金融专业名词翻译.docx

1、金融专业名词翻译金融专业名词翻译(一)一级市场primary market一致行动acting in concert一般性授权general mandate一般谘询及支援工作小组General Advisory and Support Working Team一般豁免general waiver; blanket waiver一般权证plain vanilla warrant一线多机multiple-work stations一篮子指数买卖盘index basket order一篮子货币basket of currencies; currency basket一篮子备兑证;一篮子权证baske

2、t warrant九龙证券交易所The Kowloon Stock Exchange金融专业名词翻译(二)上下限协议 ceiling-floor agreement上市 listing; flotation上市(复核)委员会 Listing (Review) Committee上市上诉委员会 Listing Appeals Committee上市公司董事指引Guide for Directors of Listed Companies上市公司董事进行证券交易的标准守则 Model Code for Securities Transactions by Directors of Listed I

3、ssuers上市公司资料库 Primary Market Database上市事宜谅解备忘录补篇(附件一) First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters上市事宜谅解备忘录补篇(重订版) Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters上市协议 Listing Agreement上市委员会 Listing Committee上市法团 list

4、ed corporation上市后的收购活动 post-listing acquisition上市规则 listing rules上市开放式基金 listed open-end fund (LOF)上市发行人 listed issuer上市证券 listed securities上市证券变动之月报 Monthly Return on Movement of Listed Securities上海市期货同业公会 Shanghai Municipal Futures Industry Association金融专业名词翻译(三)上海联合产权交易所 Shanghai United Assets an

5、d Equity Exchange上海证券中央登记结算公司 Shanghai Securities Central Clearing and Registration Corporation上海证券交易所 Shanghai Stock Exchange上诉委员会(证监会) Appeals Panel (SFC)下一交收日到期/逾期数额报告(中央结算系统) Next Settlement Day Due/Overdue Position Report (CCASS)下载 download口头竞价 / 口头唱价(公开喊价) auction (=open outcry)大手交易 block trad

6、e大手交易机制;大手交易设施 Block Trade Facility; Block Trading Facility (BTF)大利市 Teletext大利市版页 Teletext page大利市资讯服务 Teletext Information Service大利市网络供应商费用 Teletext carrier charge大利市影像广播服务 Teletext video broadcast service大批登记服务 bulk registration service金融专业名词翻译(四)大宗交易 block trade大股东 substantial share holder; maj

7、or share holder大型股 large cap stock大量户口转移指示 Mass Account Transfer Instruction (MassATI)大量开盘 mass quote大额未平仓合约 large open position大额股票(中央结算系统)jumbo certificate(CCASS)大额持仓汇报协议 Large Exposure Report Agreement大额买卖盘 block order小型恒生指数期货合约 Mini-HSI Futures小型恒生指数期权合约 Mini-HSI Options已交收数额报告(中央结算系统)Settled Po

8、sition Report(CCASS)已停业公司 dormant company已终止经营之业务 discontinued operations已发行股份/股本/股票 issued shares;outstanding stock“已划分的买卖”制度(中央结算系统) isolated trades system(CCASS)金融专业名词翻译(五)“不公平损害”补救 unfair prejudice remedy不公平竞争 uneven playing field不可抗力 force majeure不定额供款 variable contribution不活跃公司 dormant company

9、不派息欧式认沽期权 non-dividend paying European put option不派息欧式认购期权 non-dividend paying European call option不限量发行 tap issue不记名式国库券(中国内地) Bearer Treasury (Mainland China)不记名证券 bearer securities不停电电源装置;不间断电源装置 uninterrupted power supply (ups)不动盘 inactive order不当行为 misconduct中小企业板块(深圳证券交易所) SME Board (Shenzhen

10、Stock Exchange)中介人财务规管制度工作小组 Working Group on Review of Financial Regulatory Framework for Intermediaries金融专业名词翻译(六)中介控股公司 intermediate holding company中介现象 intermediation中介机构/团体 intermediary中午资料传送服务 Mid-day Data File Transfer Service中文资讯系统 Chinese News System中外合资企业 Sino-foreign equity joint venture中

11、央代理人 central nominee中央交易纪录 central transaction log中央存管处 central depository中央股份借贷系统 centralised borrowing and lending system中央国债登记结算有限责任公司 (中央国债登记结算公司)China Government Securities Depository Trust& Clearing Co.Ltd.(CDC)中央控制工作站 controller workstation中央结算及交收系统 (中央结算系统)Central Clearing and Settlement Sys

12、tem(CCASS)中央结算系统一般规则General Rules of CCASS中央结算系统互联网系统 CCASS Internet System中央结算系统保证基金 CCASS Guarantee Fund中央结算系统强制证券借贷服务 Compulsory Stock Borrowing and Lending Service in CCASS中央结算系统参与者及指定银行名录 CCASS Participant & Designated Bank List中央结算系统参与者保荐户口 CCASS Participant Sponsored Account中央结算系统登记册 CCASS Re

13、gister金融专业名词翻译(七)中央结算系统运作程序规则CCASS Operational Procedures中央结算系统证券存管处 CCASS Depository中央结算对手 central counter party(CCP)中央买卖盘纪录 central orderbook中央证券存管处国际会议 Conference of Central Securities Depositories(CCSD)中位价期权 middle-price doption中型股 mid-cap stock中国人民银行 Peoples Bank of China(PBOC)中国内地发行人 PRC issue

14、r中国公司在香港上市指南(刊物) Listing Chinese Companies in HongKong(publication)中国存托凭证 China depository receipt(CDR)中国投资发展促进会 China Association for the Promotion of Investment(CAPI)中国保险监督管理委员会(中国保监会)China Insurance Regulatory Commission(CIRC)中国国际经济贸易仲裁委员会 China International Economic and Trade Arbitration Commis

15、sion中国注册会计师协会 Chinese Institute of Certified Public Accountants(CICPA)中国会计学会 Accounting Society of China(ASC)中国证券市场网页 China Stock Markets Web中国预托证券 China depository receipt(CDR)中国银行业监督管理委员会(中国银监会) China Banking Regulatory Commission (CBRC)中国证券登记结算有限责任公司(中国结算公司)China Securities Depository & Clearing

16、Corporation Limited(CSDCC)中国证券业协会 The Securities Association of China(SAC)中国证券业协会基金公会 The Chinese Association of Securities Investment Funds(CASIF)中国证券业协会证券分析师专业委员会 Securities Analysts Association of China(SAAC)中国证券监督管理委员会(中国证监会)China Securities Regulatory Commission(CSRC)金融专业名词翻译(八)公司(上市公司的财务摘要报告)规

17、例Companies(Summary Financial Reports of Listed Companies)Regulation公司户口 house account;principal account公司交易板(英国) Company Bulletin Board(UK)公司交易所参与者 Corporate Exchange Participant公司收购及合并守则 Code on Takeovers and Mergers公司投资者户口 Corporate Invest or Account公司治理 corporate governance公司法改革常务委员会 Standing Com

18、mittee on Company Law Reform公司仓 house position;firm position公司专用户口 proprietary account公司通讯 corporate communication公司通讯工作小组 Working Group on Corporate Communications公司注册处 Companies Registry公司注册处处长 Registrar of Companies公司注册证书 certificate of incorporation公司董事学会(英国) Institute of Directors(IoD)(UK)公司盘 f

19、irm order公司购回本身股份守则Code on Share Repurchases公布系统 public address system公平市值 fair market value金融专业名词翻译(九)公平竞争level playing field(cfunevenplayingfield)公正交易armslength transaction公告板bulletin board公众利益public interest公众利益董事Public Interest Director公众持股市值public float capitalisation公众持股量public float;free floa

20、t公开叫价交易open outcry trading公开市场活动open market operations公开作价call-over公开招股offer to the public公开售股open offer公开密码匙基础建设Public Key Infrastructure(PKI)公开喊价/叫价(= 口头竞价)openout cry(=auction)公开发售offer for sale;open offer公开认购offer for subscription公开谴责public censure公开权益disclosure of interests公认会计原则Generally Accep

21、ted Accounting Principles(GAAP)公积金计划Provident Fund Scheme分包销商sub-underwriter分列登记册Split Register分行证明书branch certificate分拆/ 分拆上市spin-off分派distribution分销distribution分类指数sub-index分类账sub-ledger金融专业名词翻译(十)午市afternoon session反向可转换产品reverse convertibles反收购reverse takeover反收购文件defence document反通货膨胀disinflati

22、on反驳交易rejected sales反弹rally反馈测试模式betatest mode太平洋区资本市场研究中心Pacific-Basin Capital Markets Research Center太平洋经济合作会议Pacific Economic Cooperation Council(PECC)太平洋证券交易所Pacific Stock Exchange(PSE)少数股东minority shareholder少数股东权益minority interest巴塞尔协定Basel Concordat巴塞尔协议Basel Agreement巴塞尔银行监管委员会(巴塞尔委员会)Basel

23、Committeeon Banking Supervision(Basel Committee)引伸波幅implied volatility户口结单statement of account户口结余月结单(中央结算系统)Monthly Balance Statement(CCASS)户口转移指示Account Transfer Instruction(ATI)金融专业名词翻译(十一)代收股息/债券利息服务费dividend and debt securities interest collection service fee代履行权责服务费corporate actions service fe

24、e代客买卖agency trade代客买卖户口agency account代表委任表格proxy form代理人agent代理人户口nominee account代理户口agency account代价consideration代价股份consideration share代价发行consideration issue代办股份转让系统(中国内地)Agency Share Transfer System(Mainland China)以先旧后新方式配售placing and top-up;top up placing以披露为本disclosure-based以物易物的虚晃交易banner bar

25、ter transaction以股代息dividend inspecie;scrip dividend以股换股share exchange以信息披露为重disclosure-based以按金形式缴付的期权金margined premium以现金折算的息股证cash settled ELI以责务变更的方式进行净额结算netting by novation以最佳价格/条件执行交易的原则principle of best execution以报价/开盘带动quote-driven以买卖盘带动order-driven金融专业名词翻译(十二)文件风险document ation risk日本中央银行Ba

26、nk of Japan日本公社债研究所Japan Bond Research Institute(JBRI)日经平均指数Nikkei Stock Average日转期汇Rolling Forex欠款arrears止蚀限价盘stop limit order止蚀盘stop order;stop-loss order牛市bull market主承销商lead under writer主板mainboard主要主管(创业板)principal supervisor(GEM)主要交易major transaction主要股东major share holder;substantial share holder主要保荐人primary sponsor主要经办人lead manager主要经济指标leading economic indicator主权风险sovereign risk世界银行World Bank仔细审查/审核due diligence付运中货品goods-in-transit