掲载用 共同研究契约书ひな型E.docx

掲载用 共同研究契约书ひな型E.docx

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掲载用共同研究契约书ひな型E

UNIVERSITY-INDUSTRY

COOPERATIVERESEARCHANDDEVELOPMENTAGREEMENT

TheUniversity-IndustryCooperativeResearchandDevelopmentAgreement（hereinafterreferredtoasthe“Agreement”）ismadeandenteredintobyandbetweenNationalUniversityCorporation*********University（hereinafterreferredtoasthe“University”）and[InserttheNameoftheIndustryCollaborator]（hereinafterreferredtoasthe“Collaborator”）basedonthebasisofmutualrespectandreciprocitysuchprincipleofequalfootingofwhichisfullyintegratedincorporatedintothepresentcollaborativeresearchproject,aselaboratedinthefollowingprovisions.

Section1.Definitions

1.1TetermssuedintheAgreementshallhavethemeaningasassignedtosuchtermsbelow:

（1）Theterm“ResearchResult”referstechnicalachievement,includingbutnotlimitedtocreationofinvention,device,design,copyrightedworkandknow-how,relatingtothegoalofthecollaborativeresearchproject（hereinafterreferredtoasthe“Project”）asdescribedinSection2hereofanddefinedasconceivedresultintheResearchReport,developedundertheAgreement.

（2）Theterm“IntellectualPropertyRight”or“IPR”refersto:

（a）utilitypatentrights,utilitymodelrights,designpatentrights,trademarkrights,circuitrydesignrightsofsemiconductorchipsforsemiconductorintegratedcircuit,breeder’srightsunderthePlantPatentandPlantVarietyProtectionLawandtherightstoregistertheabove-mentionedrightswhichmaybegrantedinJapanandtherightsequivalentorsimilartotheabove-mentionedrightsgrantedintheforeignjurisdictions;

（b）righttocopyrightedworkofcomputerprogramandcopyrightedworkofdatabaseundertheCopyrightLawofJapan（hereinafterreferredtoasthe“SoftwarePrograms”）andtherightsequivalentorsimilartotheabove-mentionedcopyrightgrantedintheforeignjurisdictions;and

（c）interestintheinformationwhichmaybekeptinconfidenceandcontainsproprietaryvalue,asspecificallysodesignatedbytheUniversityandtheCollaboratorthroughconsultation（hereinafterreferredtoasthe“Know-How”）.

1.2Theterm“Invention”asusedintheAgreementrefersto,incaseofthesubjectmatterpatentableandprotectedundertheutilitypatentrights,invention,incaseofthesubjectmatterprotectedunderutilitymodelrights,device,incaseofthesubjectmattersprotectedunderdesignpatentrights,trademarkrights,circuitrydesignsrightsofsemiconductorchipsandprotectedundercopyrightastheSoftwarePrograms,createdwork,incaseofthesubjectmattersprotectedunderbreeder’sright,breedplantand,incaseofthesubjectmattersprotectedastheKnow-How,conceptionofknow-how.

1.3Theterm“Exploit”or“Exploitation”asusedintheAgreement,inthecontextoftheIntellectualPropertyRightsorthelicensethereof,actsdefinedinArticle2,Paragraph3ofthePatentLawofJapan,actsdefinedinArticle2,Paragraph3oftheUtilityModelLawofJapan,actsdefinedinArticle2,Paragraph3oftheDesignLawofJapan,actsdefinedinArticle3,Paragraph3oftheTrademarkLawofJapan,actsdefinedinArticle2,Paragraph3oftheLawconcerningCircuitryDesignsforSemiconductorIntegratedCircuitofJapan,actsdefinedinArticle2,Paragraph5ofthePlantPatentandPlantVarietyProtectionLawofJapan,actsdefinedinArticle2,Paragraph1,Items15and19oftheCopyrightLawofJapanandexploitationoftheKnow-How.

1.4Theterm“PrincipalInvestigator”asusedintheAgreementreferstoapersonworkingfortheUniversityortheCollaboratorandengagingintheProjectandwhosenameislistedinAppendix1totheAgreementandapersonwhofallsinthedefinitionsinSection4,Paragraph3oftheAgreement.Alsotheterm“ProjectMember”referstoapersonwhocooperativelyparticipatesintheProjectotherthanthoselistedinAppendix1totheAgreementordefinedinSection4,Paragraph3oftheAgreement.

1.5Theterm“DesignatedTechnologyLicensingOffice”or“DesignatedTLO”asusedintheAgreementreferstoacertainorganizationsodesignatedbytheUniversityandwhichisexpectedtogrant,assignorotherwisedisposedoftherightofExploitationoftheIntellectualPropertyRightsjointlyownedbytheUniversityandtheCollaboratororownedsolelybytheUniversitywithintheresearchresultsundertheProjectPropertyRightsinaccordancewiththeprovisionsinthefollowingItemsbutnotExploitthembyitself:

（1）TograntalicenseofExploitationtoapartyotherthantheUniversityafterbeingtransferredandgrantedthesoleandexclusivelicensewithoutretentionofrightbylicensorundertheRegisteredSoleandExclusiveLicenseSystem（senyoujisshiken）asdefinedinArticle98,Paragraph1,Item2ofthePatentLawofJapan（hereinafterreferredtoasthe“RegisteredSoleandExclusiveLicense”）andothernon-registeredlicense（tsujojisshiken）;or

（2）TograntalicenseofExploitation,assignorotherwisedisposeofalloranypartofshareintheIntellectualPropertyRightsownedbytheUniversity,oncealloranypartofshareintheIntellectualPropertyRightsisassignedtoitasaholderofrightsandsuccessorininterestoftherights,dutiesandobligationfromtheUniversityoftheIntellectualPropertyRightsasprescribedintheAgreement.

Section2.ThemeofCollaborativeResearchProject

TheUniversityandtheCollaboratorshallcarryoutthefollowingcollaborativeresearchproject:

（1）ThemeofResearch

（2）Goal（s）ofResearch

（3）DescriptionofResearch

（4）ActivitiestobeAllocatedbetweenParties（seeAppendix1）

（5）ResearchMilestones

（6）ResearchLocation

（7）Others

Section3.ResearchPeriodandCompletionofResearch

3.1TheresearchperiodoftheProjectshallbefrom[__________,20__]to[___________,20__]（hereinafterreferredtoasthe“ResearchPeriod”）.

3.2UpontheexpirationoftheResearchPeriodaddefinedintheimmediatelyprecedingParagraph,orevenbeforesuchexpiration,oncetheUniversityandtheCollaboratordeterminethattheProjecthasbeencompleted,theProjectshallbedeemedtobecompleted.

Section4.StaffEngagedinCollaborativeResearchProject

4.1TheUniversityandtheCollaboratorshallnominatethepersonslistedinAppendix1totheProjectasresearchinvestigators,respectively.

4.2TheUniversityshalladmitthestaffoftheCollaboratorwhowillengageintheProjectattheResearchLocationintheUniversityasindustryorprivate-sectorresearchinvestigatorsfromresearchinvestigatorsoftheCollaborator.

4.3IftheUniversityortheCollaboratorintendstonominateanewmemberworkingfortheUniversityortheCollaboratortoparticipateintheProjectasaresearchinvestigator,theUniversityortheCollaboratorshallnotifyinwritingtotheotherpartyinadvanceandobtainawrittenconsentoftheotherparty.

Section5.PreparationofResearchReport

TheUniversityandtheCollaboratorshallmutuallycooperatetopreparetheresearchreportdescribingtheResearchResultattainedduringtheResearchPeriodwithinthirty（30）daysfromthedatefollowingthecompletiondateoftheProject.

（1）ThemeofResearch

（2）SummaryofResearchResult

（3）ProspectiveCommercializationOpportunityofResearchResult

（4）ActualExpenditureofResearchBudget

Section6.DesignationofKnow-How

6.1TheUniversityandtheCollaboratorshallpromptlydesignatetheinformationwhichshallfallwithinthecategoryofknow-howintheResearchResultdisclosedintheResearchReportthroughmutualconsultation.

6.2WhiledesignatingtheKnow-How,theperiodfrowhichitshallbekeptinconfidenceshallbespecified.

6.3TheconfidentialityperiodofKnow-howundertheimmediatelyprecedingParagraphshallbedeterminedbytheUniversityandtheCollaboratorthroughmutualconsultationanditshallbethree（3）yearsfromthedatefollowingthecompletiondateoftheProjectinprinciple,provided,however,that,theUniversityandtheCollaboratorconsultationmayextendorabridgetheconfidentialityperiodasnecessary.

Section7.ResearchFunding

TheUniversityandtheCollaboratorshallrespectivelybearandprovidethedirectcosts,overheadexpenses（ExpensesforUniversity-IndustryCollaborativeActivity）andtheresearchfeesetforthinAppendix2hereto（hereinafterreferredtoasthe“ResearchFunding”）.

Section8.ContributionofResearchFunding

8.1TheCollaboratorshallprovidetheResearchFundingowedbytheCollaboratorasprovidedforinAppendix2heretobytheduedatespecifiedintheinvoiceissuedbytheUniversityagainstdeliveryoftheinvoicefromtheUniversity.

8.2IftheCollaboratorfailstoprovidetheResearchFundingbythespecifiedduedateassetforthintheimmediatelyprecedingParagraph,theContributorshallbeliableforlatechargescalculatedperdiemat5%parannumfromthedatefollowingtheduedatetothedateonwhichsuchamountispaidinfull.

Section9.Accounting

TheUniversityshallberesponsibleforkeepingaccountingbooksandrecordsoftheResearchFundingprovidedforintheimmediatelyprecedingSection.TheCollaboratormayrequesttheUniversitytoaccessandinspecttheaccountingbooksandrecordsrelatingtotheAgreement.IftheCollaboratorrequeststheaccesstoandinspectionofaccountingbooksandrecordstotheUniversityrelatingtotheAgreement,theUniversitymusthonorsuchrequest.

Section10.OwnershipofCapitalEquipmentAcquiredbyResearchFunding

ThetitletothecapitalequipmentandotheritemsacquiredbytheResearchFundingandlistedinAppendix2heretoshallvestintheUniversity.

Section11.ProvisionofAccesstoFacilityandEquipment

11.1TheUniversityan