股份限制协议书范本模板Word格式文档下载.docx

股份限制协议书范本模板Word格式文档下载.docx

《股份限制协议书范本模板Word格式文档下载.docx》由会员分享，可在线阅读，更多相关《股份限制协议书范本模板Word格式文档下载.docx（14页珍藏版）》请在冰豆网上搜索。

RECITALS

A.TheInvestorhasagreedtopurchasefromtheCompany,andtheCompanyhasagreedtoselltotheInvestor,certainSeriesAPreferredSharesoftheCompanyonthetermsandconditionssetforthintheSeriesAPreferredSharePurchaseAgreementdatedbyandamongtheCompany,thePrincipals,theHoldingCompanies,theInvestor,andtheotherpartiesthereto（the“PurchaseAgreement”）.

B.ThePurchaseAgreementprovidesthatitisaconditionprecedenttotheconsummationofthetransactionscontemplatedunderthePurchaseAgreementthatthePartiesenterintothisAgreement.

C.ThePartiesdesiretoenterintothisAgreementandmaketherespectiverepresentations,warranties,covenantsandagreementssetforthhereinonthetermsandconditionssetforthherein.

WITNESSETH

NOW,THEREFORE,inconsiderationoftheforegoingrecitals,themutualpromiseshereinaftersetforth,andothergoodandvaluableconsideration,thereceiptandsufficiencyofwhichareherebyacknowledged,thePartiesintendingtobelegallyboundheretoherebyagreeasfollows:

1.Definitions.

1.1Thefollowingtermsshallhavethemeaningsascribedtothembelow:

“Affiliate”means,withrespecttoaPerson,anyotherPersonthat,directlyorindirectly,Controls,isControlledbyorisundercommonControlwithsuchPerson.InthecaseofanyInvestor,theterm“Affiliate”alsoincludes（v）anyshareholderofsuchInvestor,（w）anyofsuchshareholder’sorsuchInvestor’sgeneralpartnersorlimitedpartners,（x）thefundmanagermanagingoradvisingsuchshareholderorsuchInvestor（andgeneralpartners,limitedpartnersandofficersthereof）andotherfundsmanagedoradvisedbysuchfundmanager,（y）trustsControlledbyorforthebenefitofanysuchPersonreferredtoin（v）,（w）or（x）,and（z）anyfundorholdingcompanyformedforinvestmentpurposesthatispromoted,sponsored,managed,advisedorservicedbysuchInvestororanyofitsshareholderoritsshareholder’sgeneralpartnerorfundmanager.

“BusinessDay”meansanydaythatisnotaSaturday,Sunday,legalholidayorotherdayonwhichcommercialbanksarerequiredorauthorizedbylawtobeclosedintheCaymanIslands,thePRCorHongKong.

“BoardofDirectors”meanstheboardofdirectorsoftheCompany.

“Cause”means,withrespecttoaPrincipal,thedeterminationbyamajorityofthenon-PrincipaldirectorsontheBoardofDirectorsoftheCompanythatthePrincipal:

（a）hascommittedanactoftheft,forgery,fraud,dishonesty,misappropriationorembezzlement,hascommittedanactwhichbringsthePrincipaloranyGroupCompanyintopublicdisrepute,contempt,scandalorridicule,hascommittedaknowingviolationofanyorder,ruleorregulationofanycourtorgovernmentalorregulatorybodyorauthority,orhasviolatedanydutyofloyaltyorotherfiduciarydutyowedtotheGroup;

（b）hasbeenindictedorconvictedof,orpledguiltyornolocontendereto,anyfelony（otherthanamovingvehicleviolation）;

（c）hasengagedintheunlawfuluseorpossessionofillegaldrugs;

（d）hasbreachedinanymaterialrespectthisAgreementoranyotheragreementamongsuchPrincipalandtheCompany（andcertainotherpartiesthereto,ifany,includinganyemploymentagreement,confidentialityandinventionassignmentagreementandnon-competeagreement）,whichbreachisnotcured（ifcurable,andifotherthanafundingobligation）within[30]daysafterreceiptofwrittennoticefromtheCompanytosuchPrincipalspecifyingsuchfailure;

（e）hasmateriallybreachedormateriallyfailedtocomplywiththegood-faithandreasonabledirectionsoftheBoardofDirectorsoftheCompany;

or（f）hasfailedtodevoteallofhis/herfullprofessionaltime,attention,energiesandabilitiestohis/heremploymentfortheGroupCompanies.

“Control”ofagivenPersonmeansthepowerorauthority,whetherexercisedornot,todirectthebusiness,managementandpoliciesofsuchPerson,directlyorindirectly,whetherthroughtheownershipofvotingsecurities,bycontractorotherwise;

provided,thatsuchpowerorauthorityshallconclusivelybepresumedtoexistuponpossessionofbeneficialownershiporpowertodirectthevoteofmorethanfiftypercent（50%）ofthevotesentitledtobecastatameetingofthemembersorshareholdersofsuchPersonorpowertocontrolthecompositionofamajorityoftheboardofdirectorsofsuchPerson. 

Theterms“Controlled”and“Controlling”havemeaningscorrelativetotheforegoing.

“EquitySecurities”meanswithrespecttoanyPersonthatisalegalentity,anyandallsharesofcapitalstock,membershipinterests,units,profitsinterests,ownershipinterests,equityinterests,registeredcapital,andotherequitysecuritiesofsuchPerson,andanyright,warrant,option,call,commitment,conversionprivilege,preemptiverightorotherrighttoacquireanyoftheforegoing,orsecurityconvertibleinto,exchangeableorexercisableforanyoftheforegoing.

“GroupCompany”hasthemeaninggiventosuchtermintheMemorandumandArticles.

“HongKong”meanstheHongKongSpecialAdministrativeRegion.

“Leave/Disability”means,withrespecttoaPrincipal,thatsuchPrincipalhasbeenunabletoperformhisorherdutiesduetoseriousillness,disability,ormandatoryleavefromofficeasrequiredbyapplicablelaw（includingbutnotlimitedtostatutorymilitaryservices）forthree（3）consecutivemonthsorsix（6）monthsinanytwelve（12）monthperiod,inthecaseofillnessordisability,oruptoaconsecutiveperiodoftwo

（2）years,inthecaseofmandatoryleaveasrequiredbyapplicablelaw.

“MajoritySeriesAPreferredHolders”meanstheholdersof[50%ormore]ofthevotingpowerofthethenoutstandingSeriesAPreferredSharesand/orOrdinarySharesconvertedtherefrom（votingtogetherasasingleclassandcalculatedonanas-convertedbasis）.

“MemorandumandArticles”meanstheAmendedandRestatedMemorandumofAssociationoftheCompanyandtheAmendedandRestatedArticlesofAssociationoftheCompany,aseachmaybeamendedand/orrestatedfromtimetotime.

“OrdinaryShares”meanstheordinarysharesoftheCompany,parvalueUS$ 

pershare.

“Person”meansanyindividual,corporation,partnership,limitedpartnership,proprietorship,association,limitedliabilitycompany,firm,trust,estateorotherenterpriseorentity.

“QualifiedIPO”meansafirmcommitmentunderwrittenpublicofferingoftheOrdinarySharesoftheCompanyontheNewYorkStockExchange,NASDAQ,HongKongStockExchange,orotherinternationallyacceptedstockexchangeagreedbytheInvestor,（i）wherethepersharepre-offeringvaluationoftheCompanyisatleast[]timesofthepersharepriceoftheSeriesAPreferredShares（asadjustedforanysharedividends,combinations,reclassificationsorsplitswithrespecttosuchsharesandthelike）and（ii）sharesissuedtothepublicintheofferingbytheCompanyshallnotbelessthan[25]%ofallsharesoftheCompany,onafully-dilutedbasis,immediatelyfollowingthepublicoffering.

“PreferredShares”means,collectively,theSeriesAPreferredSharesoftheCompany.

“RestrictedShares”means,withrespecttoaPrincipalandsuchPrincipal’sHoldingCompanies,alloftheSharesheldbysuchPrincipalandsuchPrincipal’sHoldingCompaniesasoftheStartDateandanynew,substitutedoradditionalShares,securitiesorotherpropertydescribedinSection3.5ofthisAgreementreceivedbyanyofthemaftertheStartDate,whichShares,securitiesandotherpropertyshallremainRestrictedSharesuntiltheyarevestedandreleasedfromtheRepurchaseRightpursuanttothisAgreement.

“SeriesAPreferredShares”meanstheSeriesAPreferredSharesoftheCompany,parvalueUS$pershare,withtherightsandprivilegesassetforthintheMemorandumandArticles.

“ShareholdersAgreement”meanstheShareholdersAgreement,asdefinedinthePurchaseAgreementandasamendedfromtimetotime.

“Shares”meanstheOrdinarySharesandthePreferredShares.

“StartDate”means,withrespecttoeachPrincipal,[thedateoftheClosing（asdefinedinthePurchaseAgreement）orthedateofsigningformalemploymentcontractwiththecompany,whicheverislater].

“VestedShares”meansSharesthatwereRestrictedSharesbutthathavesubsequentlybecomevestedandreleasedfromtheRepurchaseRightpursuanttothisAgreement.

1.2 

OtherDefinedTerms. 

ThefollowingtermsshallhavethemeaningsdefinedforsuchtermsintheSectionssetforthbelow:

Agreement

Preamble

ChangeofControlEvent

Section3.2（b）

Company

Dispute

Section5.4（a）

EffectiveDate

HKIAC

HoldingCompany

Investor

OtherRestrictionAgreements