国外风险管理课件.ppt

国外风险管理课件.ppt

《国外风险管理课件.ppt》由会员分享，可在线阅读，更多相关《国外风险管理课件.ppt（45页珍藏版）》请在冰豆网上搜索。

UNCTAD20001EndEndUNCTAD20002EndEndAboutAboutRiskManagementUNCTAD20003EndEndMouseClicktomoveontothenextslideNextNextWhatisRiskManagement?

WhousesRiskManagement?

HowisRiskManagementused?

RiskManagementinCustomsHowdoyouuseitinCustoms?

UNCTAD20004EndEndMouseClicktomoveontothenextslideNextNextGoodmanagementpracticeProcessstepsthatenableimprovementindecisionmakingAlogicalandsystematicapproachIdentifyingopportunitiesAvoidingorminimisinglossesWhatisRiskManagement?

UNCTAD20005EndEndMouseClicktomoveontothenextslideNextNextRiskManagementisthenamegiventoalogicalandsystematicmethodofidentifying,analysing,treatingandmonitoringtherisksinvolvedinanyactivityorprocess.WhatisRiskManagement?

UNCTAD20006EndEndMouseClicktomoveontothenextslideNextNextRiskManagementisamethodologythathelpsmanagersmakebestuseoftheiravailableresourcesWhatisRiskManagement?

UNCTAD20007EndEndNextNextRiskManagementpracticesarewidelyusedinpublicandtheprivatesectors,coveringawiderangeofactivitiesoroperations.Theseinclude:

WhousesRiskManagement?

FinanceandInvestmentInsuranceHealthCarePublicInstitutionsGovernmentsUNCTAD20008EndEndNextNextEffectiveRiskManagementEffectiveRiskManagementisarecognisedandvaluedskill.EducationalinstitutionshaveformalstudycoursesandawarddegreesinRiskManagement.TheRiskManagementprocessiswellestablished.（InternationalRMprocessstandards.）WhousesRiskManagement?

UNCTAD20009EndEndNextNextRiskManagementisnowanintegralpartofbusinessplanning.WhousesRiskManagement?

UNCTAD200010EndEndTheRiskManagementprocessstepsareagenericguideforanyorganisation,regardlessofthetypeofbusiness,activityorfunction.HowisRiskManagementused?

NextNextThereare7stepsintheRMprocessUNCTAD200011EndEndNextNextThebasicprocessstepsare:

EstablishthecontextIdentifytherisksAnalysetherisksEvaluatetherisksTreattherisksUNCTAD200012EndEndNextNextRiskisdynamicandsubjecttoconstantchange,sotheprocessincludescontinuing:

Communication&consultationMonitoringandreviewandUNCTAD200013EndEndNextNextTheRiskManagementprocess:

Thestrategicandorganisationalcontextinwhichriskmanagementwilltakeplace.Forexample,thenatureofyourbusiness,therisksinherentinyourbusinessandyourpriorities.Communicate&consultEstablishthecontextUNCTAD200014EndEndNextNextTheRiskManagementprocess:

Communicate&consultMonitorandreviewDefiningtypesofrisk,forinstance,Strategicriskstothegoalsandobjectivesoftheorganisation.Identifyingthestakeholders,（i.e.,whoisinvolvedoraffected）.Pastevents,futuredevelopments.IdentifytherisksUNCTAD200015EndEndNextNextTheRiskManagementprocess:

Communicate&consultMonitorandreviewAnalysetherisksHowlikelyistheriskeventtohappen?

（Probabilityandfrequency?

）Whatwouldbetheimpact,costorconsequencesofthateventoccurring?

（Economic,political,social?

）UNCTAD200016EndEndNextNextTheRiskManagementprocess:

Communicate&consultMonitorandreviewEvaluatetherisksRanktherisksaccordingtomanagementpriorities,byriskcategoryandratedbylikelihoodandpossiblecostorconsequence.Determineinherentlevelsofrisk.UNCTAD200017EndEndNextNextTheRiskManagementprocess:

TreattherisksDevelopandimplementaplanwithspecificcounter-measurestoaddresstheidentifiedrisks.Consider:

Priorities（Strategicandoperational）Resources（human,financialandtechnical）Riskacceptance,（i.e.,lowrisks）UNCTAD200018EndEndNextNextTheRiskManagementprocess:

Documentyourriskmanagementplananddescribethereasonsbehindselectingtheriskandforthetreatmentchosen.Recordallocatedresponsibilities,monitoringorevaluationprocesses,andassumptionsonresidualrisk.Communicate&consultMonitorandreviewTreattherisksUNCTAD200019EndEndNextNextTheRiskManagementprocess:

Communicate&consultRiskManagementpoliciesanddecisionsmustberegularlyreviewed.MonitorandreviewInidentifying,prioritisingandtreatingrisks,organisationsmakeassumptionsanddecisionsbasedonsituationsthataresubjecttochange,（e.g.,thebusinessenvironment,tradingpatterns,orgovernmentpolicies）.UNCTAD200020EndEndNextNextTheRiskManagementprocess:

RiskManagersmustmonitoractivitiesandprocessestodeterminetheaccuracyofplanningassumptionsandtheeffectivenessofthemeasurestakentotreattherisk.Methodscanincludedataevaluation,audit,compliancemeasurement.Communicate&consultMonitorandreviewUNCTAD200021EndEndNextNextTheRiskManagementprocess:

EstablishthecontextIdentifytherisksAnalysetherisksEvaluatetherisksTreattherisksMonitoringandreviewCommunication&consultationUNCTAD200022EndEndNextNextCustomsadministrationshaveturnedincreasinglytoRiskManagementasaneffectivemeansofmeetingnationalobjectives.Administrationsprovidefacilitationwhilemaintainingcontrolovertheintern