CAYMAN ISLANDS COMPLIANCE CONTROL SCHEDULE开曼群岛符合法例行为表格.docx
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CAYMANISLANDSCOMPLIANCECONTROLSCHEDULE开曼群岛符合法例行为表格
CAYMANISLANDS
COMPLIANCECONTROLSCHEDULE
Section1（tobecompletedbyallclients）
ClientUse
GICStaffOnly
（1.1）ProposedCompanyName/ShelfCompanyName:
1.
2._____________________________________________________________________
3._____________________________________________________________________
（1.2）AuthorisedCapital:
（tickbox）
US$
50,000
representing
50,000
Shares
US$
1.00
each
Standard
or
US$
representing
Shares
US$
each
PleaseNote:
additionalcapitaldutyispayablewherecapitalisinexcessofUS$51,200.Ifyoudonotselectthestandardcapitalpleaseaddinthetypeofcurrencyrequired.
（1.3）Natureoftheproposedbusinesstobeconducted:
Geographicallocation（s）oftheBusiness（Country）:
（1.4）Pleaseindicatethesourceoffundsforthecompany:
（tickbox）
a）PersonalAssetsofBeneficialOwner（s）
b）Borrowings/Loans
c）PublicListings
Jurisdictioninwhichthecompanyistobelisted:
d）Other（pleasespecify）
Approxleveloffunds:
US$
Jurisdictionoforiginofthefunds:
（1.5）LocationwheretheMinuteBookandtherecordsofthecompanyaretobeheld（fulladdress,nottheRegisteredOfficeinCaymanIslands）:
（1.6）CompanySecretary’sDetails
1）Pleasenote:
itisnotarequirementforaCaymanIslandscompanytohaveaSecretary.TickifyoudonotrequireaCompanySecretaryandgotosection1.7.
2）AppendixBisalsorequiredtobecompletedforeachCorporateSecretary
（b）（a）FullName:
（（b（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（h）Pleaseattachareference（seeAppendixA）
DoyouhaveaCorporateSecretary?
IfyesyouwillberequiredtocompleteAppendixBfortheCorporateSecretary
Yes/No
Information
checkedby:
_________
Signed:
Date:
_________
Section1（cont’d）
ClientUse
GICStaffOnly
（1.7）Directors’Details:
Pleasenote:
1）Aminimumofonedirectorisrequiredandcorporatedirectorsarepermitted.
2）OurstandardM&Aallowsamaximumof12directors
3）AppendixBisalsorequiredtobecompletedforeachCorporateDirector
（1.7a）Director1:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Passport/HKIDCardNo.:
（e）Occupation:
（f）DateofBirth:
（g）PlaceofBirth:
（h）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（i）Pleaseattachareference（seeAppendixA）
（1.7b）Director2:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（h）Pleaseattachareference（seeAppendixA）
（1.7c）DidyouhaveanyCorporateDirectors?
IfyesyouwillberequiredtocompleteAppendixBforeachCorporateDirector.
Yes/No
Information
checkedby:
_________
Signed:
Date:
_________
Section1（cont’d）
ClientUse
GICStaffOnly
（1.8）MembersDetails
Pleasenote:
1）Eachcompanymusthaveatleastoneshareholderandcorporateshareholder（s）arepermitted.
2）AppendixBisrequiredtobecompletedforeachCorporateShareholder.
（1.8a）Shareholder1:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Passport/HKIDCardNo.:
（e）Occupation:
（f）DateofBirth:
（g）PlaceofBirth:
（h）Numberofsharestobeissued:
（i）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（j）Pleaseattachareference（seeAppendixA）
（1.8b）Shareholder2:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Numberofsharestobeissued:
（h）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（i）Pleaseattachareference（seeAppendixA）
（1.8c）DidyouhaveanyCorporateShareholders?
IfyesyouwillberequiredtocompleteAppendixBforeachCorporateShareholder.
（1.8d）Aretheaboveshareholdersbeneficialownersofthecompany.
IfNo,youwillberequiredtocompletethefollowingsectionfortheBeneficialOwners.
IfYes,gotosection1.10.
Yes/No
Yes/No
Information
checkedby:
_________
Signed:
Date:
_________
Section1（cont’d）
ClientUse
GICStaffOnly
（1.9）BeneficialOwner（s）:
（wheredifferenttoshareholders）
Pleasenote:
1）ForduediligencepurposesBeneficialOwner（s）areanypersonsholding10%interestormoreorwithprincipalcontroloverthecompany’sassets.
2）AppendixBisrequiredtobecompletedforeachCorporateBeneficialOwner.
（1.9a）BeneficialOwner1:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Percentageofcompanyheld:
（h）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（i）Pleaseattachareference（seeAppendixA）
（1.9b）BeneficialOwner2:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Percentageofcompanyheld:
（h）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
（tickbox）
a）CurrentPassport
or
b）HongKongIDCard
（i）Pleaseattachareference（seeAppendixA）
（1.9c）DidyouhaveanyCorporateBeneficialOwner（s）?
IfyesyouwillberequiredtocompleteAppendixBforeachCorporateBeneficialOwner.
Yes/No
Information
checkedby:
_________
Signed:
Date:
_________
Section1（cont’d）
ClientUse
GICStaffOnly
（1.10）AuthorisedSignatory（s）Details
1）Pleasenote:
itisnotarequirementforaCaymanIslandscompanytohaveanyAuthorisedSignatories.AnAuthorisedSignatoryisanypersonorcompany,notalreadyidentifiedintheprecedingcategories1.6to1.9,whohascontroloverthecompanyand/orunderlyingassets.
TickiftherearenoAuthorisedSignatoriesandgotosection1.11.
2）AppendixBisalsorequiredtobecompletedforeachCorporateAuthorisedSignatory
（1.10a）AuthorisedSignatory1:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
a）CurrentPassport
or
b）HongKongIDCard
（h）Pleaseattachareference（seeAppendixA）
（i）DescriptionofAuthorisation/ControloverCompanyorUnderlyingAssets:
（1.10b）AuthorisedSignatory2:
（a）FullName:
（b）Address:
（pluspostcode）
（c）Nationality:
（d）Occupation:
（e）DateofBirth:
（f）PlaceofBirth:
（g）Pleaseattachaclearauthenticatedcopyofoneofthefollowing:
a）CurrentPassport
Or
b）HongKongIDCard
（h）Pleaseattachareference（seeAppendixA）
（i）DescriptionofAuthorisation/ControloverCompanyorUnderlyingAssets:
DoyouhaveaCorporateAuthorisedSignatory?
IfyesyouwillberequiredtocompleteAppendixBfortheCorporateAuthorisedSignatory
Yes/No
Information
checkedby:
_________
Signed:
Date:
_________
Section1（cont’d）
ClientUse
GICStaffOnly
（1.11）DeclarationConcerningComplianceControlSchedule.
I/Weconfirmthat:
1
Thedirectors,shareholdersandanybeneficialownersofthecompanyhavenotbeendeclaredbankruptorinsolventorconcernedinthemanagementofanycompanywhichhasbeen/issubjecttoaninsolventliquidationorbankruptcyinanypartoftheworld（pleaseprovidedetailsifthisisnotaccurate）;
2
AnyassetsI/wemaytransfereithernoworinthefuturetothecompanyareandwillbebeneficiallyownedbyme/us,freefromanyliens,chargesandencumbrancesandthatsuchassetsdonotandwillnotrepresenttheproceedsoforderivefromanycriminalorillegalactivitiesincludingtaxfraudorevasion;and
3
Inaccordancewithsection59oftheCaymanIslandsCompanyLaw（2003Revision）wewillcauseproperbooksofaccounttobekeptfortheproposedcompanywithrespectto:
a.
Allsumsofmoneyreceivedandexpendedbythecompanyandthemattersinrespectofwhichthereceiptsandexpendituretakesplace;
b.
Allsalesandpurchasesofgoodsbythecompany;and
c.
Theassetsandliabilitiesofthecompany
Properbooksofaccountbeingsuchasarenecessarytogiveatrueandfairviewofthestateofthecompany’saffairsandtoexplainitstransactions.
4
Thattheaboveinformation,tothebestofmy/ourknowledgeandbelief,istrueandaccurate.
Signature:
Date:
PrintName:
PleasenotethatthecontentsofthisformandanyattachedsheetswillbegovernedbyCaymanIslandsLawandwillbeconfidentialunderthetermsoftheConfidentialRelationships（Preservation）Law（1995Revision）.
GlobalIncorporationCentre
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