东莞证券网上开户业务流程.docx

1、东莞证券网上开户业务流程东莞证券网上开户业务流程东莞证券网上开户业务流程 一、 业务介绍 1、根据中国证券登记结算有限责任公司证券账户非现场开户实施暂行办法和证券公司开立客户账户规范等规定证券公司可以在经营场所内为客户现场开立账户也可以通过见证、网上及证券监督管理机关认可的其他方式为客户开立账户。 网上开户是指证券公司通过数字证书验证客户身份并通过互联网为客户办理账户开立手续。 2、通过采取网上方式为客户办理开户手续应当符合以下规定: (1)网上开户仅适用于个人客户本人凭合法有效数字证书的开户申请, (2) 通过在线实时采集客户影像资料,客户正面照、身份证正反面照、银行卡正面照、视频见证和录像

2、,、公安部身份信息联网查询、手机短信验证、视频/电话回访、人工复核等多重手段确保是本人亲自办理开户; (3)网上开户使用中登公司颁发的数字证书营业部接受客户通过数字证书办理相关业务应符合中登公司证书申请、更新、冻结、解冻、作废、查询等流程以及相关接口规范并对数字证书记载的个人信息与账户有关个人信息的一致性进行比对。 3、系统自动对通过网上开户方式开立的账户标识为“网上开户”。 4、目前系统只允许境内个人投资者通过网上开户方式申请开户业务暂时不支持港澳台居民通过网上系统申请。 use it as a basis for project acceptance and handover projec

3、t completion final accounts, if the employer, the design proposed engineering changes, resulting in rework, downtime, material waste, and so on, we give economic visa units out into the field, economic damage check. Signature recognition, Visa records in the hands of the economy and budget staff, as

4、 a basis for project completion final accounts of the original information. Engineering change documents are important components of technical documentation management, engineering and technical management and even an important part of the overall project management. Nineth section, and engineering

5、meeting system assigned project head participate in owners and total contracting people recruiting of engineering meeting, understand engineering command on engineering specific progress, and requirements, situation, coordination solution engineering implementation process in the appeared of problem

6、, coordination I company and the construction units Zhijian of construction progress, informed I company in implementation process in the appeared of technology problem, and quality problem and solution and the rectification of method, and means and completed of date. Formation meeting and at each m

7、eeting record-keeping system reporting to the company in a timely manner and through the construction of grass-roots teams. Tenth section, and construction technology low-down we by technology chief engineer is responsible for implementation related sector and the personnel, technology low-down work

8、 of purpose has two aspects: a is to clear by bear construction task of 5、营业部必须在账户开通使用前完成回访工作。 二、网上开户业务办理流程 1、打开网上开户页面 浏览器输入“东莞证券”进入东莞证券官网首页点击页面左上角“网上开户”图标安装数字证书助手 | 2、身份认证 (1) 自动检测系统程序:登录公司网上自助开户系统正确填写手机号码、获取短信验证码后输入验证码点击“申请开户”。系统会自动判断客户的电脑是否已安装开户助手如检测未安装则系统会提示客户下载。如已安装开户助手则直接进入录入个人信息界面。 use it as

9、a basis for project acceptance and handover project completion final accounts, if the employer, the design proposed engineering changes, resulting in rework, downtime, material waste, and so on, we give economic visa units out into the field, economic damage check. Signature recognition, Visa record

10、s in the hands of the economy and budget staff, as a basis for project completion final accounts of the original information. Engineering change documents are important components of technical documentation management, engineering and technical management and even an important part of the overall pr

11、oject management. Nineth section, and engineering meeting system assigned project head participate in owners and total contracting people recruiting of engineering meeting, understand engineering command on engineering specific progress, and requirements, situation, coordination solution engineering

12、 implementation process in the appeared of problem, coordination I company and the construction units Zhijian of construction progress, informed I company in implementation process in the appeared of technology problem, and quality problem and solution and the rectification of method, and means and

13、completed of date. Formation meeting and at each meeting record-keeping system reporting to the company in a timely manner and through the construction of grass-roots teams. Tenth section, and construction technology low-down we by technology chief engineer is responsible for implementation related

14、sector and the personnel, technology low-down work of purpose has two aspects: a is to clear by bear construction task of ,2,录入个人信息:正确录入第二代身份证的姓名、身份证号码开户营业部选择“东莞寮步营业部”。选择存管银行分别有建行、农行、工行、东莞银行、中国银行、兴业银行、民生银行、平安、浦发、华夏等,后续系统继续增加各家银行, (3)影像采集:客户使用摄像头或本地上传图片按要求分别拍摄或上传:拍照本人头像照,要求正面面向镜头、头部正直、能看到肩膀影像清晰头部正面照占

15、照片尺寸的2,3以上,、身份证正面、use it as a basis for project acceptance and handover project completion final accounts, if the employer, the design proposed engineering changes, resulting in rework, downtime, material waste, and so on, we give economic visa units out into the field, economic damage check. Signat

16、ure recognition, Visa records in the hands of the economy and budget staff, as a basis for project completion final accounts of the original information. Engineering change documents are important components of technical documentation management, engineering and technical management and even an impo

17、rtant part of the overall project management. Nineth section, and engineering meeting system assigned project head participate in owners and total contracting people recruiting of engineering meeting, understand engineering command on engineering specific progress, and requirements, situation, coord

18、ination solution engineering implementation process in the appeared of problem, coordination I company and the construction units Zhijian of construction progress, informed I company in implementation process in the appeared of technology problem, and quality problem and solution and the rectificati

19、on of method, and means and completed of date. Formation meeting and at each meeting record-keeping system reporting to the company in a timely manner and through the construction of grass-roots teams. Tenth section, and construction technology low-down we by technology chief engineer is responsible

20、 for implementation related sector and the personnel, technology low-down work of purpose has two aspects: a is to clear by bear construction task of 身份证反面、三方存管银行卡正面,要求白纸为底摆放正规能清楚看到身份证与银行卡各文字,。要求图像光线适中、关键信息清晰可见。影像采集完毕后进入下一步视频见证系统将自动检测影像质量。 ,4,视频见证: 点击开始见证大约等待1-2分钟页面提示是否接收视频点“是”与工作人员连接视频。 ,5,下载数字证书:见

21、证人与客户完成视频见证后系统自动use it as a basis for project acceptance and handover project completion final accounts, if the employer, the design proposed engineering changes, resulting in rework, downtime, material waste, and so on, we give economic visa units out into the field, economic damage check. Signatur

22、e recognition, Visa records in the hands of the economy and budget staff, as a basis for project completion final accounts of the original information. Engineering change documents are important components of technical documentation management, engineering and technical management and even an import

23、ant part of the overall project management. Nineth section, and engineering meeting system assigned project head participate in owners and total contracting people recruiting of engineering meeting, understand engineering command on engineering specific progress, and requirements, situation, coordin

24、ation solution engineering implementation process in the appeared of problem, coordination I company and the construction units Zhijian of construction progress, informed I company in implementation process in the appeared of technology problem, and quality problem and solution and the rectification

25、 of method, and means and completed of date. Formation meeting and at each meeting record-keeping system reporting to the company in a timely manner and through the construction of grass-roots teams. Tenth section, and construction technology low-down we by technology chief engineer is responsible f

26、or implementation related sector and the personnel, technology low-down work of purpose has two aspects: a is to clear by bear construction task of 提醒客户下载数字证书。系统将自动检测必须完成视频及公安校验结果一致才允许进入下载数字证书的步骤。 2、签署开户协议:数字证书安装成功后进入开户协议签署环节对客户进行投资者教育揭示投资风险。客户阅读拓展关系确认书、证券交易风险提示书、买者自负承诺函、证券交易委托代理协议、客户交易结算资金第三方存管协议和客

27、户须知等经纪客户开户文件资料同意并接受后勾选左下角的“我已阅读并同意以上所有协议”系统便自动使用客户电脑本地安装的中登公司数字证书电子签署开户申请材料。 use it as a basis for project acceptance and handover project completion final accounts, if the employer, the design proposed engineering changes, resulting in rework, downtime, material waste, and so on, we give economic v

28、isa units out into the field, economic damage check. Signature recognition, Visa records in the hands of the economy and budget staff, as a basis for project completion final accounts of the original information. Engineering change documents are important components of technical documentation manage

29、ment, engineering and technical management and even an important part of the overall project management. Nineth section, and engineering meeting system assigned project head participate in owners and total contracting people recruiting of engineering meeting, understand engineering command on engine

30、ering specific progress, and requirements, situation, coordination solution engineering implementation process in the appeared of problem, coordination I company and the construction units Zhijian of construction progress, informed I company in implementation process in the appeared of technology pr

31、oblem, and quality problem and solution and the rectification of method, and means and completed of date. Formation meeting and at each meeting record-keeping system reporting to the company in a timely manner and through the construction of grass-roots teams. Tenth section, and construction technol

32、ogy low-down we by technology chief engineer is responsible for implementation related sector and the personnel, technology low-down work of purpose has two aspects: a is to clear by bear construction task of 3、完善资料:客户必须真实、正确填写个人详细信息包括:学历、职业、通信地址、行业等信息、正确录入存管银行账号客户按要求完成风险承受能力测评问卷设置交易密码和资金密码提交开户申请。如果客户是由营销人员拓展时客户还需要在“推荐人编号”处录入“97169”。,注:凡通过网上申请开户的系统自动默认选择新开深圳、上海证券账户及新开深TA账户。, 4、提交申请:客户在网上提交开户申请后便可退出系统等待营业部工作人员审核资料。营业部员工将在1-2个工作日完成开户资料审核审核结果将及时通过短信形式向客户反馈。客户也可以登录系统查询开户进度。 5、新开户回访工作:审核通过并开户成功后营业部后台人员use it as a basis for project acceptance and handover pro