WarrantPurchaseAgreement担保买卖协议doc.docx

WarrantPurchaseAgreement担保买卖协议doc.docx

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WarrantPurchaseAgreement担保买卖协议doc

WarrantPurchaseAgreement担保买卖协议-

THISAMENDEDWARRANTPURCHASEAGREEMENT（theAgreement）ismadeasof_________,_________,_________（M/D/Y）,byandbetweenTHEAAAINC.,aDelawarecorporation（theCompany）andTHEBBB,aCaliforniacharitabletrust（thePurchaser）.

WHEREAS,theCompanydesirestosell,andthePurchaserdesirestopurchase,awarrantintheformattachedheretoasExhibitA（theWarrant）topurchaseuptoNUMBER:

_________shares（theWarrantShares）oftheCompany’sSeriesDConvertiblePreferredStock,parvalue$_________pershare（theSeriesDPreferred）atapricepershareof$_________andsubjecttothetermsandconditionssetforthherein.

NOW,THEREFORE,inconsiderationofthemutualpromisescontainedherein,thepartiesheretoagreeasfollows:

1.PURCHASEOFTHEWARRANT.ThepurchaseandsaleoftheWarrant（theClosing）shalltakeplaceat10:

00AMattheofficesofADDRESS:

_________on_________,_________,_________（M/D/Y）oratsuchothertime,placeanddateastheCompanyandthePurchaseragree（theClosingDate）.AttheClosing,（i）eachoftheCompanyandthePurchasershallexecuteanddeliverthisAgreement,（ii）theCompanyshallissuetheWarranttothePurchaserand（iii）thePurchasershallpaytotheCompanyinimmediatelyavailablefunds,TwoMillion,FiveHundredThousandDollars（$_________,thePurchasePrice）.AlsoattheClosing,theCompanyshalldelivertoPurchaseranOpinionofCounselintheformattachedheretoasExhibitB.TheexecutionanddeliveryofthisAgreementandtheClosingshallbesimultaneousinthatneithertheexecutionanddeliveryofthisAgreementnoranyeventrequiredbythetermshereoftooccurattheClosingshallbedeemedtohaveoccurreduntilsuchexecutionanddeliveryhaveoccurred,andwhensuchexecutionanddeliveryandallsucheventshaveoccurred,theyshallbedeemedtohaveoccurredsimultaneously.

2.REPRESENTATIONSANDWARRANTIESOFTHECOMPANY.TheCompanyherebyrepresentsandwarrantstothePurchaserthatasoftheClosingDate:

（a）Organization.CorporatePowerandLicenses.TheCompanyisacorporationdulyorganized,validlyexistingandingoodstandingunderthelawsoftheStateofDelawareandisqualifiedtodobusinessineveryjurisdictioninwhichthefailuretosoqualifywouldreasonablybeexpectedtohaveamaterialadverseeffectontheCompany.TheCompanypossessestherequisitecorporatepowerandauthorityandallmateriallicenses,permitsandauthorizationsnecessarytoownandoperateitsproperties,tocarryonitsbusinessesasnowconductedandpresentlyproposedtobeconductedandtocarryoutthetransactionscontemplatedbythisAgreement.

（b）CapitalStock.ThecapitalstockoftheCompanyconsistsof:

（i）_________sharesofcommonstock,parvalue$_________pershare（collectively,theCommonStock）ofwhich（A）_________shareshavebeendesignatedSeriesACommonStock,_________sharesofwhichareissuedandoutstanding,_________sharesofwhicharereservedforissuanceuponconversionoftheoutstandingsharesofpreferredstockoftheCompany（givingeffecttotheissuanceoftheSeriesDPreferredtobeissuedpursuanttotheSubscriptionAgreementdated_________,_________,_________（M/D/Y）amongtheCompanyandtheInvestorsnamedtherein,asamendedfromtimetotime（theSubscriptionAgreement））,and_________sharesarereservedforissuanceuponexerciseoftheoptionsandwarrantsoftheCompanycurrentlyoutstanding,（B）onesharehasbeendesignatedasSeriesBCommonStock,whichshareisissuedandoutstanding,（C）onesharehasbeendesignatedasSeriesCCommonStock,whichshareisissuedandoutstanding,（D）onesharehasbeendesignatedasSeriesDCommonStock,whichshareisissuedandoutstanding,（E）onesharehasbeendesignatedasSeriesECommonStock,whichshareisissuedandoutstanding,（F）onesharehasbeendesignatedasSeriesFCommonStock,whichshareisissuedandoutstanding,（G）onesharehasbeendesignatedasSeriesGCommonStock,whichshareisissuedandoutstanding,（H）onesharehasbeendesignatedasSeriesHCommonStock,whichshareisissuedandoutstanding,and（I）_________shareshavebeendesignatedasNon-VotingCommonStock,noneofwhichisissuedandoutstandingandallofwhichisreservedforissuanceuponconversionoftheNon-votingSeriesEConvertiblePreferredStockand/orSeriesACommonStock;and（ii）_________sharesofPreferredStock,parvalue$_________pershare（collectively,thePreferredStock）ofwhich（A）_________shareshavebeendesignatedSeriesAConvertiblePreferredStock（theSeriesAStock）,_________sharesofwhichareissuedandoutstandingand_________ofwhicharereservedforissuanceuponexerciseofwarrantsissuedtoComdisco,Inc.,（B）_________shareshavebeendesignatedSeriesBConvertiblePreferredStock（theSeriesBStock）,ofwhich_________sharesareissuedandoutstanding,（C）_________shareshavebeendesignatedSeriesCConvertiblePreferredStock（theSeriesCStock）,ofwhich_________sharesareissuedandoutstanding,（D）_________shareshavebeendesignatedSeriesDPreferred,ofwhich_________sharesareissuedandoutstanding,and_________sharesarereservedforissuancepursuanttotheSubscriptionAgreementand（E）_________shareshavebeendesignatedNonVotingSeriesEStock,nosharesofwhichareissuedandoutstandingandallofwhicharereservedforissuanceuponconversionofSeriesDPreferred.Therights,privilegesandpreferencesoftheCommonStockandPreferredStockareasstatedintheAmendedandRestatedCertificateofIncorporationoftheCompanydatedasof_________,_________,_________（M/D/Y）,asamended.

（c）Pre-emptiveandOtherRightstoPurchaseStock.Otherthanassetforthabove,thepre-emptiverightscontainedintheCompany’sAmendedandRestatedShareholders’Agreementdatedasof_________,_________,_________（M/D/Y）,asamendedfromtimetotime（theShareholdersAgreement）,therightsoftheInvestorsundertheSubscriptionAgreementandasprovidedherein,（i）theCompanydoesnothaveoutstandinganycapitalstockorothersecuritiesconvertibleintoorexchangeableforanysharesofitscapitalstock,（ii）nopersonhasanyright（contingentorotherwise）againsttheCompanytosubscribefororpurchaseanycapitalstockorothersecuritiesconvertibleintoorexchangeableintocapitalstockoftheCompanyand（iii）theCompanyisnotsubjecttoanyobligation（contingentorotherwise）torepurchaseorotherwiseacquireorretireanysharesofitscapitalstockoranyothersecuritiesconvertibleintoorexchangeableforanysharesoftheCompany’scapitalstock.

（d）ValidIssuance.AllsharesoftheCompany’sstockare,anduponissuanceinaccordancewiththisAgreementandtheWarrant,theWarrantShareswillbe（i）dulyandvalidlyissued,（ii）fullypaidandnonassessable,（iii）exceptassetforthintheShareholdersAgreement,freeofanyliens（asdefinedbelow）otherthanthosecreatedbytheownerthereof,and（iv）issuedincompliancewithallapplicablefederalandstatesecuritieslaws.

（e）Authorization;NoBreach.Theexecution,deliveryandperformanceofthisAgreementandtheWarrantandtheissuanceoftheWarrantSharesasprovidedhereinandthereinhavebeendulyauthorizedbytheCompany.EachofthisAgreementandtheWarrantconstitutesavalidandbindingobligationoftheCompany,enforceableagainsttheCompanyinaccordancewithitsrespectiveterms,exceptastheenforceabilitythereofmaybelimitedbybankruptcy,insolvencyorothersimilarrightsgenerallyaffectingtheenforceabilityofcreditorsrightsorbygeneralprinciplesofequity.TheexecutionanddeliverybytheCompanyofthisAgreementandtheWarrant,theoffering,saleandissuanceoftheWarrant,theissuanceoftheWarrantSharesuponexerciseoftheWarrant,andthefulfillmentofandcompliancewiththerespectivetermshereofandthereofbytheCompany,donotandshallnot（i）conflictwithorresultinabreachoftheterms,conditionsorprovisionsof,（ii）constituteadefaultunder,（iii）resultinthecreationofanylien,securityinterest,chargeorencumbranceupontheCompany’scapitalstockorassetspursuantto,（iv）giveanythirdpartytherighttomodify,terminateoraccelerateanyobligationunder,（v）resultinaviolationof,or（vi）requireanyauthorization,consent,approval,exemptionorotheractionbyornoticeordeclarationto,orfilingwith,anycourtoradministrativeorgovernmentalbodyoragencypursuantto,thecharterorbylawsoftheCompanyoranysubsidiary,oranylaw,statute,ruleorregulationtowhichtheCompanyoranysubsidiaryissubject,oranyagreement,instrument,order,judgmentordecreetowhichtheCompanyoranysubsidiaryissubject.

（f）Subsidiaries.Schedule3（f）setsforththesubsidiariesoftheCompany,thejurisdictionoforganizationofeachsubsidiary,itssharesofcapitalstockorpartnershipinterestsoutstanding,andtherecordandbeneficialownerofsuchsharesorinterests.Exceptforthesubsidiaries,theCompanydoesnotownorcontrol,directlyorindirectly,anypartnershipinterests,stockorotherequityinterestsinanycorporation,partnershiporotherentityoranyvotingrightsorrighttocontrolthepoliciesanddirectionofanycorporation,partnershiporotherentity.Therearenooutstandingoptions,warrants,subscriptions,agreementsorotherrightsforthepurchaseoracquisitionfromtheCompanyoranysubsidiaryofanysharesofcapitalstockorothersecuritiesofanysubsidiary.

（h）Broker’sFees.NopersonorentityactingonbehalforundertheauthorityoftheCompanyisorwillbeentitledtoanybroker’s,fin