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sRepublicofChinaonJune15,2001,andeffectiveasofJuly1,2001)
(TranslatedbythePatentAdministrationDepartmentundertheStateCouncilofthePeople’sRepublicofChina.Incaseofdiscrepancy,theoriginalversionshallprevail.)
ChapterIGeneralProvisions
Rule1.TheseImplementingRegulationsareformulatedinaccordancewiththePatentLawofthePeople'
sRepublicofChina(hereinafterreferredtoasthePatentLaw).
Rule2"
Invention"
inthePatentLawmeansanynewtechnicalsolutionrelatingtoaproduct,aprocessorimprovementthereof.
"
Utilitymodel"
inthePatentLawmeansanynewtechnicalsolutionrelatingtotheshape,thestructure,ortheircombination,ofaproduct,whichisfitforpracticaluse.
Design"
inthePatentLawmeansanynewdesignoftheshape,thepatternortheircombination,orthecombinationofthecolorwithshapeorpattern,ofaproduct,whichcreatesanaestheticfeelingandisfitforindustrialapplication.
Rule3AnyformalitiesprescribedbythePatentLawandtheseImplementingRegulationsshallbecompliedwithinawrittenformorinanyotherformprescribedbythePatentAdministrationDepartmentundertheStateCouncil.
Rule4AnydocumentsubmittedinaccordancewiththeprovisionsofthePatentLawandtheseImplementingRegulationsshallbeinChinese;
thestandardscientificandtechnicaltermsshallbeusedifthereisaprescribedonesetforthbytheState;
wherenogenerallyacceptedtranslationinChinesecanbefoundforaforeignnameorscientificortechnicalterm,theoneintheoriginallanguageshallbealsoindicated.
WhereanycertificateorcertifyingdocumentsubmittedinaccordancewiththeprovisionsofthePatentLawandtheseImplementingRegulationsisinaforeignlanguage,thePatentAdministrationDepartmentundertheStateCouncilmay,whenitdeemsnecessary,requestaChinesetranslationofthecertificateorthecertifyingdocumentbesubmittedwithinaspecifiedtimelimit;
wherethetranslationisnotsubmittedwithinthespecifiedtimelimit,thecertificateorcertifyingdocumentshallbedeemednottohavebeensubmitted.
Rule5WhereanydocumentissentbymailtothePatentAdministrationDepartmentundertheStateCouncil,thedateofmailingindicatedbythepostmarkontheenvelopeshallbedeemedtobethedateoffiling;
wherethedateofmailingindicatedbythepostmarkontheenvelopeisillegible,thedateonwhichthePatentAdministrationDepartmentundertheStateCouncilreceivesthedocumentshallbethedateoffiling,exceptwherethedateofmailingisprovedbythepartyconcerned.
AnydocumentofthePatentAdministrationDepartmentundertheStateCouncilmaybeservedbymail,bypersonaldeliveryorbyotherforms.Whereanypartyconcernedappointsapatentagency,thedocumentshallbesenttothepatentagency;
wherenopatentagencyisappointed,thedocumentshallbesenttotheliaisonpersonnamedintherequest.
WhereanydocumentissentbymailbythePatentAdministrationDepartmentundertheStateCouncil,the16thdayfromthedateofmailingshallbepresumedtobethedateonwhichthepartyconcernedreceivesthedocument.
WhereanydocumentisdeliveredpersonallyinaccordancewiththeprovisionsofthePatentAdministrationDepartmentundertheStateCouncil,thedateofdeliveryisthedateonwhichthepartyconcernedreceivesthedocument.
Wheretheaddressofanydocumentisnotclearanditcannotbesentbymail,thedocumentmaybeservedbymakinganannouncement.Attheexpirationofonemonthfromthedateoftheannouncement,thedocumentshallbedeemedtobeserved.
Rule6ThefirstdayofanytimelimitprescribedinthePatentLawandtheseImplementingRegulationsshallnotbecountedinthetimelimit.Wherethetimelimitiscountedbyyearorbymonth,itshallexpireonthecorrespondingdayofthelastmonth;
ifthereisnocorrespondingdayinthatmonth,thetimelimitshallexpireonthelastdayofthatmonth;
ifatimelimitexpiresonanofficialholiday,itshallexpireonthefirstworkingdayfollowingthatofficialholiday.
Rule7WhereatimelimitprescribedinthePatentLawortheseImplementingRegulationsorspecifiedbythePatentAdministrationDepartmentundertheStateCouncilisnotobservedbyapartyconcernedbecauseofforcemajeure,resultinginlossofhisoritsrights,heoritmay,withintwomonthsfromthedateonwhichtheimpedimentisremoved,atthelatestwithintwoyearsimmediatelyfollowingtheexpirationofthattimelimit,statethereasons,togetherwithrelevantsupportingdocuments,andrequestthePatentAdministrationDepartmentundertheStateCounciltorestorehisoritsrights.
WhereatimelimitprescribedinthePatentLawortheseImplementingRegulationsorspecifiedbythePatentAdministrationDepartmentundertheStateCouncilisnotobservedbyapartyconcernedbecauseofanyjustifiedreason,resultinginlossofhisoritsrights,heoritmay,withintwomonthsfromthedateofreceiptofanotificationfromthePatentAdministrationDepartmentundertheStateCouncil,statethereasonsandrequestthePatentAdministrationDepartmentundertheStateCounciltorestorehisoritsrights.
WherethepartyconcernedmakesarequestforanextensionofatimelimitspecifiedbythePatentAdministrationDepartmentundertheStateCouncil,heoritshall,beforethetimelimitexpires,statethereasonstothePatentAdministrationDepartmentundertheStateCouncilandgothroughtherelevantformalities.
TheprovisionsofparagraphsoneandtwoofthisRuleshallnotbeapplicabletothetimelimitreferredtoinArticles24,29,42and62ofthePatentLaw.
Rule8WhereanapplicationforapatentforinventionrelatestothesecretsoftheStateconcerningnationaldefenseandrequirestobekeptsecret,theapplicationforpatentshallbefiledwiththepatentdepartmentofnationaldefense.WhereanyapplicationforpatentforinventionrelatingtothesecretsoftheStateconcerningnationaldefenseandrequiringtobekeptsecretisreceivedbythePatentAdministrationDepartmentundertheStateCouncil,theapplicationshallbeforwardedtothepatentdepartmentofnationaldefenseforexamination,andthePatentAdministrationDepartmentundertheStateCouncilshallmakeadecisiononthebasisoftheobservationsoftheexaminationmadebythepatentdepartmentofnationaldefense.
Subjecttotheprecedingparagraph,thePatentAdministrationDepartmentundertheStateCouncilshall,afterreceiptofanapplicationforpatentforinventionwhichisrequiredtobeexaminedforthepurposeofsecurity,sendittotherelevantcompetentdepartmentundertheStateCouncilforexamination.Therelevantcompetentdepartmentshall,withinfourmonthsfromthedateofreceiptoftheapplication,notifythePatentAdministrationDepartmentundertheStateCounciloftheresultsoftheexamination.Wheretheinventionforwhichapatentisappliedforisrequiredtobekeptsecret,thePatentAdministrationDepartmentundertheStateCouncilshallhandleitasanapplicationforsecretpatentandnotifytheapplicantaccordingly.
Rule9Anyinvention-creationthatiscontrarytothelawsoftheStatereferredtoinArticle5ofthePatentLawshallnotincludetheinvention-creationmerelybecausetheexploitationofwhichisprohibitedbythelawsoftheState.
Rule10ThedateoffilingreferredtointhePatentLaw,exceptforthosereferredtoinArticles28and42,meanstheprioritydatewherepriorityisclaimed.
ThedateoffilingreferredtointheseImplementingRegulations,exceptasotherwiseprescribed,meansthedateoffilingprescribedinArticle28ofthePatentLaw.
Rulel1"
Aserviceinvention-creationmadebyapersoninexecutionofthetasksoftheentitytowhichhebelongs"
referredtoinArticle6ofthePatentLawmeansanyinvention-creationmade:
(1)inthecourseofperforminghisownduty;
(2)inexecutionofanytask,otherthanhisownduty,whichwasentrustedtohimbytheentitytowhichhebelongs;
(3)withinoneyearfromhisresignation,retirementorchangeofwork,wheretheinvention-creationrelatestohisowndutyortheothertaskentrustedtohimbytheentitytowhichhepreviouslybelonged.
Theentitytowhichhebelongs"
referredtoinArticle6ofthePatentLawincludestheentityinwhichthepersonconcernedisatemporarystaffmember.“Materialandtechnicalmeansoftheentity”referredtoinArticle6ofthePatentLawmeantheentity'
smoney,equipment,spareparts,rawmaterialsortechnicalmaterialswhicharenotdisclosedtothepublic.
Rule12"
Inventor"
or"
creator"
referredtointhePatentLawmeansanypersonwhomakescreativecontributionstothesubstantivefeaturesofaninvention-creation.Anypersonwho,duringthecourseofaccomplishingtheinvention-creation,isresponsibleonlyfororganizationalwork,orwhooffersfacilitiesformakinguseofmaterialandtechnicalmeans,orwhotakespartinotherauxiliaryfunctions,shallnotbeconsideredasinventororcreator.
Rulel3Foranyidenticalinvention-creation,onlyonepatentrightshallbegranted.
Twoormoreapplicantswhorespectivelyfile,onthesameday,applicationsforpatentfortheidenticalinvention-creation,asprovidedforinArticle9ofthePatentLaw,shall,afterreceiptofanotificationfromthePatentAdministrationDepartmentundertheStateCouncil,holdconsultationsamongthemselvestodecidethepersonorpersonswhoshallbeentitledtofiletheapplication.
Rule14Anyassignmentoftheright