胡壮麟的语言学笔记1Word文件下载.docx

胡壮麟的语言学笔记1Word文件下载.docx

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“book”inEnglish,“livre”inFrench,“shu”inChinese.Itissymbolic,becausewordsareassociatedwithobjects,actions,ideasetc.bynothingbutconvention.Namely,peopleusethesoundsorvocalformstosymbolizewhattheywishtoreferto.Itisvocal,becausesoundorspeechistheprimarymediumforallhumanlanguages.Writingsystemscamemuchlaterthanthespokenforms.Thefactthatsmallchildrenlearnandcanonlylearntospeak（andlisten）beforetheywrite（andread）alsoindicatesthatlanguageisprimarilyvocal,ratherthanwritten.Theterm“human”inthedefinitionismeanttospecifythatlanguageishumanspecific.

2.Whataredesignfeaturesoflanguage?

“Designfeatures”hererefertothedefiningpropertiesofhumanlanguagethattellthedifferencebetweenhumanlanguageandanysystemofanimalcommunication.Theyarearbitrariness,duality（二元性）,productivity,displacement,culturaltransmission（文化传播）andinterchangeability（可交换性）

3.Whatisarbitrariness?

By“arbitrariness”,wemeanthereisnologicalconnectionbetweenmeaningsandsounds.Adogmightbeapigifonlythefirstpersonorgroupofpersonshaduseditforapig.Languageisthereforelargelyarbitrary.Butlanguageisnotabsolutelyseemtobesomesound-meaningassociation,ifwethinkofechowords,like“bang”,“crash”,“roar”,whicharemotivatedinacertainsense.Secondly,somecompounds（wordscompoundedtobeoneword）arenotentirelyarbitraryeither.“Type”and“write”areopaque（不透明的，难理解的，晦涩的）orunmotivatedwords,while“type-writer”islessso,ormoretransparentormotivatedthanthewordsthatmakeit.Sowecansay“arbitrariness”isamatterofdegree.

4. 

Whatisduality?

Linguistsrefer“duality”（ofstructure）tothefactthatinalllanguagessofarinvestigated,onefindstwolevelsofstructureorpatterning.Atthefirst,higherlevel,languageisanalyzedintermsofcombinationsofmeaningfulunits（suchasmorphemes,wordsetc.）;

atthesecond,lowerlevel,itisseenasasequenceofsegmentswhichlackanymeaninginthemselves,butwhichcombinetoformunitsofmeaning.AccordingtoHuZhanglinetal.,languageisasystemoftwosetsofstructures,oneofsoundsandtheotherofmeaning.Thisisimportantfortheworkingsoflanguage.Asmallnumberofsemanticunits（words）,andtheseunitsofmeaningcanbearrangedandrearrangedintoaninfinitenumberofsentences（notethatwehavedictionariesofwords,butnodictionaryofsentences!

）.Dualitymakesitpossibleforapersontotalkaboutanythingwithinhisknowledge.Noanimalcommunicationsystemenjoysthisduality.

5.Whatisproductivity?

Productivityreferstotheabilitytotheabilitytoconstructandunderstandanindefinitelylargenumberofsentencesinone’snativelanguage,includingthosethathasneverheardbefore,butthatareappropriatetothespeakingsituation.Noonehaseversaidorheard“Ared-eyedelephantisdancingonthesmallhotelbedwithanAfricangibbon”,buthecansayitwhennecessary,andhecanunderstanditinrightregister.Differentfromartisticcreativity,though,productivitynevergoesoutsidethelanguage,thusalsocalled“rule-boundcreativity”（byN.Chomsky）.

6.Whatisdisplacement?

“Displacement”,asoneofthedesignfeaturesofthehumanlanguage,referstothefactthatonecantalkaboutthingsthatarenotpresent,aseasilyashedoesthingspresent.Inotherwords,onecanrefertorealandunrealthings,thingsofthepast,ofthepresent,ofthefuture.Languageitselfcanbetalkedabouttoo.Whenaman,forexample,iscryingtoawoman,aboutsomething,itmightbesomethingthathadoccurred,orsomethingthatisoccurring,orsomethingthatistooccur.Whenadogisbarking,however,youcandecideitisbarkingforsomethingoratsomeonethatexistsnowandthere.Itcouldn’tbebow-wowingsorrowfullyforabonetobelost.Thebee’ssystem,nonetheless,hasasmallshareof“displacement”,butitisanunspeakabletinyshare.

7.Whatisculturaltransmission?

Thismeansthatlanguageisnotbiologicallytransmittedfromgenerationtogeneration,butthatthedetailsofthelinguisticsystemmustbelearnedanewbyeachspeaker.Itistruethatthecapacityforlanguageinhumanbeings（N.Chomskycalledit“languageacquisitiondevice”,orLAD）hasageneticbasis,buttheparticularlanguageapersonlearnstospeakisaculturaloneotherthanageneticonelikethedog’sbarkingsystem.Ifahumanbeingisbroughtupinisolationhecannotacquirelanguage.TheWolfChildrearedbythepackofwolvesturnedouttospeakthewolf’sroaring“tongue”whenhewassaved.Helearnedthereafter,withnosmalldifficulty,theABCofacertainhumanlanguage.

8.Whatisinterchangeability?

Interchangeabilitymeansthatanyhumanbeingcanbebothaproducerandareceiverofmessages.Thoughsomepeoplesuggestthatthereissexdifferentiationintheactuallanguageuse,inotherwords,menandwomenmaysaydifferentthings,yetinprinciplethereisnosound,orwordorsentencethatamancanutterandawomancannot,orviceversa.Ontheotherhand,apersoncanbethespeakerwhiletheotherpersonisthelistenerandastheturnmovesontothelistener,hecanbethespeakerandthefirstspeakeristolisten.Itisturn-takingthatmakessocialcommunicationpossibleandacceptable.Somemalebirds,however,uttersomecallswhichfemalesdonot（orcannot）.Whenadogbarks,alltheneighboringdogsbark.Thenpeoplearoundcanhardlytellwhichdog（dogs）is（are）“speaking”andwhichlistening.

9.Whydolinguistssaylanguageishumanspecific?

Firstofall,humanlanguagehassix“designfeatures”whichanimalcommunicationsystemsdonothave,atleastnotinthetruesenseofthem.Secondly,linguistshavedonealottryingtoteachanimalssuchaschimpanzeestospeakahumanlanguagebuthaveachievednothinginspiring.Washoe,afemalechimpanzee,wasbroughtuplikeahumanchildbyBeatniceandAlanGardner.Shewastaught“AmericansignLanguage”,andlearnedalittlethatmadetheteachershappybutdidmotmakethelinguisticscirclehappy,forfewbelievedinteachingchimpanzees.Thirdly,ahumanchildrearedamonganimalscannotspeakahumanlanguage,notevenwhenheistakenbackandtaughttodoso.

10.Whatfunctionsdoeslanguagehave?

Languagehasatleastsevenfunctions:

phatic,directive,Informative,interrogative,expressive,evocativeandperformative.AccordingtoWangGang（1988,p.11）,languagehasthreemainfunctions:

atoolofcommunication,atoolwherebypeoplelearnabouttheworld,andatoolbywhichpeoplelearnabouttheworld,andatoolbywhichpeoplecreateart.M.A.K.Halliday,representativeoftheLondonschool,recognizesthree“Macro-Functions”:

ideational,interpersonalandtextual.

11.Whatisthephaticfunction?

The“phaticfunction”referstolanguagebeingusedforsettingupacertainatmosphereormaintainingsocialcontacts（ratherthanforexchanginginformationorideas）.Greetings,farewells,andcommentsontheweatherinEnglishandonclothinginChineseallservethisfunction.Muchofthephaticlanguage（e.g.“Howareyou?

”“Fine,thanks.”）isinsincereiftakenliterally,butitisimportant.Ifyoudon'

tsay“Hello”toafriendyoumeet,orifyoudon’tanswerhis“Hi”,youruinyourfriendship.

12.Whatisthedirectivefunction?

The“directivefunction”meansthatlanguagemaybeusedtogetthehearertodosomething.Mostimperativesentencesperformthisfunction,e.g.,“Tellmetheresultwhenyoufinish.”Othersyntacticstructuresorsentencesofothersortscan,accordingtoJ.AustinandJ.Searle’s“Indirectspeechacttheory”atleast,servethepurposeofdirectiontoo,e.g.,“IfIwereyou,Iwouldhaveblushedtothebottomofmyears!

”

13.Whatistheinformativefunction?

Languageservesan“informationalfunction”whenusedtotellsomething,characterizedbytheuseofdeclarativesentences.Informativestatementsareoftenlabelledastrue（truth）orfalse（falsehood）.AccordingtoP.Grice’s“CooperativePrinciple”,oneoughtnottoviolatethe“MaximofQuality”,whenheisinformingatall.

14.Whatistheinterrogativefunction?

Whenlanguageisusedtoobtaininformation,itservesan“interrogativefunction”.Thisincludesallquestionsthatexpectreplies,statements,imperativesetc.,accordingtothe“indirectspeechacttheory”,mayhavethisfunctionaswell,e.g.,“I’dliketoknowyoubetter.”Thismaybringforthalotofpersonalinformation.Notethatrhetoricalquestionsmakeanexception,sincetheydemandnoanswer,atleastnotthereader’s/listener’sanswer.

15.Whatistheexpressivefunction?

The“expressivefunction”istheuseoflanguagetorevealsomethingaboutthefeelingsorattitudesofthespeaker.Subconsciousemotionalejaculationsaregoodexamples,like“Goodheavens!

”“MyGod!

”Sentenceslike“I’msorryaboutthedelay”canserveasgoodexamplestoo,thoughinasubtleway.Whilelanguageisusedfortheinformativefunctiontopassjudgmentonthetruthorfalsehoodofstatements,languageusedfortheexpressivefunctionevaluates,appraisesorassertsthespeaker’sownattitudes.

16.Whatistheevocativefunction?

The“evocativefunction”istheuseoflanguagetocreatecertainfeelingsinthehearer.Itsaimis,forexample,to