ROFRMayFINALWord格式文档下载.docx

ROFRMayFINALWord格式文档下载.docx

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InordertoreflectthecorrectpagenumbersintheTableofContents,youmust“updatepagenumbers”totheTableofContentsby

（1）right-clickinganywhereintheTableofContentsand

（2）choose“updatefield,”then“updatepagenumbersonly.” 

Ifyouaddordeletesectionheadings,followstep

（1）and

（2）aboveandchoose“updateentiretable.”

Page

1.Definitions.2

2.AgreementAmongtheCompany,theInvestorsandtheKeyHolders4

2.1.RightofFirstRefusal4

2.2.RightofCo-Sale6

2.3.EffectofFailuretoComply8

3.ExemptTransfers9

3.1.ExemptedTransfers9

3.2.ExemptedOfferings9

3.3.[ProhibitedTransferees9

4.Legend10

5.Lock-Up10

5.1.AgreementtoLock-Up10

5.2.StopTransferInstructions11

6.Miscellaneous11

6.1.Term11

6.2.StockSplit11

6.3.Ownership11

6.4.DisputeResolution11

6.5.Notices13

6.6.EntireAgreement13

6.7.DelaysorOmissions13

6.8.Amendment;

WaiverandTermination13

6.9.AssignmentofRights14

6.10.Severability15

6.11.AdditionalInvestors15

6.12.GoverningLaw15

6.13.TitlesandSubtitles15

6.14.Counterparts16

6.15.[AggregationofStock16

6.16.SpecificPerformance16

6.17.[AdditionalKeyHolders16

6.18.[ConsentofSpouse16

6.19.[EffectonPriorAgreement17

ScheduleA-Investors

ScheduleB-KeyHolders

[ExhibitA-ConsentofSpouse]

[AMENDEDANDRESTATED]RIGHTOFFIRSTREFUSAL

ANDCO-SALEAGREEMENT

THIS[AMENDEDANDRESTATED]RIGHTOFFIRSTREFUSALANDCO-SALEAGREEMENTismadeasofthe[__]dayof[________,20__]byandamong[_____],a[Delaware]corporation（the“Company”）,theInvestorslistedonSchedule 

AandtheKeyHolderslistedonSchedule 

B.

[Alternative1:

WHEREAS,eachKeyHolderisthebeneficialownerofthenumberofsharesofCapitalStock,orofoptionstopurchaseCommonStock,setforthoppositethenameofsuchKeyHolderonSchedule 

B;

WHEREAS,theCompanyandtheInvestorsarepartiestothe[SeriesAPreferredStock]PurchaseAgreement,ofevendateherewith（the“PurchaseAgreement”）,pursuanttowhichtheInvestorshaveagreedtopurchasesharesoftheSeriesAPreferredStockoftheCompany,parvalue$__pershare（“SeriesAPreferredStock”）;

and

WHEREAS,theKeyHoldersandtheCompanydesiretofurtherinducetheInvestorstopurchasetheSeriesAPreferredStock;

]

[Alternative2:

WHEREAS,theCompany,theKeyHoldersandcertainoftheInvestors（the“PriorInvestors”）previouslyenteredinto[a][an][AmendedandRestated]RightofFirstRefusalandCo-SaleAgreement,dated[_______,20___]（the“PriorAgreement”）,inconnectionwiththepurchaseofsharesofSeries 

[__]PreferredStockoftheCompany,parvalue$__pershare（“Series[__]PreferredStock”）;

WHEREAS,theKeyHolders,thePriorInvestorsandtheCompanydesiretoinducecertainoftheInvestorstopurchasesharesofSeries[__]PreferredStockoftheCompany,parvalue$___pershare,（“Series[___]PreferredStock”）pursuanttotheSeries[__]PreferredStockPurchaseAgreementdatedasofthedatehereofbyandamongtheCompanyandcertainoftheInvestors（the“PurchaseAgreement”）byamendingandrestatingthePriorAgreementtoprovidetheInvestorswiththerightsandprivilegesassetforthherein].

NOW,THEREFORE,theCompany,theKeyHolders[and][,]theInvestors[includingthePriorInvestorseachherebyagreetoamendandrestatethePriorAgreementinitsentiretyassetforthherein,andthepartiesheretofurther]agreeasfollows:

1.Definitions.

1.1.“Affiliate”means,withrespecttoanyspecifiedInvestor,anyotherInvestorwhodirectlyorindirectly,controls,iscontrolledbyorisundercommoncontrolwithsuchInvestor,includingwithoutlimitationanygeneralpartner,managingmember,officerordirectorofsuchInvestor,oranyventurecapitalfundnoworhereafterexistingwhichiscontrolledbyoneormoregeneralpartnersormanagingmembersof,orsharesthesamemanagementcompanywith,suchInvestor.

1.2.“CapitalStock”means（a）sharesofCommonStockandPreferredStock（whethernowoutstandingorhereafterissuedinanycontext）,（b）sharesofCommonStockissuedorissuableuponconversionofPreferredStockand（c）sharesofCommonStockissuedorissuableuponexerciseorconversion,asapplicable,ofstockoptions,warrantsorotherconvertiblesecuritiesoftheCompany,ineachcasenowownedorsubsequentlyacquiredbyanyKeyHolder,anyInvestor,ortheirrespectivesuccessorsorpermittedtransfereesorassigns.ForpurposesofthenumberofsharesofCapitalStockheldbyanInvestororKeyHolder（oranyothercalculationbasedthereon）,allsharesofPreferredStockshallbedeemedtohavebeenconvertedintoCommonStockatthethenapplicableconversionratio.

1.3.“CommonStock”meanssharesofCommonStockoftheCompany,[__]parvaluepershare.

1.4.“CompanyNotice”meanswrittennoticefromtheCompanynotifyingthesellingKeyHoldersthattheCompanyintendstoexerciseitsRightofFirstRefusalastosomeoralloftheTransferStockwithrespecttoanyProposedKeyHolderTransfer.

1.5.“InvestorNotice”meanswrittennoticefromanInvestornotifyingtheCompanyandthesellingKeyHolderthatsuchInvestorintendstoexerciseitsSecondaryRefusalRightastoaportionoftheTransferStockwithrespecttoanyProposedKeyHolderTransfer.

1.6.“Investors”meansthepersonsnamedonSchedule 

Ahereto,eachpersontowhomtherightsofanInvestorareassignedpursuanttoSubsection6.9,eachpersonwhohereafterbecomesasignatorytothisAgreementpursuanttoSubsection6.11andanyoneofthem,asthecontextmayrequire[;

provided,however,thatanysuchpersonshallceasetobeconsideredanInvestorforpurposesofthisAgreementatanytimesuchpersonandhis,heroritsAffiliatescollectivelyholdfewerthan[____________]sharesofCapitalStock（asadjustedforanystockcombination,stocksplit,stockdividend,recapitalizationorothersimilartransaction）].

1.7.“KeyHolders”meansthepersonsnamedonSchedule 

Bhereto,eachpersontowhomtherightsofaKeyHolderareassignedpursuanttoSubsection3.1,eachpersonwhohereafterbecomesasignatorytothisAgreementpursuanttoSubsection6.9or6.17andanyoneofthem,asthecontextmayrequire.

1.8.“PreferredStock”meanscollectively,allsharesofSeriesAPreferredStock[andSeries[___]PreferredStock].

1.9.“ProposedKeyHolderTransfer”meansanyassignment,sale,offertosell,pledge,mortgage,hypothecation,encumbrance,dispositionoforanyotherliketransferorencumberingofanyTransferStock（oranyinteresttherein）proposedbyanyoftheKeyHolders.

1.10.“ProposedTransferNotice”meanswrittennoticefromaKeyHoldersettingforththetermsandconditionsofaProposedKeyHolderTransfer.

1.11.“ProspectiveTransferee”meansanypersontowhomaKeyHolderproposestomakeaProposedKeyHolderTransfer.

1.12.“RightofCo-Sale”meanstheright,butnotanobligation,ofanInvestortoparticipateinaProposedKeyHolderTransferonthetermsandconditionsspecifiedintheProposedTransferNotice.

1.13.“RightofFirstRefusal”meanstheright,butnotanobligation,oftheCompany,oritspermittedtransfereesorassigns,topurchasesomeoralloftheTransferStockwithrespecttoaProposedKeyHolderTransfer,onthetermsandconditionsspecifiedintheProposedTransferNotice.

1.14.“SecondaryNotice”meanswrittennoticefromtheCompanynotifyingtheInvestorsandthesellingKeyHolderthattheCompanydoesnotintendtoexerciseitsRightofFirstRefusalastoallsharesofTransferStockwithrespecttoanyProposedKeyHolderTransfer.

1.15.“SecondaryRefusalRight”meanstheright,butnotanobligation,ofeachInvestortopurchaseuptoitsprorataportion（baseduponthetotalnumberofsharesofCapitalStockthenheldbyallInvestors）ofanyTransferStocknotpurchasedpursuanttotheRightofFirstRefusal,onthetermsandconditionsspecifiedintheProposedTransferNotice.

1.16.“TransferStock”meanssharesofCapitalStockownedbyaKeyHolder,orissuedtoaKeyHolderafterthedatehereof（including,withoutlimitation,inconnectionwithanystocksplit,stockdividend,recapitalization,reorganization,orthelike）,butdoesnotincludeanysharesofPreferredStockorCommonStockissuedorissuableuponconversionofPreferredStock.

1.17.“UndersubscriptionNotice”meanswrittennoticefromanInvestornotifyingtheCompanyandthesellingKeyHolderthatsuchInvestorintendstoexerciseitsoptiontopurchasealloranyportionoftheTransferStocknotpurchasedpursuanttotheRightofFirstRefusalortheSecondaryRefusalRight.

2.AgreementAmongtheCompany,theInvestorsandtheKeyHolders.

2.1.RightofFirstRefusal.

（a）Grant.SubjecttothetermsofSection3below,eachKeyHolderherebyunconditionallyandirrevocablygrantstotheCompanyaRightofFirstRefusaltopurchasealloranyportionofTransferStockthatsuchKeyHoldermayproposet