财务管理试题资料 271.docx

财务管理试题资料 271.docx

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财务管理试题资料271

財務管理理論與策略

2001年春季

馬黛教授

Officehour:

星期二、五下午2:

00-4:

3090/2/22

一.目的：

本課程主要在進一步討論財務管理理論中的幾個重要課題，並輔以有關財務決策上的實務探討。

理論方面包括資本結構、資本預算、代理理論、股利決策、租賃理論、選擇權之應用、公司控制（corporatecontrol）等課題，策略方面則包括資金籌措、創業投資、資本結構、公司重整（corporaterestructuring）、風險管理等主題。

上課係以研討方式進行，學生須在課堂上做口頭報告。

二.教科書：

（教1）DonaldH.Chew,Jr.,“TheNewCorporateFinance-WhereTheoryMeetsPractice,”2ndedition,1999.（McGrawHill）

（教2）JoelM.SternandDonaldH.Chew,Jr.,“TheRevolutioninCorporateFinance,”1998.（Blackwell）

（教3）DonaldH.Chew,Jr.,“TheNewCorporateFinance-WhereTheoryMeetsPractice,”1stedition,1993.（McGrawHill）

三.參考書目：

（1）CliffordW.Smith,Jr.,“TheModernTheoryofCorporateFinance,”McGraw-Hill,1990.（華泰）

（2）RobertL.Kuhn,ed.,“CapitalRaisingandFinancialStructure,”Homewood:

DowJones-Irwin,1990.

（3）RobertL.Kuhn,ed.,“Mergers,Acquisitions,andLBO,Homewood,”DowJones-Irwin,1990.

（4）RobertL.Kuhn,ed.,“InvestingandRiskManagement,”Homewood,DowJones-Irwin,1990.

（5）RobertL.Kuhn,ed.,“InternationalFinanceandInvesting,”Homewood:

DowJones-Irwin,1990.

四.大綱進度:

主題

指定（Readings）

參考（Readings）

公司財務理論基礎

（1）Introduction

1.市場效率性

（教2）PartI2

（教3）PartI1,2,3

（P）1,4,6

2.資本預算與公司策略

（教3）PartII3

（教1）PartII11,12

（P）1,7,8,9

3.資本結構與股利政策

（教1）PartIII15-17

（教2）PartIII13,15

（P）1,3,7,8,10,11,12,15,

20-24,28,36,38,39,42

（1）PartThree

（1）Part3DividendPuzzle

4.資金籌措

（教1）PartIV

21,23,25,27,32

（教2）PartIV18

（P）1,5-10,12,17,18

（2）Ch.2,11

（4）Ch.8

5.風險管理

（教1）PartV36,40,PartIV30

（教2）PartV25

（P）1-3

（4）

6.公司重組與公司控制

（教1）45,49,51-54

（P）1-4,9,12,14,15,17,20,24,

28,31

（2）Ch.23-26

（3）Ch.6,8,11

7.員工股票選擇權

（P）2,3

9.其他（公司失敗與重整,法人/外國股權,庫藏股,etc.）

（P）1,7,

（教1）PartVII

五.作業：

學生須

1.於課堂上就指定範圍為口頭報告（2次），必須做扼要投影片。

2.參與教材討論（6次，事前分配好，並繳書面問題，交由口頭報告者連同其報告一併繳給老師），每篇文章有3位評論。

3.繳書面報告8篇（包括2篇口頭報告）

4.期末報告及作業

六.評分：

類別

分數

說明

上課參與討論

18%

每次滿分3分，由教師視其表現給予0-3分，6次滿分為18分。

口頭報告

（1）口頭報告（投影片）

（2）書面報告

35%

20%

15%

每次滿分10分

每篇滿分7.5分，必須有其他相關文獻之補充。

書面報告

24%

每篇滿分4分，必須有心得。

期末報告

15%

滿分15分（可以三人一組）

其他

8%

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3-2

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