BehavioralProcessandExistentialProcess,ischosen;secondly,functionalelementsrelatedtothatchosenprocesswillbethenchosen;thirdly,choicesofthewordclassthatcanrealizethosechosenfunctionswillbemade.Eachofthesechoicesiscertaintodrawdifferencesbetweenthecongruentformandincongruentform,andthevariousformsofrealizationofmeaningsarejustideationalgrammaticalmetaphorswearetalki

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