UCP600中英文Word下载.docx

UCP600中英文Word下载.docx

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Article5Documentsv.Goods,ServicesorPerformance15

Article6Availability,ExpiryDateandPlaceforPresentation15

Article7IssuingBankUndertaking16

Article8ConfirmingBankUndertaking17

Article9AdvisingofCreditsandAmendments19

Article10Amendments20

Article11TeletransmittedandPre-AdvisedCreditsandAmendments22

Article12Nomination22

Article13Bank-to-BankReimbursementArrangements23

Article14StandardforExaminationofDocuments24

Article15ComplyingPresentation27

Article16DiscrepantDocuments,WaiverandNotice27

Article17OriginalDocumentsandCopies29

Article18CommercialInvoice30

Article19TransportDocumentCoveringatLeastTwoDifferentModesofTransport31

Article20BillofLading33

Article21Non-NegotiableSeaWaybill36

Article22CharterPartyBillofLading38

Article23AirTransportDocument40

Article24Road,RailorInlandWaterwayTransportDocuments41

Article25CourierReceipt,PostReceiptorCertificateofPosting44

Article26"

OnDeck"

"

Shipper'

sLoadandCount"

“SaidbyShippertoContain”andChargesAdditionaltoFreight44

Article27CleanTransportDocument45

Article28InsuranceDocumentandCoverage45

Article29ExtensionofExpiryDateorLastDayforPresentation47

Article30ToleranceinCreditAmount,QuantityandUnitPrices48

Article31PartialDrawingsorShipments49

Article32InstalmentDrawingsorShipments50

Article33HoursofPresentation50

Article34DisclaimeronEffectivenessofDocuments50

Article35DisclaimeronTransmissionandTranslation51

Article36ForceMajeure52

Article37DisclaimerforActsofanInstructedParty52

Article38TransferableCredits53

Article39AssignmentofProceeds56

UCP600中文版UCP600

第一条UCP的适用范围59

第二条定义59

第三条解释60

第四条信用证与合同61

第五条单据与货物、服务或履约行为61

第六条兑用方式、截止日和交单地点61

第七条开证行责任62

第八条保兑行责任62

第九条信用证及其修改的通知63

第十条修改63

第十一条电讯传输的和预先通知的信用证和修改64

第十二条指定64

第十三条银行之间的偿付安排64

第十四条单据审核标准64

第十五条相符交单65

第十六条不符单据、放弃及通知66

第十七条正本单据及副本66

第十八条商业发票67

第十九条涵盖至少两种不同运输方式的运输单据67

第二十条提单68

第二十一条不可转让的海运单69

第二十二条租船合同提单70

第二十三条空运单据70

第二十四条公路、铁路或内陆水运单据71

第二十五条快递收据、邮政收据或投邮证明72

第二十六条“货装舱面”、“托运人装载和计数”、“内容据托运人报称”及运费之外的费用。

72

第二十七条清洁运输单据72

第二十八条保险单据及保险范围72

第二十九条截止日或最迟交单日的顺延73

第三十条信用证金额、数量与单价的伸缩度73

第三十一条部分支款或部分发运73

第三十二条分期支款或分期发运74

第三十三条交单时间74

第三十四条关于单据有效性的免责74

第三十五条关于信息传递和翻译的免责74

第三十六条不可抗力74

第三十七条关于被指示方行为的免责75

第三十八条可转让信用证75

第三十九条款项让渡76

FOREWORD

ThisrevisionoftheUniformCustomsandPracticeforDocumentaryCredits（commonlycalled“UCP”）isthesixthrevisionoftherulessincetheywerefirstpromulgatedin1933.ItisthefruitofmorethanthreeyearsofworkbytheInternationalChamberofCommerce’s（ICC）CommissiononBankingTechniqueandPractice.

ICC,whichwasestablishedin1919,hadasitsprimaryobjectivefacilitatingtheflowofinternationaltradeatatimewhennationalismandprotectionismposedseriousthreatstotheworldtradingsystem.ItwasinthatspiritthattheUCPwerefirstintroduced–toalleviatetheconfusioncausedbyindividualcountries’promotingtheirownnationalrulesonletterofcreditpractice.Theobjective,sinceattained,wastocreateasetofcontractualrulesthatwouldestablishuniformityinthatpractice,sothatpractitionerswouldnothavetocopewithaplethoraofoftenconflictingnationalregulations.TheuniversalacceptanceoftheUCPbypractitionersincountrieswithwidelydivergenteconomicandjudicialsystemsisatestamenttotherules’success.

ItisimportanttorecallthattheUCPrepresenttheworkofaprivateinternationalorganization,notagovernmentalbody.Sinceitsinception,ICChasinsistedonthecentralroleofself-regulationinbusinesspractice.Theserules,formulatedentirelybyexpertsintheprivatesector,havevalidatedthatapproach.TheUCPremainthemostsuccessfulsetofprivaterulesfortradeeverdeveloped.

Arangeofindividualsandgroupscontributedtothecurrentrevision,whichisentitledUCP600.TheseincludetheUCPDraftingGroup,whichsiftedthroughmorethan5000individualcommentsbeforearrivingatthisconsensustext;

theUCPConsultingGroup,consistingofmembersfrommorethan25countries,whichservedastheadvisorybodyreactingtoandproposingchangestothevariousdrafts;

themorethan400membersof

theICCCommissiononBankingTechniqueandPracticewhomadeertinent

suggestionsforchangesinthetext;

andICCnationalcommitteesworldwidewhichtookanactiveroleinconsolidatingcommentsfromtheirmembers.ICCalsoexpressesitsgratitudetopractitionersinthetransportand

Insuranceindustries,whoseperceptivesuggestionshonedthefinaldraft.

GuySebban

SecretaryGeneral

InternationalChamberofCommerce

INTRODUCTION

InMay2003,theInternationalChamberofCommerceauthorizedtheICCCommissiononBankingTechniqueandPractice（BankingCommission）tobeginarevisionoftheUniformCustomsandPracticeforDocumentaryCredits,ICCPublication500.

Aswithotherrevisions,thegeneralobjectivewastoaddressdevelopmentsinthebanking,transportandinsuranceindustries.Additionally,therewasaneedtolookatthelanguageandstyleusedintheUCPtoremovewordingthatcouldleadtoinconsistentapplicationandinterpretation.

Whenworkontherevisionstarted,anumberofglobalsurveysindicatedthat,becauseofdiscrepancies,approximately70%ofdocumentspresentedunderlettersofcreditwerebeingrejectedonfirstpresentation.Thisobviouslyhad,andcontinuestohave,anegativeeffectontheletterofcreditbeingseenasameansofpaymentand,ifunchecked,couldhaveseriousimplicationsformaintainingorincreasingitsmarketshareasarecognizedmeansofsettlementininternationaltrade.Theintroductionbybanksofadiscrepancyfeehashighlightedtheimportanceofthisissue,especiallywhentheunderlyingdiscrepancieshavebeenfoundtobedubiousorunsound.WhilstthenumberofcasesinvolvinglitigationhasnotgrownduringthelifetimeofUCP500,theintroductionoftheICC’sDocumentaryCreditDisputeResolutionExpertiseRules（DOCDEX）inOctober1997（subsequentlyrevisedinMarch2002）hasresultedinmorethan60casesbeingdecided.

Toaddresstheseandotherconcerns,theBankingCommissionestablishedaDraftingGrouptoreviseUCP500.Itwasalsodecidedtocreateasecondgroup,knownastheConsultingGroup,toreviewandadviseonearlydraftssubmittedbytheDraftingGroup.TheConsultingGroup,madeupofover40individualsfrom26countries,consistedofbankingandtransportindustryexperts.Ablyco-chairedbyJohnTurnbull,DeputyGeneralManager,SumitomoMitsuiBankingCorporationEuropeLtd,LondonandCarlo

DiNinni,Adviser,ItalianBankersAssociation,Rome,theConsultingGroupprovidedvaluableinputtotheDraftingGrouppriortoreleaseofdrafttextstoICCnationalcommittees.TheDraftingGroupbeganthereviewprocessbyanalyzingthecontentoftheofficialOpinionsissuedbytheBankingCommissionunderUCP500.Some500Opinionswerereviewedtoassesswhethertheissuesinvolvedwarrantedachangein,anadditiontooradeletionofanyUCParticle.Inaddition,considerationwasgiventothecontentofthefourPositionPapersissuedbytheCommissioninSeptember1994,thetwoDecisionsissuedbytheCommission（concerningtheintroductionoftheeuroandthedeterminationofwhatconstitutedanoriginaldocumentunderUCP500sub-article20（b）andthedecisionsissuedinDOCDEXcases.Duringtherevisionprocess,noticewastakenoftheconsiderableworkthathadbeencompletedincreatingtheInternationalStandardBankingPracticefortheExaminationofDocumentsunderDocumentaryCredits（ISBP）,ICCPublication645.Thispublication

hasevolvedintoanecessarycompaniontotheUCPfordeterminingcomplianceofdocumentswiththetermsoflettersofcredit.ItistheexpectationoftheDraftingGroupandtheBankingCommissionthattheapplicationoftheprinciplescontainedintheISBP,includingsubsequentrevisionsthereof,willcontinueduringthetimeUCP600isinforce.AtthetimeUCP600isimplemented,therewillbeanupdatedversionofthe

ISBPtobringitscontentsinlinewiththesubstanceandstyleofthenewrules.ThefourPositionPapersissuedinSeptember1994wereissuedsubjecttotheirapplicationunderUCP500;

therefore,theywillnotbeapplicableunderUCP600.TheessenceoftheDecisioncoveringthedeterminationofanoriginaldocumenthasbeenincorporatedintothetextofUCP600.TheoutcomeoftheDOCDEXcaseswereinvariablybasedonexistingICCBankingCommissionOpinionsandthereforecontainednospecificissuesthatrequiredaddressingintheserules.OneofthestructuralchangestotheUCPistheintroductionofarticlescoveringdefinitions（article2）andinterpretations（article3）.Inprovidingdefinitionsofroles

playedbybanksandthemeaningofspecifictermsandevents,UCP600avoidsthenecessityofrepetitivetexttoexplaintheirinterpretationandapplication.Similarly,thearticlecoveringinterpretationsaimstotaketheambiguityoutofvagueorunclearlanguagethatappearsinlettersofcreditandtoprovideadefinitiveelucidationofothercharacteristicsoftheUCPorthecredit.Duringthecourseofthelastthreeyears,ICCnationalcommitteeswerecanvassedonarangeofissuestodeterminetheirpreferencesonalternativetextssubmittedbytheDraftingGroup.Theresultsofthisexerciseandtheconsiderableinput