中国风电项目调查清单.doc
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中国风电项目
尽职调查文件清单
CHINAWINDFARMPROJECT
ListofRequestedDocumentsforDueDiligence
ProjectDocument
文件
Status
状况
Comments
备注
1
GeneralIntroduction
一般介绍
1.1
Historicalandprojectedelectricitydemand&supplyinformationforlocal/regionalGrid
省/地方电网供求过去情况和未来预测
1.2
InformationfromtheProvincialPowerBureauregardingthelatestWindPowerDevelopmentPlan
省电力局关于风电的发展计划
2.
MajorProjectDocuments
主要项目文件
2.1
InvestmentAgreement(s)(and/orinitialtermsheetsandotherexpressionsofintent)relatingtothedevelopmentandinvestmentintheWindProject
项目开发投资协议(及/或投资意向书、初步合约细则)
2.2
WindTestAgreement(s)signedforconductingtheinitialmeteorologicalmeasurementanddatacollectionperiodfortheWindProject
就项目进行初步气象测量和收集数据而签订的测风协议
2.3
Agreements,letters,andothercommitmentsand/orarrangementsinplaceorpendingwiththepowerbureauorgovernment,withrespecttoestablishingthetarifffortheWindProject
与政府或电力局就确定项目电价而签订或即将签订的协议、信函、出纳、或安排
2.4
PowerPurchaseAgreement,commitmentletters,andotherarrangementsunderwhichtheWindProjectwillsellitselectricalenergytothegrid
就向电网销售电力的购电协议、承诺函或其他合约
2.5
Inter-connectionagreementsunderwhichWindProjectwilltransmitelectricalenergytothegrid
并网协议
2.6
Operationsandmaintenanceagreementsandotherrelatedserviceagreementsenteredintowiththirdparties
与第三方签订的运营协议、维护协议和其他服务协议
2.7
Landuserightsextendedbyanyofthefollowingentitiesasapplicable,includinglanduserightscertificates,evidencingexclusivityoverthedesignatedprojectsite,anddocumentaryevidenceofthepaymentofthefeesforgrantedlandorlanduserights
§Locallanduser(s)
§LocalGovernment
§ProvincialGovernment
与以下单位签订的项目用地土地出让合同、土地使用权证,及缴纳土地出让金或使用费的证明文件:
§当地用地原业主
§当地政府
§省政府
2.8
Supply&InstallationAgreement(and/orinitialtermsheetsandotherexpressionsofintent)relatingtothesupplyofWGTfortheWindProject,includinganyinformationand/oragreementsrelatingtothestructureofperformanceguarantees,warranties,liquidateddamages,liabilitycaps
风机的供货和安装协议(及/或初步合约细则、意向书),包括任何关于履约保证、担保、损害赔偿、责任上限的协议和资料
2.9
Agreement(s)(and/orinitialtermsheetsandotherexpressionsofintent)relatingtothedesignandconstructionofthebalance-of-plant
除风机以外的设计和建筑协议(及/或初步合约细则、意向书)
2.10
Insuranceprogramand/orplaninconnectionwiththepowerplantsandfacilitiesofProjectco,incl:
§AllRisk/propertydamage
§Machinerybreakdown
§Businessinterruption
§Thirdparty/publicliability
项目保险文件和计划,包括:
§全险/财产险
§设备故障
§收入险
§第三者险/公共责任险
2.11
CleanDevelopmentMechanism:
§Baselinedata(ie.BaselineScenarioandEmissionsFactor)forapplicablegrid
§Documentationwork-
§ProjectDesignDocuments(PDD)
§ProjectIdeaNotes(PIN)
§ProjectConceptNotes(PCN)
§Validationsandapprovals(ifany)grantedbyChinaCDMBoard
清洁发展机制(CDM):
§电网基准日(包括电网基准线和排放因子)
§文件:
§项目设计文件(PDD)
§项目简介文件(PIN)
§项目概念文件(PCN)
§国家CDM项目审核理事会的批准书
3.0
Corporate&ShareholderMatters
公司和股东资料
3.1
ArticlesofAssociationofanyprojectcompanyestablishedtodevelop,own,andoperatetheWindProject(“Projectco”),andanysubsequentamendmentsthereto
所有项目公司章程及有关修订
3.2
AnyProjectcoShareholder’sAgreementsorJointVentureAgreementsbyandbetweentheexistingsponsorsoftheWindProject,andanysubsequentamendmentsthereto
项目公司股东协议或合资协议及有关修订
3.3
ArticlesofAssociationofanyholdingcompanyestablishedtoownoneormoreProjectco(s),andanysubsequentamendmentsthereto
所有为持有一个或多个项目公司而成立的控股公司的章程及有关修订
3.4
Shareholder’sAgreementorJointVentureAgreementbyandbetweentheexistingsponsorsofanyholdingcompanyestablishedtoownoneormoreProjectco(s),andanysubsequentamendmentsthereto
上述控股公司的股东协议或合资协议
4.0
GovernmentalSupport&Approvals
政府批准文件
4.1
ApprovalsbyNDRC(provincial-level)fortheconstructionoftheWindProjectandsupportingtariff
国家发改委(省发改委)关于项目建设和电价的批准
4.2
ApprovalsbyMinistryofCommerce(MOFCOM)ontheestablishmentofProjectcoanditsarticlesofassociation
商务部对项目公司的成立及其公司章程的批准文件
4.3
BusinesslicenseforProjectcobyAdministrationForIndustry&Commerce(SAIC)
工商局颁发的公司营业执照
4.4
TaxregistrationcertificatesandforeignexchangeregistrationcertificatesforProjectco
公司税务登记和外汇登记
4.5
ApprovalsissuedbyrelevanttaxauthoritiesgrantinganytaxincentiveforProjectco
有关税务部门给予公司税务优惠待遇的批文
4.6
ApprovalontheuseoflandofProjectco
利用项目选址作风电项目用途的批文
4.7
TitledocumentsofthepropertiesofProjectco
公司房产的产权证明文件
5.0
CorporateAssetsandFinancialSituation
公司资产及财务
5.1
Auditedfinancialstatements,includingbalancesheet,profitandlossandcashflowstatements,dividendsdistributionplansfortheyears2005,