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2.2InformationModels5

2.2.1IEC61850-7-420/90-7InformationModel5

2.2.2SubsetofIEC61850informationmodelinSEP2.06

2.2.3OpenADRforDemandResponsePricingInformation7

2.2.4CommonInformationModel(CIM)forControlCenterApplications7

2.3TypesofInformationFlows8

2.3.1Utility-to-DERInformationFlow8

2.3.2DER-to-UtilityInformationFlows9

2.3.3Utility-to-FDEMSInformationFlows10

2.3.4FDEMS-to-UtilityInformationFlows10

2.4ProtocolTranslationConfigurations10

2.4.1TranslatorsProvidedbyUtility11

2.4.2TranslatorsProvidedbyDEROwner12

2.4.3SDG&

EConfiguration14

3.CybersecurityRequirementsforCommunications15

3.1CybersecurityforCommunications15

3.2MajorCybersecurityRequirementsforCommunications15

3.3AuthenticationRequirements16

3.4DataIntegrityRequirements16

3.5ConfidentialityRequirements17

3.6AvailabilityRequirements17

1.HierarchicalConfigurationofDERSystems

DirectcontrolbyutilitiesisnotfeasibleatthistimeforthethousandsifnotmillionsofDERsystems“inthefield”,soahierarchicalapproachisnecessaryforutilitiestointeractwiththesewidelydispersedDERsystems.MostoftheseDERsystemswillbesmall,suchasroof-topPVsystems,butsomemaybegreaterthanafewmegawatts.

Atthelocallevel,bothlargeandsmallDERsystemsareexpectedtomanagetheirowngenerationandstorageactivitiesautonomously,basedonlocalconditions,pre-establishedsettings,andDERownerpreferences.However,thoseDERsystemsthatareactiveparticipantsingridoperationsmustbecoordinatedwithotherDERsystemsanddistributiongriddevices,andthuswouldrequirecommunicationscapabilities.Forsimplefacilities,suchasaresidentialhome,theDERcontrollerswouldprovidethesecommunicationscapabilities.LargerormoresophisticatedcustomersiteswouldincludeFacilitiesDERenergymanagementsystems(FDEMS)thatcouldmodifytheseautonomoussettingsandissuedirectcommands.ThedistributionutilitiescouldinteractwiththeseDERsystems,throughtheFDEMSifitisavailable,tooccasionallyupdatesettings,tobroadcastoperationalorpricingsignals,and/ortoissuecommands.

Inaddition,thedistributionutilitiesmustinteractwithregionaltransmissionorganizations(RTOs)and/orindependentsystemoperators(ISOs)forreliabilityandmarketpurposes.Insomeregions,retailenergyproviders(REPs)areresponsibleformanaginggroupsofDERsystems.

AlthoughingeneralDERsystemswillbepartofahierarchy,differentscenarioswillconsistofdifferenthierarchicallevelsandvariationsevenwithinthesamehierarchicallevel.Forinstance,smallresidentialPVsystemsmaynotincludeanyFDEMSoronlysimpleFDEMS,whilelargeindustrialandcommercialsitescouldincludemultipleFDEMSandevenmultiplelevelsofFDEMS.SomeDERsystemswillbemanagedbyRetailEnergyProvidersthroughdemandresponseprograms,whileothersmaybemanaged(notnecessarilydirectlycontrolled)byutilitiesthroughfinancialandoperationalcontractsortariffswithDERowners.Someofthelarger,morestrategicallyplacedDERsystems,suchasstoragesystemslocatedinsubstationsorlargenumbersofDERsystemsinapowerplant,maybecontrolleddirectlybytheutility.

Forthepurposeofunderstandingandspecifyingthecommunicationrequirements,thefirstfour(4)levelsofthe5-LevelhierarchicalDERsystemarchitectureisshowninFigure1anddescribedbrieflybelow.Inaddition,examplesoftheinformationmodels(e.g.IEC61850andCIM)andtheprotocolsfortransportingthedatadefinedbythemodels(e.g.DNP3,ModBus,andSEP2)areshownasyellowarrows.

Figure1:

First4LevelsoftheHierarchicalDERSystemArchitectureShowingCommunicationProtocols

1.Level1DERSystems(greenintheFigure)isthelowestlevelandincludestheactualcyber-physical(softwareplushardware)DERsystemsthemselves.TheseDERsystemswillbeinterconnectedtolocalgridsatElectricalConnectionPoints(ECPs)andtotheutilitygridthroughthePointofCommonCoupling(PCC).TheseDERsystemswillusuallybeoperatedautonomously.Inotherwords,theseDERsystemswillberunningbasedonlocalconditions,suchasphotovoltaicsystemsoperatingwhenthesunisshining,windturbinesoperatingwhenthewindisblowing,electricvehicleschargingwhenpluggedinbytheowner,anddieselgeneratorsoperatingwhenstartedupbythecustomer.Thisautonomousoperationiscontrolledbypre-setsoftwarevaluesthatareestablishedatdeployment,althoughthesevaluesmaybemodifiedlocallybyDERownerpreferenceswiththeconcurrenceoftheEPSoperator.

2.Level2FacilitiesDERManagement(blueintheFigure)isthenexthigherlevelinwhichafacilityDERmanagementsystem(FDEMS)managestheoperationoftheLevel1DERsystems.Forsimplefacilities,suchasaresidentialhome,theFDEMSmaybecombinedwiththeDERcontrollers,basicallyprovidingcommunicationscapabilitiestotheLevel1DERsystems.Ifaseparatesystem,theFDEMSmaybemanagingoneortwoDERsystemsinaresidentialhome(e.g.aPVsystemandanelectricvehicle).LargerFDEMSwillbemanagingmultipleDERsystemsincommercialandindustrialsites,suchasuniversitycampusesandshoppingmalls.UtilitiesmayalsouseaFDEMStohandleDERsystemslocatedatutilitysitessuchassubstationsorpowerplantsites.

3.Level3InformationandCommunicationsTechnology(ICT)Infrastructure(redintheFigure)providedtheinformationexchangesbeyondthelocalsitetoallowutilitiesandmarket-basedaggregatorsandretailenergyproviders(REP)torequestorevencommandDERsystems(typicallythroughaFDEMS)totakespecificactions,suchasturningonoroff,settingorlimitingoutput,providingancillaryservices(e.g.volt-varcontrol),andothergridmanagementfunctions.REP/aggregatorrequestswouldlikelybeprice-basedfocusedongreaterpowersystemefficiency,whileutilitycommandswouldalsoincludesafetyandreliabilitypurposes.Thecombinationofthislevelandlevel2mayhavevaryingscenarios,whilestillfundamentallyprovidingthesameservices,includingcybersecurity.

4.Level4DistributionUtilityOperationalAnalysis(yellow/brownintheFigure)appliestoutilityapplicationsthatareneededtodeterminewhatrequestsorcommandsshouldbeissuedtowhichDERsystems.UtilitiesmustmonitorthepowersystemandassessifefficiencyorreliabilityofthepowersystemcanbeimprovedbyhavingDERsystemsmodifytheiroperation.Thisutilityassessmentinvolvesmanyutilitycontrolcentersystems,including,butnotlimitedto,DistributionManagementSystems,GeographicalInformationSystems,LoadManagementSystems,OutageManagementSystems,DemandResponsesystems,aswellasDERdatabaseandmanagementsystems.Oncetheutilityhasdeterminedthatmodifiedrequestsorcommandsshouldbeissued,itwillsendtheseoutasperLevel3.

2.CommunicationArchitectures

2.1CommunicationAlternatives

FromtheDERlogicalarchitecturediagramsshownabove,itisclearthatanumberofdifferentprotocolsmaybeusedindifferentenvironmentsandfordifferentpurposes.Morethanonetypeofcommunicationmediamaybeusedacrossanetwork,differentprotocolsmaybeinvolved,anddifferenttypesofinformationexchangesmaybeneeded.Cybersecurityneedstobe“end-to-end”butdifferentmediaandprotocolsusedifferentcybersecuritymethods,includingdifferentciphersuites,differentkeymanagementapproaches,anddifferentnetworkmanagementmethods.

ThereforethefollowingissuesneedtobeaddressedinanyimplementationofDERsystemsthatwillinteractwithutilities(startingfromthehigherGWACStacklevelsdown):

∙WhatDERfunctionsrequirecommunicationsbetweenutilitiesandDERsystems?

–SeetheCPUCRule21RecommendationsdocumentforPhases1-3.

∙What(abstract)informationmodelsmightbeusedformanagingtheseDERfunctions?

–IEC61850-7-420and90-7informationmodelforDERmonitoringandcontrol

–OpenADRinformationmodelfordemandresponsepricinginformation

–CommonInformationModel(CIM)forcontrolcenterapplications

∙WhattypesofdataneedtobeexchangedbetweenutilitiesandDERsystems,includingFacilityDERenergymanagementsystems(FDEMS),basedontheinformationmodels?

–Utility-to-DER:

–DER-to-Utility:

–Utility-to-FDEMS:

–FDEMS-to-Utility:

∙What(application-layer)communicationprotocolscouldbeused?

–UtilitiesuseDNP3forSCADA-typedataexchanges

–UtilitiesmayuseSEP2.0forsomeinteractionswithcustomerpremises

–UtilitiesmayuseOpenADRXML-basedprotocolformarketinteractions

–DERsystemsuseModBus

–NewIECefforttomap61850toXMLovertheXMPPprotocol(anIETFprotocolforinstantmessaging)

∙Whatmappingsareavailablebetweentheabstractinformationmodelsandtheprotocols?

–EPRI-sponsoredmappingbetweenIEC61850andDNP3

–SunSpecmappingbetweenIEC61850andModBus

–SunSpecmappingbetweenIEC61850andSEP2.0

–ASHRAESP201isworkingonsuchamodel

–IECTC57WG17isdevelopinganXML-basedmappingof61850

∙Whattranslationsareneededbetweenprotocols?

–BetweenDNP3andModBus

–BetweenSEP2.0andModBus

–BetweenSEP2.0andDNP3(?

–BetweenModBusandXML(?

∙What(transport-layer)communicationprotocolswillbeused?

–TCP/IPforallprotocolsexceptModBus

∙Whatcommunicationmediawillbeused?

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