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国际经济法授课教案正式双语版
《国际经济法》授课教案
双语教学
TeachingPlanforInternationalEconomicLaw
BilingualTeaching
郭德香
ByGuoDexiang
郑州大学法学院
LawSchoolofZhengzhouUniversity
Chapter1GeneralIntroductionofIEC
(第一章国际经济法概述)
1.1ConceptandSystemofIEC
国际经济法的概念和体系
1.1.1RelativeTheoriesofIEC
国际经济法的有关学说
1.1.1.1Narrowdefinition(狭义说):
两种主体
1.1.1.2Broaddefinition(广义说):
四种主体(自然人、法人、国家、国际经济组织)
1.1.1.3Generalization(总结):
广义说符合现代国际经济发展的实践,是大多数国家应该采取的观点。
WithregardtothetheoryofIEC,mostChinesescholarsholdthatabroaddefinitionofIECisappropriate.WeholdthattherearenarrowandbroaddefinitionsofIEC.Underthebroaddefinition,thescopeofIECshallnotonlyincluderegulation-relatedIEC,whichismainlyconsistedofthedomesticeconomicadministrativelawsandregulationswithforeignelementsandpublicinternationallawsincloseconnectionwithinternationalregulationandgovernanceofeconomicactivitiesconductedbyprivate(naturalorlegal)persons,butalsoincludetransaction-specificIECmainlyconsistedofthedomesticcommerciallawwithforeignelementsandinternationalcommerciallaws.Underthenarrowdefinition,thescopeofIECshallonlyincluderegulation-relatedIEC,whichosmainlyconsistedofthedomesticeconomicadministrativelawsandregulationswithforeignelementsandpublicinternationallawsincloseconnectionwithinternationalregulationandgovernanceofeconomicactivitiesconductedbyprivate(naturalorlegal)persons.
1.2FeaturesandCoverageofIEC
国际经济法的特征和体系
1.2.1TheFeaturesofIEL
国际经济法的特征
1.2.1.1UniqueSubjectsofPublicIEL
SubjectsofIELcovernotonlysubjectsofnationalorregionalprivatelawsbutalsotransnationaleconomicorganizationsatnational,regionalorgloballevels.ThefactthatsovereigntycountriesandmultinationalsbecomethesubjectsoftherightsandobligationsineconomicrelationshipisaremarkablefeatureofIELinrelationtosubjects.
1.2.1.2ComprehensiveContentofIEL
Economicrelationsamongnationalgovernmentsorbetweennationalgovernmentsandinternationalorganizationsinareasofinvestment,trade,creditandtechnicaltransferareallcoveredbyIEL.Inaddition,anincreasingnumberofinternationaleconomicmanagementrelationshipswithgovernmentauthorityofonestateasonepartyandanindividualpersonorlegalentityastheotherpartyarealsogovernedbyIEL.
1.2.2.3VagueBoundaryasOneoftheFeaturesofIEL
Internationalinvestmentistheoneofthemostcommonphenomenaininternationalbusinesstransactions,fromwhichwecanwitnessthemutualpenetration,integrationandsupplementationofinternationallaw,domesticlaw,publiclawandprivatelaw,thetraditionallyclassifieddisciplinesoflaw,inaddressinginternationaleconomicrelations.
1.3TheCoverageofIEL
国际经济法的范围
TheRelationshipwithRespecttoInternationalTradeRegulation
TheLegalRelationshiponInternationalInvestmentRegulation
RelationshiponInternationalMonetaryandFinancialRegulation
RelationshiponInternationalTaxation
RelationshiponOtherInternationalAffairs
1.4LegalSourcesofIEL
国际经济法的渊源
1.4.1InternationalEconomicTreaties(Conventions)
国际经济条约
Internationaleconomictreaties,animportantsourceofIEl,arelegallybindingwrittenagreementsbetweenstates(regions)forthedeterminationoftheirmutualeconomicrightsandobligations.Accordingtothenumberofcontractingparties,internationaleconomictreatiescanbeclassifiedintobilateralandmultilateraltreaties,orintoglobaltreatiesandregionalagreements.Inviewoftheircoverages,therearecomprehensiveinternationaleconomictreatiesandspecialinternationaleconomictreaties;intermsofthelegalrelationshipaddressed,therearepublicinternationaleconomictreatiesandprivateinternationaleconomictreaties.
例如:
《关税及贸易总协定》、《国际货币基金协定》、《国际复兴开发银行协定》、《关于国际货物买卖合同成立统一法公约》、《国际货物买卖时效期限公约》、《商标国际注册马德里协定》等等
1.4.2InternationalEconomicCustoms
国际经济惯例
Therearesomefamouscustomsininternationaleconomicfieldswhichareacceptedvoluntarilybybusinessmenofdifferentcountriesjustasthefollowings:
《托收统一规则》、《跟单信用证统一惯例》、《约克——安特卫普规则》、《国际贸易术语解释通则》等等
1.4.3ResolutionsofImportantInternationalOrganizationssuchasUnitedNationsGeneralAssembly
联合国大会等国际组织决议
AccordingtothemainstreamChinesescholarsofinternationallaw,somespecialresolutionsoftheUNGeneralAssemblythataimatannouncingprinciplesandnormsofinternationallawshouldhavelegaleffectandsomeotherresolutionsaregraduallyacceptedininternationalpracticeandbecomelegallybindingnorms.Intermsofinternationaleconomicaffairs,theUNGeneralAssemblyhasadoptedaseriesofimportantresolutionssincethe1960s,forexample,
1962年的《关于自然资源永久主权宣言》、1974年的《关于建立新的国际经济秩序宣言》、《各国经济权利和义务宪章》等等
1.4.4DemesticLegislationonRegulationofExternalEconomicActivities国内经济立法
Domesticlegislationsofstatesforregulationandcontrolofforeign-relatedeconomicrelationsareanimportantlegalsourceofpublicIELforthefollowingreasons:
Firstly,becauseofthelackofuniforminternationallawinmanyareas,domesticlegislationsonregulationofforeign-relatedeconomyareanindispensablecomponentofcross-borderlegalframeworkforeconomicregulation.
Secondly,domesticlegislationthatregulatesforeign-relatedeconomyremainsanimportantlegaloriginforimplementationoftheaboveinternationallaws.Forexample,
中国的《民法通则》、《合同法》、《外资企业法》等等
1.4.5OtherAuxiliaryLegalSourcesofIEL
其他辅助性渊源
1.4.5.1PrecedentsofIEL判例(国内判例和国际判例)
PrecedentsmadebytheInternationalCourtofJusticeonInternationalEconomicDisputes
PanelReportsandAppellateBodyReportsAdoptedbytheWTODisputeSettlementBody(DSB)
ICSIDArbitrationAwardsonInvestmentDisputesbetweenStatesandNationalsofotherStates
PrecedentsbyDomesticCourtsofParticipantsregardingExternalEconomicDisputes
1.4.5.2TheoriesonPublicIEL
1.5BasicPrinciplesofIEC
国际经济法的基本原则
1.5.1ThePrincipleofNationalEconomicSovereignty
国家经济主权原则
Thesovereigntyprinciplehaslongbeenoneoftheacceptedbasicprinciplesofpublicinternationallaw.Adefinitionofnationalsovereigntyisthatasovereigntystateenjoysexclusivejurisdictionoverallpeoplesandobjectsonitsterritoryexceptforthoseentitledtoexemptionunderinternationallaw.
1.5.2TheprincipleofEquityandMutualBenefits
公平互利原则
Theso-calledequitymeansthatallstates,asequalmembersoftheinternationalcommunity,enjoyequitableandfairtreatments,i.e.,equitabletreatmentsinbothformandsubstance.Mutualbenefitsmeanstakingcareofinterestsofallpartiesratherthanseekinterestofonepartyatthepriceofotherparties’interests.IntegrationofequityandmutualbenefitintoonehasbecomeanimportantprincipleofIEL,whichindicatesthatequityandmutualbenefitareunifiedinimplicationsandmutuallybased.
1.5.2.1GeneralizedSystemofPreferencesareOneoftheOutcomesofApplyingthePrincipleofEquityandMutualBenefitinTrade
1.5.2.2“SpecialandDifferentialTreatment”istheMoreSubstantialOutcomeofImplementingthePrincipleofEquityandMutualBenefitintheMultilateralTradeSystem
1.5.3ThePrincipleofInternationalCooperationforDevelopmentprinciple
国际合作以谋发展原则
1.5.3.1SincereanOpenSouth-NorthCooperationistheCoreComponentofInternationalCooperation
南北合作:
发达国家和发展中国家之间的合作
1.5.3.2PracticalEffectiveSouth-SouthCooperationisaDriverofInternationalEconomicCooperation
南南合作:
发展中国家和发展中国家之间的合作
普惠制是其典型实例
1.5.3.3EstablishmentandImprovementofFairandEffectiveDispute-Settlement-BodieswithinVariousInternationalEconomicCooperationOrganizationsistheKeytoSuccessfulInternationalEconomicCooperation
1.5.4ThePrinciplethatObligationsMustBePerformed
义务必须履行
1.5.4.1TreatiesMustBeHonored
1.5.4.2LegitimatelyConcludedContractsinForceMustBeHonored
Exercises
PleaseAnswertheFollowingQuestions:
1.WhatarethefeaturesofIEL?
2.Whichonedoyouthinkisappropriate,thebroaddefinitionofIELorthenarrowdefinition?
3.WhatarethebasicprinciplesofIEL?
Chapter2GeneralizationoftheLegalSystemofInternationalTrade
(第二章国际贸易法律制度概述)
2.1TheDefinition,ScopeofInternationalTradeLaw
2.1.1BriefIntroductiontoInternationalTrade
Internationaltrade,alsoreferredtoanworldtrade,istheexchangeofcapital,goodsandservicesacrossinternationalbordersorterritories.Itisthemainformthatcountriesorregionsrelatewitheachotherbasedoninternationaldivisionoflaborandreflectstheinterdependencebetweencountriesorregions.
2.1.2DefinitionofInternationalTradeLaw
2.1.2.1DefinitionofInternationalTradeLawinGeneral
InternationalTradeLawisthebodyofrulesandnormsthatregulatesexchangerelationsconcerninggoods,technologies,services,andotherrelationsrelatingtothatexchangerelations.Theselegalnormsincludeinternationalconventions,internationalbusinesspracticesanddomesticlawsrelatingtoforeigntrade.
2.1.2.2SphereofInternationalTradeLaw
Internationaltradelawcoversawiderangeoffields,includinginternationalsaleofgoods,internationalcarriageofgoods,internationaltraderegulation,etc.
2.2TheSourcesofInternationalTradeLaw
国际贸易法的渊源
2.2.1DefinitionofSourcesofInternationalTradeLaw
Thesourcesofinternationaltradelawarewhatinternationaltribunalsrelyonindeterminingthecontentofinternationaltradelaw.Sincewedefineinternationaltradelawasacombinationofinternationalrulesandnationalrulesconcerninginternationaltrade,thesourcesofinternationaltradelawshouldincludeinternationaltreatiesandconventions,internationalusages,bilateraltreaties,nationallaws,