贪污贿赂犯罪中的洗钱行为分析文档格式.docx

1、西南政法大学网站- 研究生部网页- 法律硕士-培养要求- 关于规范法律硕士学位论文的通知提示：贪污贿赂犯罪中的洗钱行为分析是应用性专题论文法律硕士学位论文评阅参考标准法律硕士理论性研究论文 评阅参考标准法律硕士调研报告、案例分析报告、 应用性专题研究论文评阅参考标准一、论文的选题意义一、论题是否具有现实意义与司法实践价 值二、对文献资料掌握的程度二、所选案例及调研数据是否紧扣论题三、论文所反映出的基础理论和专门三、论述及论证方法是否反映了对基础理知识水平论和专门知识的掌握与运用四、论文的创造性四、是否针对特定的问题做出了独立思 考，或提出了切实可行的解决方案、方法五、写作的规范性和逻辑性等方面

2、五、不拘泥于理论性研究论文格式，具有 与论文类型相适应的写作规范与逻辑六、论文的不足论文所反映出的基础理论和专门知识 水平论文所反映的分析问题、解决问题的能力优（）良（）中（）差（）论文写作水平该论文是否达到硕士学位论文水平是否同意该硕士生参加论文答辩独创性声明本人声明所呈交的学位论文是本人在导师指导下进行的研究工作和取得的研究成 果，除了文中特别加以标注和致谢之处外，论文中不包含其他人已经发表或撰写过的研 究成果，也不包含获得西南政法大学或其他教育机构的学位或证书而使用过的材料。 与我一同工作的同志对本研究所做的任何贡献均已在论文中作了明确的说明并表示了 谢意。学位论文作者签名：签字日期：

3、年 月 日学位论文版权使用授权书本学位论文作者完全了解西南政法大学有关保留、使用学位论文的规定。特授权 西南政法大学可以将学位论文的全部或部分内容编入有关数据库进行检索，并采用影 印、缩印或扫描等复制手段保存、汇编以供查阅和借阅。同意学校向国家有关部门或机 构送交论文的复印件和磁盘。（保密的学位论文在解密后适用本授权说明）导师签名：签字日期： 年 月 日签字日期：硕士学位论文贪污贿赂犯罪中的洗钱行为分析A Study on Money Laundering in Corruption from Bribery作者姓名： 牛 强指导教师：周国文副教授西南政法大学Southwest Univers

4、ity of Political Science and Law内容摘要贪污贿赂犯罪滋生是转型期中国所面临的一个十分突出的问题。近年来，我国政府 不断加大对贪污贿赂犯罪的打击力度，于是，为了隐瞒、掩饰、合法化数额庞大的违法 犯罪所得，腐败公职人员便通过洗钱等手段使贪污贿赂犯罪的非法所得合法化。贪污腐 败犯罪与洗钱活动呈现出明显的“互为依存”特征，洗钱保护腐败，腐败推动洗钱犯罪 的情况在蔓延。贪污、洗钱、外逃已成为一些贪官的三部曲，已经严重扰乱了我国正常 的社会秩序和经济秩序。为应对这一挑战，我国还需不断加强对贪污贿赂犯罪洗钱行为 的理论研究，并用以指导司法实践，不断地发展与完善反洗钱的相关法律

5、机制，从而达 到有效控制贪污贿赂犯罪的目的。本文通过翔实的案例对贪污贿赂犯罪中的洗钱行为方式进行了详细的归纳总结，在 此基础上对该行为进行了制度及经济学分析，指出了由于金融监管的制度缺陷，使贪污 贿赂犯罪中的洗钱行为层出不穷，只要政府采取有效的措施，贪污贿赂犯罪洗钱行为就 会变成一种越来越不理性的选择，贪官也会“得钱无所用”，贪污贿赂犯罪从根本上得 以有效抑制。本文共分三个部分，第一部分为贪污贿赂犯罪中的洗钱行为及其危害，归 纳了几种具体的洗钱方式，即投资经营型、跨境转移型、委托型、分红型洗钱等，并列 举了大量典型案例加以佐证，指出了贪污贿赂犯罪中的洗钱行为的危害；第二部分为贪 污贿赂犯罪中洗

6、钱行为的制度及经济学分析，以第一部分的案例为基础，总结出该类洗 钱行为产生的制度原因主要在于金融监管制度缺失，并运用经济学的成本与收益理论对 腐败公职人员的洗钱行为作了进一步分析，指出政府应当健全金融监管制度，有效地打 击洗钱行为，从根本上有效抑制贪污贿赂犯罪。第三部分为贪污贿赂犯罪洗钱行为的法 律规制，在第二部分分析的基础上，建议从三个方面对该类洗钱行为进行法律规制，以 期达到有效抑制贪污贿赂犯罪的目的，即构建以反洗钱法为核心的金融监管机制、 借鉴联合国反腐败公约完善我国洗钱罪的刑事立法、开展国际交流与合作等。关键词 贪污贿赂 洗钱行为 金融监管制度 联合国反腐败公约AbstractThe

7、rising crime rate of corruption from bribery is one of the critical problems China is facing in its transition period. And in recent years, our government has greatly strengthened its measures against corruption from bribery. Thus some corrupted officials adopted the means of money laundering to con

8、ceal and make their extra income legal, which is usually gained from bribery. As a result, corruption from bribery and money laundering are now interdependent. Money laundering protects the corrupted officials while the corruption helps further the money laundering. The corrupted officials usually f

9、ollow the three steps of bribery, money laundering, and escaping abroad, which heavily disturbs our social and economic orders. To meet this challenge, we need more theoretical research on the phenomenon of corruption from bribery and money laundering, which in turn can serve to guide our judicial p

10、ractice, contributing to improve the related laws against money laundering and fight against corruption as well.Based on some cases, this paper elaborates the different ways of money laundering and analyzes this from the standpoints of economics and laws. Finally, the conclusion is drawn that with t

11、he lack of financial supervision, there arises the corruption from bribery. If the government can take related measures to fight against money laundering effectively, corruption will become impossible, for the corrupted officials can not use with money even they get it. The whole paper generally fal

12、ls into 3 parts. The first part deals with the issue of money laundering and its harmful effects. Several specific means of money laundering are listed, money laundry through investment, transferring overseas, commission, bonus and so on. Each is followed by some typical cases and the harm of these

13、acts is also pointed out. Based on the cases mentioned in first part, together with the economic theory of cost and profit, the second part covers the rules of money laundering and economic analysis of this behavior. And it reaches the conclusion that the lack of financial supervision is mainly resp

14、onsible for the emergence of money laundering so that our government should work our sound financial supervision system to fight against money laundering efficiently and reduce the crime of corruption as well. The third part offers some suggestions to regulate money laundering in order to eliminate

15、corruption. Three steps are listed: we should first establish a sound and full financial supervision system with The law against Money Laundering as its nuclear. Then we should improve our penal legislation on money laundering by referring to UN Convention Against Corruption. Finally, we should attach due importance to international communication and cooperation.Key wo