澳大利亚国际商事仲裁中心适用的规则英文本Word格式文档下载.docx

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澳大利亚国际商事仲裁中心适用的规则英文本Word格式文档下载.docx

  2.TheseRulesshallgovernthearbitrationexceptthatwhereanyoftheseRulesisinconflictwithaprovisionofthelawapplicabletothearbitrationfromwhichthepartiescannotderogate,thatprovisionshallprevail.

  Notice,CalculationofPeriodsofTime

  Article2

  1.ForthepurposesoftheseRules,anynotice,includinganotification,communicationorproposal,isdeemedtohavebeenreceivedifitisphysicallydeliveredtotheaddresseeorifitisdeliveredathishabitualresidence,placeofbusinessormailingaddress,or,ifnoneofthesecanbefoundaftermakingreasonableinquiry,thenattheaddressee'

slastknownresidenceorplaceofbusiness.Noticeshallbedeemedtohavebeenreceivedonthedayitissodelivered.

  2.ForthepurposesofcalculatingaperiodoftimeundertheseRules,suchperiodshallbegintorunonthedayfollowingthedaywhenanotice,notification,communicationorproposalisreceived.Ifthelastdayofsuchperiodisanofficialholidayoranon-businessdayattheresidenceorplaceofbusinessoftheaddressee,theperiodisextendeduntilthefirstbusinessdaywhichfollows.Officialholidaysornon-businessdaysoccurringduringtherunningoftheperiodoftimeareincludedincalculatingtheperiod.

  NoticeofArbitration

  Article3

  1.Thepartyinitiatingrecoursetoarbitration(hereinaftercalledthe"

claimant"

)shallgivetotheotherparty(hereinaftercalledthe"

respondent"

)anoticeofarbitration.

  2.Arbitralproceedingsshallbedeemedtocommenceonthedateonwhichthenoticeofarbitrationisreceivedbytherespondent.

  3.Thenoticeofarbitrationshallincludethefollowing:

  (a)Ademandthatthedisputebereferredtoarbitration;

  (b)Thenamesandaddressesoftheparties;

  (c)Areferencetothearbitrationclauseortheseparatearbitrationagreementthatisinvoked;

  (d)Areferencetothecontractoutoforinrelationtowhichthedisputearises;

  (e)Thegeneralnatureoftheclaimandanindicationoftheamountinvolved,ifany;

  (f)Therelieforremedysought;

  (g)Aproposalastothenumberofarbitrators(i.e.,oneorthree),ifpartieshavenotpreviouslyagreedthereon.

  4.Thenoticeofarbitrationmayalsoinclude:

  (a)TheproposalsfortheappointmentofasolearbitratorreferredtoinArticle6,paragraph1;

  (b)ThenotificationoftheappointmentofanarbitratorreferredtoinArticle7;

  (c)ThestatementofclaimreferredtoinArticle18.

  RepresentationandAssistance

  Article4

  Thepartiesmayberepresentedorassistedbypersonsoftheirchoice.Thenamesandaddressesofsuchpersonsmustbecommunicatedinwritingtotheotherparty;

suchcommunicationmustspecifywhethertheappointmentisbeingmadeforpurposesofrepresentationorassistance.

  SectionII.CompositionoftheArbitralTribunal

  NumberofArbitrators

  Article5

  Ifthepartieshavenotpreviouslyagreedonthenumberofarbitrators(i.e.,oneorthree),andifwithinfifteendaysafterthereceiptbytherespondentofthenoticeofarbitrationthepartieshavenotagreedthatthereshallbeonlyonearbitrator,threearbitratorsshallbeappointed.

  AppointmentofArbitrators(Articles6to8)

  Article6

  1.Ifasolearbitratoristobeappointed,eitherpartymayproposetotheotherthenamesofoneormorepersons,oneofwhomwouldserveasthesolearbitrator.

  2.Ifwithinthirtydaysafterreceiptbyapartyofaproposalmadeinaccordancewithparagraph1thepartieshavenotreachedagreementonthechoiceofasolearbitrator,thesolearbitratorshallbeappointedbytheIACAC.

  3.TheIACACshall,attherequestofoneoftheparties,appointthesolearbitratoraspromptlyaspossible.InmakingtheappointmenttheIACACshallusethefollowinglist-procedure,unlessbothpartiesagreethatthelistprocedureshouldnotbeusedorunlesstheIACACdeterminesinitsdiscretionthattheuseofthelist-procedureisnotappropriateforthecase:

  (a)AttherequestofoneofthepartiestheIACACshallcommunicatetobothpartiesanidenticallistcontainingatleastthreenames;

  (b)Withinfifteendaysafterthereceiptofthislist,eachpartymayreturnthelisttotheIACACafterhavingdeletedthenameornamestowhichheobjectsandnumberedtheremainingnamesonthelistintheorderofhispreference;

(c)AftertheexpirationoftheaboveperiodoftimetheIACACshallappointthesolearbitratorfromamongthenamesapprovedonthelistsreturnedtoitandinaccordancewiththeorderofpreferenceindicatedbytheparties;

  (d)Ifforanyreasontheappointmentcannotbemadeaccordingtothisprocedure,theIACACmayexerciseitsdiscretioninappointingthesolearbitrator.

  4.Inmakingtheappointment,theIACACshallhaveregardtosuchconsiderationsasarelikelytosecuretheappointmentofanindependentandimpartialarbitratorandshalltakeintoaccountaswelltheadvisabilityofappointinganarbitratorofanationalityotherthanthenationalitiesoftheparties.

  Article7

  1.Ifthreearbitratorsaretobeappointed,eachpartyshallappointonearbitrator.Thetwoarbitratorsthusappointedshallchoosethethirdarbitrator,whowillactasthepresidingarbitratorofthetribunal.

  2.Ifwithinthirtydaysafterthereceiptofaparty'

snotificationoftheappointmentofanarbitrator,theotherpartyhasnotnotifiedthefirstpartyofthearbitratorhehasappointedthefirstpartymayrequesttheIACACtoappointthesecondarbitrator.

  3.Ifwithinthirtydaysaftertheappointmentofthesecondarbitratorthetwoarbitratorshavenotagreedonthechoiceofthepresidingarbitrator,thepresidingarbitratorshallbeappointedbytheIACACinthesamewayasasolearbitratorwouldbeappointedunderArticle6.

  Article8

  1.WhentheIACACisrequestedtoappointanarbitratorpursuanttoArticle6orArticle7,thepartywhichmakestherequestshallsendtotheIACACacopyofthenoticeofarbitration,acopyofthecontractoutoforinrelationtowhichthedisputehasarisenandacopyofthearbitrationagreementifitisnotcontainedinthecontract.TheIACACmayrequirefromeitherpartysuchinformationasitdeemsnecessarytofulfillitsfunction.

  2.Wherethenamesofoneormorepersonsareproposedforappointmentasarbitrators,theirfullnames,addressesandnationalitiesshallbeindicated,togetherwithadescriptionoftheirqualifications.

  ChallengeofArbitrators(Articles9to12)

  Article9

  Aprospectivearbitratorshalldisclosetothosewhoapproachhiminconnectionwithhispossibleappointmentanycircumstanceslikelytogiverisetojustifiabledoubtsastohisimpartialityorindependence.Anarbitrator,onceappointedorchosen,shalldisclosesuchcircumstancestothepartiesunlesstheyhavealreadybeeninformedbyhimofthesecircumstances.

  Article10

  1.Anyarbitratormaybechallengedifcircumstancesexistthatgiverisetojustifiabledoubtsastothearbitrator'

simpartialityorindependence.

  2.Apartymaychallengethearbitratorappointedbyhimonlyforreasonsofwhichhebecomesawareaftertheappointmenthasbeenmade.

  Article11

  1.ApartywhointendstochallengeanarbitratorshallsendnoticeofhischallengewithinfifteendaysaftertheappointmentofthechallengedarbitratorhasbeennotifiedtothechallengingpartyorwithinfifteendaysafterthecircumstancesmentionedinArticles9and10becameknowntothatparty.

  2.Thechallengeshallbenotifiedtotheotherparty,tothearbitratorwhoischallengedandtotheothermembersofthearbitraltribunal.Thenotificationshallbeinwritingandshallstatethereasonsforthechallenge.

  3.Whenanarbitratorhasbeenchallengedbyoneparty,theotherpartymayagreetothechallenge.Thearbitratormayalso,afterthechallenge,withdrawfromhisoffice.Inneithercasedoesthisimplyacceptanceofthevalidityofthegroundsforthechallenge.InbothcasestheprocedureprovidedinArticle6or7shallbeusedinfullfortheappointmentofthesubstitutearbitrator,evenifduringtheprocessofappointingthechallengedarbitratorapartyhadfailedtoexercisehisrighttoappointortoparticipateintheappointment.

  Article12

  1.Iftheotherpartydoesnotagreetothechallengeandthechallengedarbitratordoesnotwithdraw,thedecisiononthechallengewillbemadebytheIACAC.

  2.IftheIACACsustainsthechallenge,asubstitutearbitratorshallbeappointedorchosenpursuanttotheprocedureapplicabletotheappointmentorchoiceofanarbitratorasprovidedinArticles6to9.

  ReplacementofanArbitrator

  Article13

  1.Intheeventofthedeathorresignationofanarbitratorduringthecourseofthearbitralproceedings,asubstitutearbitratorshallbeappointedorchosenpursuanttotheprocedureprovidedforinArticles6to9thatwasapplicabletotheappointmentorchoiceofthearbitratorbeingreplaced.

  2.Intheeventthatanarbitratorfailstoactorintheeventofthedejureordefactoimpossibilityofhisperforminghisfunctions,theprocedureinrespectofthechallengeandreplacementofanarbitratorprovidedintheprecedingarticleshallapply.

 RepetitionofHearingsintheEvento

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