1、.1.02 Relationship to Law and Other Rulesa.These Rules supplement the applicable law to the extent not prohibited by that law.b.These Rules supersede conflicting provisions in any other rules of practice to which a standby letter of credit is also made subject.1.03 Interpretative PrinciplesThese Rul
2、es shall be interpreted as mercantile usage with regard for:a.integrity of standbys as reliable and efficient undertakings to payb.practice and terminology of banks and businesses in day-to-day transactionsc.consistency within the worldwide system of banking operations and commerce; andd.worldwide u
3、niformity in their interpretation and application.1.04 Effect of the RulesUnless the context otherwise requires, or unless expressly modified or excluded, these Rules apply as terms and conditions incorporated into a standby, confirmation, advice, nomination, amendment, transfer, request for issuanc
4、e, or other agreement of:规则 1: 总则 本规则司范围、适用、定义和解释1.01 范围和适用a.本规则旨在适用于备用信用证 (包括履约、融资和直接付款备用信用证 )。b.备用信用证或其它类似承诺 ,无论如何命名和描述 ,用于国内或国际 ,都可通过明确的 援引而使其受本规则约束。c.适用于本规则的承诺 ,可以明确地变更或排除其条款的适用。d.适用于本规则的承诺 ,在下文中简称 备用证 。1.02 与法律和其它规则的关系a.本规则在不被法律禁止的范围内对适用的法律进行补充。b.在备用证也受其它实务规则制约而其规定与本规则冲突时 , 以本规则为准。1.03 解释的原则 本规
5、则在以下方面应作为商业用法进行解释 :a.作为可信赖和有效的付款承诺的备用证的完善性 ;b.在日常业务中银行和商界的习惯做法和术语 :c.全球银行运作和商业体系内的一致性 ;及d.在解释和适用上的全球统一性。1.04 本规则的效力 除非文本另有要求 ,或明确地进行了对本规则的修改或排除 ,本规则作为被订人的条款适用于备用证、保兑、通知、指定、修改、转让、开立申请或下述当事人同意的其它事项,并且无,开证人不i.the issuer;ii.the beneficiary to the extent it uses the standby;iii.any advisor;iv.any confirm
6、er;v.any person nominated in the standby who acts or agrees to act;vi.the applicant who authorizes issuance of the standby or otherwise agrees to theapplication of these Rules1.05 Exclusion of Matters Related to Due Issuance and Fraudulent or Abusive DrawingThese Rules do not define or otherwise pro
7、vide fora.power or authority to issue a standby;b.formal requirements for execution of a standby (e.g. a signed writing); orc.defense to honour based on fraud, abuse, or similar matters.These matters are left to applicable law.General Principles1.06 Nature of Standbysa.A standby is an irrevocable, i
8、ndependent, documentary, and binding undertaking when issued and need not so sate.b.Because a standby is irrevocable, an issuers obligations under a standby cannot be amended or cancelled by the issuer except as provided in the standby or as consented to by the person against whom the amendment or c
9、ancellation is asserted.c.Because a standby is independent, the enforceability of an issuers obligations under a standby does not depend on:i.the issuers right or ability to obtain reimbursement from the applicantii.the beneficiary s right or ability to obtain payment from the applicantiii.a referen
10、ce in the standby to any reimbursement agreement or underlying transaction;iv.the issuers knowledge of performance or breach of any reimbursement agreementi.开证人 ;ii.受益人 (在其使用备用证的范围内 );iii.通知人;iv.保兑人 ;V.在备用证中被指定并照其行事或同意照其行事的任何人 ;vi . 授权开立备用证或同意适用本规则的申请人。1.05 有关开证权力和欺诈或滥用权利提款等事项的排除 本规则对下述事项不予界定或规定 :a.
11、开立备用证的权力或授权 ;b.对签发备用证的形式要求 (如 :署名的书面形式 );或c.以欺诈、滥用权利或类似情况为根据对承付提出的抗辩。 这些事项留给适用的法律解决。一般原则1.06 备用证的性质a.备用证在开立后即是一个不可撤销的、独立的、跟单的及具有约束力的承诺 需如此写明。b.因为备用证是不可撤销的 ,除非在备用证中另有规定 ,或经对方当事人同意 得修改或撤销其在该备用证下之义务。c.因为备用证是独立的 ,备用证下开证人义务的履行并不取决于 :i.开证人从申请人那里获得偿付的权利和能力 ;ii.受益人从申请人那里获得付款的权利 ;iii.在备用证中对任何偿付协议或基础交易的援引 ;iV
12、.开证人对任何偿付协议或基础交易的履约或违约的了解与否。or underlying transaction.relevant act is to be performed is regularly open;d.Because a standby is documentary, an issuers obligations depend on the presentationof documents and an examination of required documents on their face.e.Because a standby or amendment is binding
13、 when issued, it is enforceable against an issuer whether or not the applicant authorised its issuance, the issuer received a fee, or the beneficiary received or relied on the standby or the amendment.1.07 Independence of the Issuer-Beneficiary RelationshipAn issuers obligations toward the beneficiary are not affected by the issuers rights and obligations toward the applicant under any applicable agreement, practice, or law.1.08 Limits to ResponsibilitiesAn issuer is not responsible for:a.performance or breach of an
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