法律英语词汇集锦1126Word格式.docx

1、控股公司 holding corporation; holding company公开公司publicly held corporation闭锁公司closely held corporation公公司a pub1ic company私公司a private company一人公司one-man company公司治理corporation governance公司人格corporation personality契约束nexus of contract公司法人格否认Disregard of Corporate Personality刺破公司面纱Piercing the Corporate V

2、eil揭开公司面纱，Lifting the veil of the Corporation普通合伙general partnership有限合伙Limited partnerships合伙人partner有限责任limited liability公司章程articles of association注册证书certificate of incorporation articles of incorporation发起人的受托义务Promoters fiduciary obligation认购协议 subscription agreement既成事实公司de facto corporation法

3、律上的公司de jure corporation公司设立瑕疵defective incorporation受托人义务fiduciary obligation结论性证据conclusive evidengce股份share股息dividends关联第三方connected third parties出资（投资）invest股东shareholder小股东 minority shareholder单个股东individual shareholder消极股东passive shareholder积极股东active shareholder刺穿公司面纱pierce the corporate veil

4、揭开公司面纱lifting the company veil逆向合并 reverse merger收购公司acquiring company正向合并forward merger股权收购share acquisition股权收购 share acquisition收购目标公司target company资产收购asset acquisition公司责任liability of corporationmechanics of incorporating公司结构（组织）Corporation constructure董事director高级职员Officer股东权Powers of sharehol

5、der选任elect 解任remove年会（常会）annual meeting兼并merger解散dissolution自愿解散 voluntary dissolution强制解散法院解散 judicial dissolution清算 liquidation wind up董事会 board of directors累计投票权cumulative voting right任期term董事的延期holdover director董事的解除removal of director董事会会议directors meeting公告notice法定人数quorum少数lower number绝对多数sup

6、er majority自己表决present at vote多数higher numberunanimous written consentobjection by director委员会committee细则bylaw董事长president公司秘书secretary股东诉讼shareholders actionbreaking quorum股东的信息获取权shareholders informational right股东的帐簿与记录检查权shareholders inspection of books and records公司融资corporation finance财务报告finan

7、cial report损益表 income statement资产负债表balance sheet年度报告annual report季度报告quarterly report掺水股票watered stocktrust fund theory许可authorization发起人promoter营业执照 trade charter票面价值par valuemisrepresentation theory优先购买权pre-emptive right库藏股treasury shares受托责任fiduciary dutypublic offerings of securities有价证券securit

8、y权益证券equity security债务证券debt security债券bondfiling of registration statement普通股 common stock优先股 preferred stock资本capital授权且己发行资本authorized and issued Capital授权资本（名义资本）authorized capital、nominal capital己发行资本issued capital已缴资本paidup capital待缴资本uncalled capital催缴股本 called-up capital保留资本reserve capital股权

9、资本 equity capital 借贷资本 loan capital声明股本stated capital票面价值 par value,缩写为 PV无票面价值 no par value 缩写NPV 法定资本制 legal capital system授权资本制 system authorized Capital转投资 reinvestment资本确定原则prinzipdes festen grund kapitals资本维持原则principle of maintenance of capital资本不变原则Prinzipder Bestandingkedes Grund kapitals重组

10、re-classified股票再分割sub-divide注销cancel未发行的股份注册资本the registered capital分配 distribution公司登记官the Registrar合并股份consolidate分割股份divide库存股treasure stock减资决议a resolution for reducing share capital红利股bonus shares雇员持股制度an employeesshare system设立报告incorporatorsreport资本不足inadequate Capitalization最低资本额制度grundsatz

11、des mindestgrund kapitals商业登记官the commercial Register授权资本额the amount of the authorized capital创立主义konstruktionsprinzip、Incorporation净资产net assets、 net worth资本盈余 paid-in surplus缴付盈余 paid-in surplus减资盈余reduction surplus泡沫法案The bubble act合股公司法The joint-stock companiesAct泡沫废止法The Bubble Act Repeal Act代理

12、理论Principal-agent Theory契约的集合nexus of contracts越权行为 ultra vires act特许公司中chartered corporation优先债权人senior creditor次位债权subordinated creditor公司治理 corporate governance股东之公平对待the equitable treatment of shareholders股东之权利the rights of shareholders信息揭露及透明性disclosure and transparency董事会的责任the responsibilitie

13、s of the board股权代理人proxy监事会aufsichtsrat , supervisor board董事与公司间之交易self-dealing动机不纯之公司行为corporate action with mixed motives挪用公司或股东财产the taking of corporate or shareholder property代表诉讼 derivative suit少数股东权 derivative action董事义务与责任 shareholder right and liability买回 repurchase交叉持股 cross ownership重整 cor

14、porate reorganization股东会 shareholder meeting独立董事 Independent Director内部董事inside director公司经理人officer外部监察人 outside supervisor 执行委员会executive committee 监察委员会audit committee 报酬委员会remuneration committee 提名委员会nominating committee经营判断原则The Business Judgment Rule关系人交易 conflict of interest股份收买请求权 appraisal

15、right资本不足under capitalization未遵守公司形式failure to follow corporate formalities公司财务报表、功能、或人员之重叠overlap of corporate records function or personnel资产混淆commingling of assets股东之支配能力shareholder domination不实陈述misrepresentation）诈欺fraud 具有支配权之股东 dominant shareholder公司机会corporate opportunity无表决权股non-voting share

16、多数表决权股 multiple-voting share表决权信托voting trust认股选择权制度stock option新股认购权warrant章程（组织）大纲 英国称为memorandum of association 和 articles of association,而在美国则被称为articles 和bylaws。公司分割corporate dvision资本收益capital gain公司分立spin-Off、split-Off 及split-Up模范公司法model business corporation act注意义务duty of care了解公司业务之义务duty

17、to become informed询问义务duty of inquiry了解后为决定之义务duty of informed judgment监督义务duty of attention忠诚义务duty of loyalty与公司为合理交易之义务duty of fair dealing公司债debenture公司债所有者bondholder证券法证券 securities证券法 securities law资本市场 capital market证券市场 securities market中国证券监督管理委员会 China Securities Regulatory Commission （CSR

18、S）股票、股权 share; equity; stock上市公司 listed company机构投资者 institutional investor个人投资者/散户 retail / private investor证券中介机构 securities intermediary证券公司；券商 securities company; broker-dealer自营 proprietary trading 证券交易所 securities exchange纽约证券交易所 NYSE，New York Stock Exchange 巴黎证券交易所 Paris Bourse 交易大厅 trading f

19、loor 证券登记结算机构 securities registration and clearing institution证券行业自律组织 self-regulatory organization for securities证券监督管理机构 securities regulatory authority证券发行 offering of securities; issuing of securities证券分析 securities analysis 公开发售 public offering; distribution 配股 rights issue/offering 红股 bonus sh

20、are；红利;股息 dividend 购买力 purchasing（Buying） Power 招股说明书 prospectus新股/初始公开发行 initial public offering（IPO）收购兼并 merger and acquisition资产重组 reorganization 证券发行审核制度 verification system for securities offering发行人 issuer机构投资者 institution公开发行 public offering 私募发行 private offering; private placement发行价格 issuin

21、g price平价发行 face value issuing溢价发行 premium issuing折价发行 discounted issuing新发行 new issue 发行日 offering date 已发行流通股 issued-and-outstanding Stocks认购比率 subscription ratio 股东 stockholders ; principals登记日 record date 承销 underwriting承销团 underwriting syndication上市 listing of securities被摘牌的公司被摘牌的公司 delisted co

22、mpany 上市辅导 pre-listing tutoring上市推荐人 listing sponsor证券交易 trading of securities主板市场 main board 二板市场 second board创业板市场 start-up board高科技板块 high-tech sector 场内交易 on board transaction场外交易 off board transaction柜台交易 over-the-counter transaction信用交易 margin transaction流动性 liquidity; marketability流通性 negotia

23、bility要价 offer卖方要价 offering （asked） Price 场外委托 off-floor order 场内委托 on-floor orde对敲指令 matched orders 市场价格 market price 市场价值 market value 面值 face value 除息日 ex-dividend（XD）（without dividend） date 到期日 expiration date 除权 ex-right（XRT）行情显示 on the tape 股市行情 the ups and downs of the stock market大盘 the big

24、board 行情看涨 Bullish行情看跌 Bearish股价指数 index成份指数 component index CAC-40 Index 法国巴黎CAC-40指数道琼斯工业指数 Dow Jones industrial average（DJIA）德国法兰克福DAX指数Frankfurt DAX Index 英国伦敦金融时报指数 Londons FTSE 100 那斯达克 NASDAQ，National Association of Securities Deal Automated Quotations 日经指数 Nikkei Index 拉塞尔2000指数 the Russell

25、2000 标准普尔500指数 the Standard and Poors 500 交易授权 trading authorization当日委托指令 day order竞价系统 ask-bid system开盘价 opening 开盘委托指令 opening only order 收盘价 close收盘指令 At-the-Close Order 按市价 At-the-Market 下降顶点趋势 descending tops回调谷 dip 整理区 distribution area双底 double bottom双顶 double top托盘 holding the market横盘 hori

26、zontal price movement支撑区 support 支撑线 support level趋势 trend 趋势线 trendline 总成交量 total volume行情显示系统 ticker tape 抛售 dumping跳水 in the tank放量（买/卖） climax（buying/selling）清仓 liquidation价差 spread 冻结账户 frozen account 攫利者 stag暴利windfall profit 滞胀 stagflation 萧条 stagnation 旺市 tight market 疲软市场 soft market 提供消息

27、tip 投机 speculation （股票指数）创历史新高 record high 总成本 total cost 交易日 trade date 交易商 trader 交易授权 trading authorization 买空 short purchase卖空 short sale平仓交易 closing transaction佣金 commission股票交易印花税 stamp tax for stock transaction股票交易所得税 capital gains tax for stock transaction 证券结算 securities settlement清算 clearing交收 delivery市盈率 price-earning ratio每股收益率 earning per share （EPS）