互联网证券买卖协议附加於现金保证金客户协议书.docx

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互联网证券买卖协议附加於现金保证金客户协议书.docx

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互联网证券买卖协议附加於现金保证金客户协议书.docx

互联网证券买卖协议附加於现金保证金客户协议书

互联网证券买卖协议（附加於现金／保证金客户协议书）

本人／吾等乃贵公司证券户口_________号（户口）之户口持有人，本人／吾等之证券客户合约於_________签订。

本人／吾等同意开立一个或多个证券买卖户口，并同意以本人／吾等名义或代表本人／吾等就证券买卖及相关事宜，通过网上交易服务运作户口，本人／吾等同意，户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件（并受其规限）运作：

xx年____月____日_________年____月____日

见证人（签字）：

_________

_________年____月____日

附件

i/weam/aretheclientholdingthesecuritiesaccount（s）withyounumbered_________（theaccount）andrefertomy/ourcash/marginclient’sagreementsinrespectoftheaccountdated_________.i/weagreethattheaccountmaybetoopenoneormoresecuritiestradingaccount（s）（theaccount）tobeoperatedthroughintertradeservice，inmy/ournameoronmy/ourbehalfforthepurposeofandinconnectionwiththesaleandpurchaseofsecurities，andi/weagreethattheaccountshallbeoperatedinaccordancewithandsubjecttothefollowingtermsandconditionsinadditiontothesecuritiesclient’sagreement:

1.　definitionandconstruction

1.1　inthisagreement，thefollowingtermsshallbearthefollowingmeanings:

accesscodesmeanstogetherthepasswordandtheusername;

（1）accesscodesmeanstogetherthepasswordandtheusername;

（2）accountmeansmyintersecuritiestradingaccountwithyouoperatedthroughtheintertradeservice;

accountmeansmyintersecuritiestradingaccountwithyouoperatedthroughtheintertradeservice;

intertradeservicemeanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementprisingtheelectronictradingervice，anyinformationcontainedin_________websiteandthesoftwareprisedinthem;

（3）intertradeservicemeanstheon-linesecuritiestradingserviceprovidedby_________underthisagreementprisingtheelectronictradingervice，anyinformationcontainedin_________websiteandthesoftwareprisedinthem;

（4）electronictradingservicemeansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheintertrade;

electronictradingservicemeansthefacilitywhichenablesme/ustogiveelectronicinstructionsandtoaccesstheinformationservicesprovidedbytheintertrade;

instructionmeansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;

（5）instructionmeansanyinstructionforthebuyingorsellingoforotherwisedealinginanysecurities;

（6）intertradingpolicymeansthepolicyrelatingtotheoperationoftheintertradeserviceasamendedfromtimetotime;

intertradingpolicymeansthepolicyrelatingtotheoperationoftheintertradeserviceasamendedfromtimetotime;

passwordmeansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;

（7）passwordmeansmy/ourpersonalpasswordusedinconjunctionwiththeusernametogainaccesstotheservice;

（8）client’sagreementmeans_________cashclient’sagreementormarginclient’sagreement;

client’sagreementmeans_________cashclient’sagreementormarginclient’sagreement;

_________means_________securitieslimited;

（9）_________means_________securitieslimited;

（10）usernamemeanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.

usernamemeanstheclient’spersonalidentificationusedinconjunctionwiththepasswordtogainaccesstotheelectronictradingserviceandotherservicesofferedbyphoenixcapital.

1.2　wordsdenotingthesingularshallincludethepluralandviceversa，referencetoonegendershallincludeallgendersandwordsdenotingpersonshall　includeafirmorsoleproprietorship，partnership，syndicateandcorporationandviceversa.

1.2　wordsdenotingthesingularshallincludethepluralandviceversa，referencetoonegendershallincludeallgendersandwordsdenotingpersonshallincludeafirmorsoleproprietorship，partnership，syndicateandcorporationandviceversa.

2.　intertradeservice

2.1　i/weunderstandthattheelectronictradingserviceissemi-automatedfacilitywhichenablesme/ustosendelectronicinstructionsandreceiveinformationservices.

2.2　i/weagreetousetheelectronictradingserviceandanyadditionalservicesofferedthroughtheintertradeserviceonlyinaccordancewiththetermsofthisagreementinadditiontotheclient’sagreement.

2.3　i/weshallbetheonlyauthorizeduseroftheelectronictradingserviceundertheaccount.i/weunderstandandacknowledgethattheintertradeservicereliesontheaccesscodestoauthenticateme/usastheauthorizeduserfortheaccount.i/weshallberesponsiblefortheconfidentialityanduseoftheaccesscodes.i/weacknowledgeandagreethati/weshallbesolelyresponsibleforallinstructionsenteredthroughtheelectronictradingserviceusingtheaccesscodeandneitheryounoryourdirectors，officersoremployeesshallhaveanyliabilitytome/us，ortoanyotherpersonwhoseclaimmayarisethroughme/us，foranyclaimswithrespecttothehandling，mishandlingorlossofanyinstruction.

2.4　i/weacknowledgethattheintertradeserviceisproprietarytoyou.i/wewarrantandundertakethati/weshallnot，andshallnotattemptto，terwith，modify，depile，reverseengineerorotherwisealterinanyway，andshallnotattempttogainunauthorizedaccessto，anypartoftheintertradeservice.i/weacknowledgethatyoumaytakelegalactionagainstme/us，ifi/weatanytimebreachthiswarrantyandundertakingorifyouatanytimereasonablysuspectthati/wehavebreachedthesame.i/weundertaketonotifyyouimmediatelyifi/webeeawarethatanyoftheactionsdescribedaboveinthisparagraphisbeingperpetratedbyanyotherperson.

2.5　i/wefurtheracknowledgeandagreethat，asaconditionofusingtheelectronictradingservicetogiveinstructions，i/weshallimmediatelynotifyyouif:

（1）aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;

a.　aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanordernumber;

b.　aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution（whetherbyhardcopy，electronicorverbalmeans）;

（2）aninstructioninrespectoftheaccounthasbeenplacedthroughtheelectronictradingserviceandi/wehavenotreceivedanaccurateacknowledgementoftheinstructionorofitsexecution（whetherbyhardcopy，electronicorverbalmeans）;

（3）i/wehavereceivedacknowledgement（whetherbyhardcopy，electronicorverbalmeans）ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or

c.　i/wehavereceivedacknowledgement（whetherbyhardcopy，electronicorverbalmeans）ofatransactionwhichi/wedidnotinstructoranysimilarconflict;or

d.i/webeeawareofanyunauthorizeduseoftheusernameorpassword.

2.6　i/weunderstandthatyoushallpreparetheintertradingpolicysettingouttheoperationpolicyandproceduresoftheintertrades

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