供应商稽核清单.docx
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供应商稽核清单
MULTIWAYINDUS丁RIES(HK)CO,.LTD.
萬路實業(香港)有限公司
SupplierAuditChecklist
1.Supplierinformation(供应商):
Name(名称):
Location(供应商地址):
Telephone(电话号码):
Fax#(传真号码):
Status(状态):
□Initial(首次)
■Follow-up(跟踪)
□On-going(待续)
2.Mandatory
applyStatistical
Process
agreetoupgrade
thesystemto
□Yes□No
□Yes□No
3.SuDolierRemarksf供应商备注):
Signature(著名):
Date(日期):
4.SupplierRepresentative-Siqnature/Date(供应商代表-署名/日期):
5.AuditStatus(稽核模式):
“A1”-Approvedbysitevisit参观工厂式评佔
“AS”-Approvedbyselfassessment自我评估
“CT”-conditionallyapprovedforTime有时间条件地评估
“CL”-ConditionallyapprovedforLimitations有限制条件地评估
“AW”-ApprovalWithheld拒绝评估
“WR”-NotRate不用评估
□Yes
□Yes
□Yes
□Yes
□Yes
□Yes
6.jmmarvandevaluationofAuditf稽核总体概述及评价):
7.Conclusion(结论)
TotalScore(稽核得分):
AssessGrade(评定等级):
AuditResuit(稽核结果)
8.Assessment–Signature/Date(评估-署名/日期):
Assessor(评审员):
Date(日期):
Checkedby(审核):
Date(日期):
Approvedby(审批):
Date(日期):
供应商稽核清单Page1of15
Notes(注):
No.2-14itemsshouldbefilledbysupplier.(第2-14页由供应商填写)
Auditchecklist(稽核项目)
ClassIIItem二级项目
No.序号
DetailItem(具体项目)
ISOItemNo.(ISO条款)
AuditedY/N是否审核此项
DoneY/N是否做此项
Score得分
Remarks备注
1.QualitySystem(质量体系
QualityManual(质量手册)
1.1
Hasthesupplierdefinedanddocumenteditscorporatequalitypolicy,objectivesandcommitmentstoquality?
公司是否有文件定义米证明它的质量方针和目标及品质承诺?
4.2.1
2
Y
2
DocumentControl(文件控制)
1.2
Areallthequalitydocumentsreviewedandapprovedforadequacybyauthorizedpersonnelpriortoissue?
质量义件发行前是否经过相应权责人员的审核和批准?
4.2.3
2
Y
2
1.3
Isthereanadequateanddocumentedsystemtocontroldocumentsandensurethattheyarelegible(easytoread),identified,reviewed,authorized,up-to-dateanddistributed?
是否有一个适用的管控文件系统,并确保它们容易的识別,审核,批准,最新的和分发?
4.2.3
2
Y
2
1.4
Isthereanadequateanddocumentedsystemforreceivingexternaldocumentssuchaspurchaseorders,customerspecs,drawings,procedures,regulationsandstandardsandisthereadequaterevisioncontrolforthesedocuments?
是否有适当的证据说明,有对外部文件如客户的订单、标准、图样、程序,规章和标准等文件及其版本的控制?
4.2.3
2
Y
2
1.5
Arealltherecordsofqualitystoredinextensolandsearchedeasilythatitismaintainedandneatentermly?
是否所有质量记录保存完好、易于检索,并且定期期维护整理?
4.2.4
2
Y
2
1.6
Hasthesupplierdefineditscorporaterecordsofquality,whicharenotoverstepstoragelife?
是否定义了质量记录的保存时间,并且质量记录未超出规定的保存期限?
4.2.4
2
Y
2
Training(培训)
1.7
Doesthesupplierestablishedthetrainingplanforhumanresourcewithintheorganization?
公司是否制订了组织内部人力资源培训计划?
6.2.1
2
Y
2
1.8
Isthereasystemthatidentifiesanddefinestrainingrequirementsforallpersonnelaffectingthequalityoftheproduct?
对影响产品质量工作的人员是否进行识別并明确培训需求?
6.2.2
2
Y
1
2.Responsibility(职责)
QualityPlanning(质量策划)
2.1
HasthesupplierdefinedtheresponsibilitiesandauthoritiesforTopManagement?
对最高管理者的职责和权限是否有规定?
5.5.2
2
Y
2
2.2
IstheOrganizationStructureChartaccordantwiththekeyprocessesofQMS?
公司组织架构是否与质量管理休系中关键过程相一致?
5.4.2
2
Y
1
2.3
HasthesupplierdisassembletheobjectivesofqualityintoeachDept.?
对质量目标是否分解到各个部门?
5.4.1
2
Y
1
2.4
Aretheobjectivesofqualitymensurableaswellascontinuousimprovement?
质量目标是否可测量,并能保持持续改善?
5.4.1
2
Y
2
2.5
DoessupplierestablishwhichchannelofcommunicationtoQMSwithintheorganization?
对质量管理休系在组织内部建立了那些沟通渠道?
5.5.3
2
Y
2
2.6
Couldthesupplierensurethattheinformationofcustomerisproperlyandcommunicatedintimewithintheorganization?
能否保证客户相关织信息在组织内部的适当并且及时沟通?
5.5.3
2
Y
2
SystemReview(体系评审)
2.7
Areaccurateandadequaterecordsfrommanagementreviewsmaintained?
是否保持了正确适宜的管理评审记录?
4.2.4
2
Y
2
2.8
Doesthesuppliercarryoutacomprehensivesystemofplannedanddocumentedinternalqualityaudits?
是否根据计划及内部质量审核程序进行组织的全面内部质量审核?
8.2.2
2
Y
2
2.9
Hasthesupplierestablishedauditplanningandchecklistwheninternalaudits?
内部质量审核时是否制定具休审核计划和检查表?
8.2.2
2
Y
2
2.10
Doesthemanagementpersonnelresponsilbefortheareataketimelycorrectiveactiononthedeficienciesbefoundbytheinternalauditor?
在内部质量稽核过程中发观的不足,权责部门的管埋者能否及时采取纠正措施?
8.5.2
2
Y
2
2.11
Doesthesupplierconductmanagementreviewsatappropriateintervalsforthesuitabilityandeffectivenessofthequalitymanagementsystem?
Aretherecordsfrommanagementreviewsperfect?
是否定期对质量管理休系的有效性和适宜性进行管理评审,管理评审记录是否完善?
5.6.1
2
Y
2
2.12
Aretheinputstomanagementreviewsincludedresultsofaudits、customerfeedback、processperformanceandfollow-upactionsfrompreviousmanagementreviews?
管埋评审的输入是否包拈审核结果、顾客反馈、过程业绩以及以往管埋评审的实施状况?
5.6.2
2
Y
2
2.13
Aretheoutputsfrommanagementreviewclearedwhetheritisinfavorofcontinualimprovementforquality?
管埋评审的输出是否明确并有利于质量的持续改善?
5.6.3
2
Y
2
3.MeasuringandTestingDevices(测量和检测设备)
ControlofEnvironmentDeviecs(环境设施控制)
3.1
Doesthesupplieridentifytheworkenvironmentneededtoachieveconformitytoproductrequirements?
(Production,WarehouseandInspectionarea).对产品符合要求所需的工作环境是否进行识別?
6.3
2
Y
2
3.2
HasthesupplierdoneeffectivepreventiontoESDwhethertherearerelevantrecordsofdailychecking?
对ESD是否进行有效防护,是否存相关点检记录?
6.4
2
Y
2
3.3
Hasthesupplierappliedthe6Smanagement,andhowaboutaretheeffects?
是否推行6S管埋,6S实施效果如何?
6.4
2
Y
2
MeasureSystem(量测体系)
3.4
havealltheequipmentsoftestbeencalibratedatappropriateintervals?
设备是否按照适当的间隔时间对试验设备进行校验?
7.6
2
Y
1
3.5
Becalibratedorverifiedatspecifiedintervals,orpriortouse,againstmeasurementstandardstraceabletointernationalornationalmeasurementstandards.对照能溯源国际或国家标准的测量标准,按照规定的时间间隔或在使用前迸行校准或验证。
7.6a)
2
Y
2
3.6
Howmanagementarethetestequipmentsaddedwhileused?
对新增试验设备投入使用是如何管埋的?
7.6
2
Y
2
3.7
Canthetestsoftwareofsuppliercontentanticipativeuse?
测试软件是否能满足预期用途?
7.6
2
Y
2
4ProductDesignandDevelopment(产品设计和开发)
DevelopmentFlow(研发流程)
4.1
Isthereprocedurestoregulatedforcontrollingandverifyingthedesignofproductandensureallrequirementsaremet?
是否有程序规定去控制和验证产品设计,以保证符合所何的要求?
7.2.17.3.2
2
Y
1
4.2
ArealltheQualityPlansofproductconstitutedthatincludedqualityobjectivesandqualityrequirmentsofproduct?
是否制定产品质计划,包括产品的质量目标和质量要求?
7.1
2
Y
2
4.3
Doesthesupplierspecifiedreviews,verification,validationofdesignanddevelopmentinprocedures?
新产品研发的评审、验证、确认过程是否得到明确规定?
7.3.14.2.3
2
Y
2
4.4
Doesthesuppliertestthesamplesoftheirvendortoapprove?
对零部件供方的送样是否进行测试承认?
7.4.17.4.3
2
Y
2
ECN工程变更
4.5
Isthereaprocedurethatidentifieschangesfordesignandengineeringanditisreviewedandapprovedby?
对于设计/工程变更是否有识別、审批、批准的书面化程序?
7.3.74.2.3
2
Y
2
4.6
AretheECNdistributedallaffecteddepartmentsthatit'sausterelyaccordingtoprescribedtimes?
是否严格按照规定的时机发放ECN并及时传达到受影响的部门?
7.3.7
2
Y
2
4.7
Areallchangesofdesignandengineeringreviewedandapprovedbyauthorizedpersonnelbeforeimplementationandrecordsmaintained?
议计/工程变更在执行前是否经权责人员审批并形成记录?
7.3.74.2.4
2
Y
2
4.8
AretheECNdistributedtoallaffecteddepartmentsaccordingtothedocumentationprescribed?
设计/工程变更是否按照文件规定发放到需要发放的部门?
7.2.24.2.3
2
Y
2
4.9
AretheECNsignalledcustomertoapprovebeforeimplementation?
ECN变更前是否通报给顾客同意后才实施?
7.2.27.2.3
2
Y
2
Customer-RelatedProcesses(与顾客有关的过程)
4.10
Hasthesupplierdefinedandrecordedtherelativerequirmentsofcustomer?
对客户规定的产品有关技术要求是否进行定义并形成记录?
7.2.14.2.4
2
Y
2
4.11
Doesthesupplierreviewthecustomerrequirementsofchanges?
对顾客要求变更的内容是否进行评审?
7.2.24.2.4
2
Y
1
4.12
Doesthesupplierrecordcontentsofcommunicationprocesseswithcustomerandthevalidityconfirmed?
与顾客沟通的过程是否形成记录并对其有效性进行确认?
7.2.24.2.4
2
Y
2
Designanddevelopmentoutputs(开发设计输出)
4.13
AretheDesignanddevelopmentoutputsincludedfunctionalandperformanceandit'sapproved?
产品设计开发输山文档是否包括功能性能说明并经过审批?
7.3.34.2.4
2
Y
2
4.14
Doesthesupplierspecifiedthecharacteristicsoftheproductthatareessentialforitssafeandproperuse?
是否对产品的安全和正常使用所必须的产品特性作出规定?
7.3.3
2
Y
2
4.15
Aretheproductstestedtoensurespecsofthedesignaremetpriortomassproduction,therecordsaremaintainedandapproved?
量产前是否检验产品符合设计规格的要求(如设计评审/确认),并形成记录得到审批?
7.3.47.3.54.2.4
2
Y
1
4.16
Hasvalidationprocessofproductperformedinaccordancewithplanedarrangementsofthedesignanddevelopment?
对产品的验证确认过程是否符合产品设计幵发策划的女排?
7.3.5
2
Y
2
5.ControlofPurchasingandSupplierManagement(采购和供方管埋控制)
SupplierManagement(供方管埋)
5.1
HasthesupplierestablishedCriteriaofselectionandevaluationtheirvendor?
是否制定/选择和评价供方的标准?
7.4.1
2
Y
2
5.2
Hasthesupplierendorsedasonacontractofqualitytorestrictedbothresponsibilitiesandauthorities?
是否与供方签定品质协议来约朿双方责权?
7.4.1
2
Y
2
5.3
Hastheeligiblelistofvendorbeenapprovedwhichisupdatedatappropriateintervals?
合格供方名单是否经审批生效并定期史新?
7.4.14.2.4
2
Y
2
5.4
Hasthesupplierassessedandrecordedperformanceoftheirvendoratappropriateintervals?
是否定期对供方业绩进行考评并形成记录?
7.4.14.2.4
2
Y
2
5.5
Doesthesupplieraudittheirvendoratappropriateintervals?
是否定期对供方监察?
7.4.1
2
Y
2
5.6
Hasthesupplierrequiredincompetentvendortoprovidedocumentedimprovementactiontoit?
对考评或者监察不合格供方是否要求提供书面改善并进行改善效果验证?
7.4.14.2.4
2
Y
2
5.7
HasthesuppliercontinuallyadvancedandupgradedtheQualityobjectivestotheirvendor,andrequiredvendortodurativeimproved?
是否对供方提出不断提升的质量目标,并定期考评质量目标达成状况,并要求供方持续改善?
7.4.18.48.54.1f)
2
Y
1
5.8
Hasthesupplieradoptedrelevantactiontoaccordingtotheachievementoftheirvendor(e.g.reducedorder、stoppedpurchasing、directed