a序列优先股购买协议seriesapreferredstockpurchadocx.docx
《a序列优先股购买协议seriesapreferredstockpurchadocx.docx》由会员分享，可在线阅读，更多相关《a序列优先股购买协议seriesapreferredstockpurchadocx.docx（52页珍藏版）》请在冰豆网上搜索。
a序列优先股购买协议seriesapreferredstockpurchadocx
SERIESAPREFERREDSTOCKPURCHASEAGREEMENT
PreliminaryNote
TheStockPurchaseAgreementsetsforththebasictermsofthepurchaseandsaleofthepreferredstocktotheinvestors（suchasthepurchaseprice,closingdate,conditionstoclosing）andidentifiestheotherfinancingdocuments.Generallythisagreementdoesnotsetfortheither
（1）thecharacteristicsofthestockbeingsold（whicharedefinedintheCertificateofIncorporation）or
（2）therelationshipamongthepartiesaftertheclosing,suchasregistrationrights,rightsoffirstrefusalandco-sale,votingarrangements（thesemattersoftenimplicateotherpersonsthanjusttheCompanyandtheinvestorsinthisroundoffinancing,andareusuallyembodiedinseparateagreementstowhichthoseotherspersonsareparties,orinsomecasesbytheCertificateofIncorporation）.ThemainitemsofnegotiationintheStockPurchaseAgreementarethereforethepriceandnumberofsharesbeingsold,andtherepresentationsandwarrantiesthattheCompany,andsometimestheFoundersaswell,mustmaketotheinvestors.
TABLEOFCONTENTS
NotetoDrafter:
SectionheadingshavebeenformattedtoautomaticallypopulatetheTableofContents. However,wheneditingthisdocumentforyourownuse,thepagenumbersmaychange. InordertoreflectthecorrectpagenumbersintheTableofContents,youmust“updatepagenumbers”totheTableofContentsby
（1）right-clickinganywhereintheTableofContents,and
（2）choose“updatefield,”then“updatepagenumbersonly.” Ifyouaddordeletesectionheadings,followstep
（1）and
（2）aboveandchoose“updateentiretable.”
Page
ExhibitA-SCHEDULEOFPURCHASERS
ExhibitB-FORMOFAMENDEDANDRESTATED
CERTIFICATEOFINCORPORATION
ExhibitC-DISCLOSURESCHEDULE
ExhibitD-FORMOFINDEMNIFICATIONAGREEMENT
ExhibitE-FORMOFINVESTORS’RIGHTSAGREEMENT
ExhibitF-FORMOFMANAGEMENTRIGHTSLETTER
ExhibitG-FormofRightofFirstRefusalandCo-SaleAgreement
ExhibitH-FORMOFVOTINGAGREEMENT
ExhibitI-FORMOFLEGALOPINIONOF[COMPANYCOUNSEL]
[ExhibitJ-MILESTONEEVENTS]
ADDENDUMTOSTOCKPURCHASEAGREEMENT:
SAMPLEFOUNDERREPRESENTATIONSANDWARRANTIES
SERIESAPREFERREDSTOCKPURCHASEAGREEMENT
THISSERIES APREFERREDSTOCKPURCHASEAGREEMENT（this“Agreement”）,ismadeasofthe[__]dayof[________,20_]byandamong[____________],aDelawarecorporation（the“Company”）,theinvestorslistedonExhibitAattachedtothisAgreement（eacha“Purchaser”andtogetherthe“Purchasers”）[andthepersonslistedas“Founders”onthesignaturepagestothisAgreement（eacha“Founder”andtogetherthe“Founders”）].
Thepartiesherebyagreeasfollows:
1.PurchaseandSaleofPreferredStock.
1.1SaleandIssuanceofSeries APreferredStock.
（a）TheCompanyshalladoptandfilewiththeSecretaryofStateoftheStateofDelawareonorbeforetheInitialClosing（asdefinedbelow）theAmendedandRestatedCertificateofIncorporationintheformofExhibitBattachedtothisAgreement（the“RestatedCertificate”）.
（b）SubjecttothetermsandconditionsofthisAgreement,eachPurchaseragreestopurchaseattheClosingandtheCompanyagreestosellandissuetoeachPurchaserattheClosingthatnumberofsharesofSeries APreferredStock,$[__]parvaluepershare（the“SeriesAPreferredStock”）,setforthoppositeeachPurchaser’snameonExhibitA,atapurchasepriceof$[__]pershare.ThesharesofSeries APreferredStockissuedtothePurchaserspursuanttothisAgreement（includinganysharesissuedattheInitialClosingandany[MilestoneSharesor]AdditionalShares,asdefinedbelow）shallbereferredtointhisAgreementasthe“Shares.”
1.2Closing;Delivery.
（a）TheinitialpurchaseandsaleoftheSharesshalltakeplaceremotelyviatheexchangeofdocumentsandsignatures,at[____][_].m.,on[__________,20_],oratsuchothertimeandplaceastheCompanyandthePurchasersmutuallyagreeupon,orallyorinwriting（whichtimeandplacearedesignatedasthe“InitialClosing”）.Intheeventthereismorethanoneclosing,theterm“Closing”shallapplytoeachsuchclosingunlessotherwisespecified.
（b）AteachClosing,theCompanyshalldelivertoeachPurchaseracertificaterepresentingtheSharesbeingpurchasedbysuchPurchaseratsuchClosingagainstpaymentofthepurchasepricethereforbycheckpayabletotheCompany,bywiretransfertoabankaccountdesignatedbytheCompany,bycancellationorconversionofindebtednessoftheCompanytoPurchaser[,includinginterest],orbyanycombinationofsuchmethods.
1.3SaleofAdditionalSharesofPreferredStock.
（c）AftertheInitialClosing,theCompanymaysell,onthesametermsandconditionsasthosecontainedinthisAgreement,upto[_________]additionalshares（subjecttoappropriateadjustmentintheeventofanystockdividend,stocksplit,combinationorsimilarrecapitalizationaffectingsuchshares）ofSeriesAPreferredStock（the“AdditionalShares”）,tooneormorepurchasers（the“AdditionalPurchasers”）[reasonablyacceptabletoPurchasersholdinga[specifypercentage]ofthethenoutstandingShares],providedthat（i）suchsubsequentsaleisconsummatedpriorto[90]daysaftertheInitialClosing（ii）eachAdditionalPurchasershallbecomeapartytotheTransactionAgreements（asdefinedbelow）（otherthantheManagementRightsLetter）,byexecutinganddeliveringacounterpartsignaturepagetoeachoftheTransactionAgreements[;and（iii）[_________],counselfortheCompany,providesanopiniondatedasofthedateofsuchClosingthattheoffer,issuance,saleanddeliveryoftheAdditionalSharestotheAdditionalPurchasersdonotrequireregistrationundertheSecuritiesActof1933,asamended,orapplicablestatesecuritieslaws].ExhibitAtothisAgreementshallbeupdatedtoreflectthenumberofAdditionalSharespurchasedateachsuchClosingandthepartiespurchasingsuchAdditionalShares.
（d）[AftertheInitialClosing,theCompanyshallsell,andthePurchasersshallpurchase,onthesametermsandconditionsasthosecontainedinthisAgreement,upto[_____________]additionalsharesofSeriesAPreferredStock（the“MilestoneShares”）,proratainaccordancewiththenumberofSharesbeingpurchasedbyeachsuchPurchaseratallpriorClosings,onthecertificationbythe[Board][Purchasers]thattheeventsspecifiedinExhibitJattachedtothisAgreementhaveoccurred（the“MilestoneEvents”）.ThedateofthepurchaseandsaleoftheMilestoneSharesarereferredtointhisAgreementasthe“MilestoneClosing.”]
1.4[UseofProceeds
1.3..InaccordancewiththedirectionsoftheCompany’sBoardofDirectors,asitshallbeconstitutedinaccordancewiththeVotingAgreement,theCompanywillusetheproceedsfromthesaleoftheSharesforproductdevelopmentandothergeneralcorporatepurposes.]
1.5DefinedTermsUsedinthisAgreement
1.5..Inadditiontothetermsdefinedabove,thefollowingtermsusedinthisAgreementshallbeconstruedtohavethemeaningssetforthorreferencedbelow.
（a）“Affiliate”means,withrespecttoanyspecifiedPerson,anyotherPersonwho,directlyorindirectly,controls,iscontrolledby,orisundercommoncontrolwithsuchPerson,including,withoutlimitation,anygeneralpartner,managingmember,officerordirectorofsuchPersonoranyventurecapitalfundnoworhereafterexistingthatiscontrolledbyoneormoregeneralpartnersormanagingmembersof,orsharesthesamemanagementcompanywith,suchPerson.
（b）“Code”meanstheInternalRevenueCodeof1986,asamended.
（c）“CompanyCoveredPerson”means,withrespecttotheCompanyasan“issuer”forpurposesofRule506promulgatedundertheSecuritiesAct,anyPersonlistedinthefirstparagraphofRule506（d）
（1）.
（d）“CompanyIntellectualProperty”meansallpatents,patentapplications,trademarks,trademarkapplications,servicemarks,servicemarkapplications,tradenames,copyrights,tradesecrets,domainnames,maskworks,informationandproprietaryrightsandprocesses,similarorotherintellectualpropertyrights,subjectmatterofanyoftheforegoing,tangibleembodimentsofanyoftheforegoing,licensesin,toandunderanyoftheforegoing,andanyandallsuchcases[thatareownedorusedby][asarenecessaryto]theCompanyintheconductoftheCompany’sbusinessasnowconductedandaspresentlyproposedtobeconducted.
（e）“IndemnificationAgreement”meanstheagreementbetweentheCompanyandthedirector[andPurchaserAffiliates]designatedbyanyPurchaserentitledtodesignateamemberoftheBoardofDirectorspursuanttotheVotingAgreement,datedasofthedateoftheInitialClosing,intheformofExhibitDattachedtothisAgreement.
（f）“Investors’RightsAgreement”meanstheagreementamongtheCompanyandthePurchasers[andcertainotherstockholdersoftheCompany]datedasofthedateoftheInitialClosing,intheformofExhibitEattachedtothisAgreement.
（g）“KeyEmployee”meansanyexecutive-levelemployee（includingdivisiondirectorandvicepresident-levelpositions）aswellasanyemployeeorconsultantwhoeitheraloneorinconcertwithothersdevelops,invents,programsordesignsanyCompanyIntellectualProperty.
（h）“Knowledge”includingthephrase“totheCompany’sknowledge”shallmeantheactualknowledge[afterreasonableinvestigation]ofthefollowingofficers:
[specifynames].
（i）“ManagementRightsLetter”meanstheagreementbetweentheCompanyand[Purchaser],datedasofthedateoftheInitialClosing,intheformofExhibitFattachedtothisAgreement.
（j）“MaterialAdverseEffect”meansamaterialadverseeffectonthebusiness,assets（includingintangibleassets）,liabilities,financialc
升级会员 