澳大利亚国际商事仲裁中心适用的规则英文本Word格式文档下载.docx
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2.TheseRulesshallgovernthearbitrationexceptthatwhereanyoftheseRulesisinconflictwithaprovisionofthelawapplicabletothearbitrationfromwhichthepartiescannotderogate,thatprovisionshallprevail.
Notice,CalculationofPeriodsofTime
Article2
1.ForthepurposesoftheseRules,anynotice,includinganotification,communicationorproposal,isdeemedtohavebeenreceivedifitisphysicallydeliveredtotheaddresseeorifitisdeliveredathishabitualresidence,placeofbusinessormailingaddress,or,ifnoneofthesecanbefoundaftermakingreasonableinquiry,thenattheaddressee'
slastknownresidenceorplaceofbusiness.Noticeshallbedeemedtohavebeenreceivedonthedayitissodelivered.
2.ForthepurposesofcalculatingaperiodoftimeundertheseRules,suchperiodshallbegintorunonthedayfollowingthedaywhenanotice,notification,communicationorproposalisreceived.Ifthelastdayofsuchperiodisanofficialholidayoranon-businessdayattheresidenceorplaceofbusinessoftheaddressee,theperiodisextendeduntilthefirstbusinessdaywhichfollows.Officialholidaysornon-businessdaysoccurringduringtherunningoftheperiodoftimeareincludedincalculatingtheperiod.
NoticeofArbitration
Article3
1.Thepartyinitiatingrecoursetoarbitration(hereinaftercalledthe"
claimant"
)shallgivetotheotherparty(hereinaftercalledthe"
respondent"
)anoticeofarbitration.
2.Arbitralproceedingsshallbedeemedtocommenceonthedateonwhichthenoticeofarbitrationisreceivedbytherespondent.
3.Thenoticeofarbitrationshallincludethefollowing:
(a)Ademandthatthedisputebereferredtoarbitration;
(b)Thenamesandaddressesoftheparties;
(c)Areferencetothearbitrationclauseortheseparatearbitrationagreementthatisinvoked;
(d)Areferencetothecontractoutoforinrelationtowhichthedisputearises;
(e)Thegeneralnatureoftheclaimandanindicationoftheamountinvolved,ifany;
(f)Therelieforremedysought;
(g)Aproposalastothenumberofarbitrators(i.e.,oneorthree),ifpartieshavenotpreviouslyagreedthereon.
4.Thenoticeofarbitrationmayalsoinclude:
(a)TheproposalsfortheappointmentofasolearbitratorreferredtoinArticle6,paragraph1;
(b)ThenotificationoftheappointmentofanarbitratorreferredtoinArticle7;
(c)ThestatementofclaimreferredtoinArticle18.
RepresentationandAssistance
Article4
Thepartiesmayberepresentedorassistedbypersonsoftheirchoice.Thenamesandaddressesofsuchpersonsmustbecommunicatedinwritingtotheotherparty;
suchcommunicationmustspecifywhethertheappointmentisbeingmadeforpurposesofrepresentationorassistance.
SectionII.CompositionoftheArbitralTribunal
NumberofArbitrators
Article5
Ifthepartieshavenotpreviouslyagreedonthenumberofarbitrators(i.e.,oneorthree),andifwithinfifteendaysafterthereceiptbytherespondentofthenoticeofarbitrationthepartieshavenotagreedthatthereshallbeonlyonearbitrator,threearbitratorsshallbeappointed.
AppointmentofArbitrators(Articles6to8)
Article6
1.Ifasolearbitratoristobeappointed,eitherpartymayproposetotheotherthenamesofoneormorepersons,oneofwhomwouldserveasthesolearbitrator.
2.Ifwithinthirtydaysafterreceiptbyapartyofaproposalmadeinaccordancewithparagraph1thepartieshavenotreachedagreementonthechoiceofasolearbitrator,thesolearbitratorshallbeappointedbytheIACAC.
3.TheIACACshall,attherequestofoneoftheparties,appointthesolearbitratoraspromptlyaspossible.InmakingtheappointmenttheIACACshallusethefollowinglist-procedure,unlessbothpartiesagreethatthelistprocedureshouldnotbeusedorunlesstheIACACdeterminesinitsdiscretionthattheuseofthelist-procedureisnotappropriateforthecase:
(a)AttherequestofoneofthepartiestheIACACshallcommunicatetobothpartiesanidenticallistcontainingatleastthreenames;
(b)Withinfifteendaysafterthereceiptofthislist,eachpartymayreturnthelisttotheIACACafterhavingdeletedthenameornamestowhichheobjectsandnumberedtheremainingnamesonthelistintheorderofhispreference;
(c)AftertheexpirationoftheaboveperiodoftimetheIACACshallappointthesolearbitratorfromamongthenamesapprovedonthelistsreturnedtoitandinaccordancewiththeorderofpreferenceindicatedbytheparties;
(d)Ifforanyreasontheappointmentcannotbemadeaccordingtothisprocedure,theIACACmayexerciseitsdiscretioninappointingthesolearbitrator.
4.Inmakingtheappointment,theIACACshallhaveregardtosuchconsiderationsasarelikelytosecuretheappointmentofanindependentandimpartialarbitratorandshalltakeintoaccountaswelltheadvisabilityofappointinganarbitratorofanationalityotherthanthenationalitiesoftheparties.
Article7
1.Ifthreearbitratorsaretobeappointed,eachpartyshallappointonearbitrator.Thetwoarbitratorsthusappointedshallchoosethethirdarbitrator,whowillactasthepresidingarbitratorofthetribunal.
2.Ifwithinthirtydaysafterthereceiptofaparty'
snotificationoftheappointmentofanarbitrator,theotherpartyhasnotnotifiedthefirstpartyofthearbitratorhehasappointedthefirstpartymayrequesttheIACACtoappointthesecondarbitrator.
3.Ifwithinthirtydaysaftertheappointmentofthesecondarbitratorthetwoarbitratorshavenotagreedonthechoiceofthepresidingarbitrator,thepresidingarbitratorshallbeappointedbytheIACACinthesamewayasasolearbitratorwouldbeappointedunderArticle6.
Article8
1.WhentheIACACisrequestedtoappointanarbitratorpursuanttoArticle6orArticle7,thepartywhichmakestherequestshallsendtotheIACACacopyofthenoticeofarbitration,acopyofthecontractoutoforinrelationtowhichthedisputehasarisenandacopyofthearbitrationagreementifitisnotcontainedinthecontract.TheIACACmayrequirefromeitherpartysuchinformationasitdeemsnecessarytofulfillitsfunction.
2.Wherethenamesofoneormorepersonsareproposedforappointmentasarbitrators,theirfullnames,addressesandnationalitiesshallbeindicated,togetherwithadescriptionoftheirqualifications.
ChallengeofArbitrators(Articles9to12)
Article9
Aprospectivearbitratorshalldisclosetothosewhoapproachhiminconnectionwithhispossibleappointmentanycircumstanceslikelytogiverisetojustifiabledoubtsastohisimpartialityorindependence.Anarbitrator,onceappointedorchosen,shalldisclosesuchcircumstancestothepartiesunlesstheyhavealreadybeeninformedbyhimofthesecircumstances.
Article10
1.Anyarbitratormaybechallengedifcircumstancesexistthatgiverisetojustifiabledoubtsastothearbitrator'
simpartialityorindependence.
2.Apartymaychallengethearbitratorappointedbyhimonlyforreasonsofwhichhebecomesawareaftertheappointmenthasbeenmade.
Article11
1.ApartywhointendstochallengeanarbitratorshallsendnoticeofhischallengewithinfifteendaysaftertheappointmentofthechallengedarbitratorhasbeennotifiedtothechallengingpartyorwithinfifteendaysafterthecircumstancesmentionedinArticles9and10becameknowntothatparty.
2.Thechallengeshallbenotifiedtotheotherparty,tothearbitratorwhoischallengedandtotheothermembersofthearbitraltribunal.Thenotificationshallbeinwritingandshallstatethereasonsforthechallenge.
3.Whenanarbitratorhasbeenchallengedbyoneparty,theotherpartymayagreetothechallenge.Thearbitratormayalso,afterthechallenge,withdrawfromhisoffice.Inneithercasedoesthisimplyacceptanceofthevalidityofthegroundsforthechallenge.InbothcasestheprocedureprovidedinArticle6or7shallbeusedinfullfortheappointmentofthesubstitutearbitrator,evenifduringtheprocessofappointingthechallengedarbitratorapartyhadfailedtoexercisehisrighttoappointortoparticipateintheappointment.
Article12
1.Iftheotherpartydoesnotagreetothechallengeandthechallengedarbitratordoesnotwithdraw,thedecisiononthechallengewillbemadebytheIACAC.
2.IftheIACACsustainsthechallenge,asubstitutearbitratorshallbeappointedorchosenpursuanttotheprocedureapplicabletotheappointmentorchoiceofanarbitratorasprovidedinArticles6to9.
ReplacementofanArbitrator
Article13
1.Intheeventofthedeathorresignationofanarbitratorduringthecourseofthearbitralproceedings,asubstitutearbitratorshallbeappointedorchosenpursuanttotheprocedureprovidedforinArticles6to9thatwasapplicabletotheappointmentorchoiceofthearbitratorbeingreplaced.
2.Intheeventthatanarbitratorfailstoactorintheeventofthedejureordefactoimpossibilityofhisperforminghisfunctions,theprocedureinrespectofthechallengeandreplacementofanarbitratorprovidedintheprecedingarticleshallapply.
RepetitionofHearingsintheEvento