鹿特丹规则英文版.docx

鹿特丹规则英文版.docx

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鹿特丹规则英文版

UnitedNationsConventiononContractsfortheInternationalCarriageofGoodsWhollyorPartlybySea

CHAPTER1.GENERALPROVISIONS2

ARTICLE1.DEFINITIONS2

ARTICLE2.INTERPRETATIONOFTHISCONVENTION7

ARTICLE3.FORMREQUIREMENTS7

ARTICLE4.APPLICABILITYOFDEFENCESANDLIMITSOFLIABILITY7

CHAPTER2.SCOPEOFAPPLICATION8

ARTICLE5.GENERALSCOPEOFAPPLICATION8

ARTICLE6.SPECIFICEXCLUSIONS8

ARTICLE7.APPLICATIONTOCERTAINPARTIES9

CHAPTER3.ELECTRONICTRANSPORTRECORDS9

ARTICLE8.USEANDEFFECTOFELECTRONICTRANSPORTRECORDS9

ARTICLE9.PROCEDURESFORUSEOFNEGOTIABLEELECTRONICTRANSPORTRECORDS9

ARTICLE10.REPLACEMENTOFNEGOTIABLETRANSPORTDOCUMENTORNEGOTIABLEELECTRONICTRANSPORTRECORD10

CHAPTER4.OBLIGATIONSOFTHECARRIER11

ARTICLE11.CARRIAGEANDDELIVERYOFTHEGOODS11

ARTICLE12.PERIODOFRESPONSIBILITYOFTHECARRIER11

ARTICLE13.SPECIFICOBLIGATIONS12

ARTICLE14.SPECIFICOBLIGATIONSAPPLICABLETOTHEVOYAGEBYSEA12

ARTICLE15.GOODSTHATMAYBECOMEADANGER13

ARTICLE16.SACRIFICEOFTHEGOODSDURINGTHEVOYAGEBYSEA13

CHAPTER5.LIABILITYOFTHECARRIERFORLOSS,DAMAGEORDELAY13

ARTICLE17.BASISOFLIABILITY13

ARTICLE18.LIABILITYOFTHECARRIERFOROTHERPERSONS16

ARTICLE19.LIABILITYOFMARITIMEPERFORMINGPARTIES16

ARTICLE20.JOINTANDSEVERALLIABILITY17

ARTICLE21.DELAY17

ARTICLE22.CALCULATIONOFCOMPENSATION17

ARTICLE23.NOTICEINCASEOFLOSS,DAMAGEORDELAY18

CHAPTER6.ADDITIONALPROVISIONSRELATINGTOPARTICULARSTAGESOFCARRIAGE19

ARTICLE24.DEVIATION19

ARTICLE25.DECKCARGOONSHIPS19

ARTICLE26.CARRIAGEPRECEDINGORSUBSEQUENTTOSEACARRIAGE20

CHAPTER7.OBLIGATIONSOFTHESHIPPERTOTHECARRIER21

ARTICLE27.DELIVERYFORCARRIAGE21

ARTICLE28.COOPERATIONOFTHESHIPPERANDTHECARRIERINPROVIDINGINFORMATIONANDINSTRUCTIONS22

ARTICLE29.SHIPPER’SOBLIGATIONTOPROVIDEINFORMATION,INSTRUCTIONSANDDOCUMENTS22

ARTICLE30.BASISOFSHIPPER’SLIABILITYTOTHECARRIER23

ARTICLE31.INFORMATIONFORCOMPILATIONOFCONTRACTPARTICULARS23

ARTICLE32.SPECIALRULESONDANGEROUSGOODS24

ARTICLE33.ASSUMPTIONOFSHIPPER’SRIGHTSANDOBLIGATIONSBYTHEDOCUMENTARYSHIPPER24

ARTICLE34.LIABILITYOFTHESHIPPERFOROTHERPERSONS24

CHAPTER8.TRANSPORTDOCUMENTSANDELECTRONICTRANSPORTRECORDS25

ARTICLE35.ISSUANCEOFTHETRANSPORTDOCUMENTORTHEELECTRONICTRANSPORTRECORD25

ARTICLE36.CONTRACTPARTICULARS25

ARTICLE37.IDENTITYOFTHECARRIER27

ARTICLE38.SIGNATURE27

ARTICLE39.DEFICIENCIESINTHECONTRACTPARTICULARS28

ARTICLE40.QUALIFYINGTHEINFORMATIONRELATINGTOTHEGOODSINTHECONTRACTPARTICULARS28

ARTICLE41.EVIDENTIARYEFFECTOFTHECONTRACTPARTICULARS30

ARTICLE42.“FREIGHTPREPAID”31

CHAPTER9.DELIVERYOFTHEGOODS31

ARTICLE43.OBLIGATIONTOACCEPTDELIVERY31

ARTICLE44.OBLIGATIONTOACKNOWLEDGERECEIPT31

ARTICLE45.DELIVERYWHENNONEGOTIABLETRANSPORTDOCUMENTORNEGOTIABLEELECTRONICTRANSPORTRECORDISISSUED32

ARTICLE46.DELIVERYWHENANON-NEGOTIABLETRANSPORTDOCUMENTTHATREQUIRESSURRENDERISISSUED33

ARTICLE47.DELIVERYWHENANEGOTIABLETRANSPORTDOCUMENTORNEGOTIABLEELECTRONICTRANSPORTRECORDISISSUED34

ARTICLE48.GOODSREMAININGUNDELIVERED37

ARTICLE49.RETENTIONOFGOODS38

CHAPTER10.RIGHTSOFTHECONTROLLINGPARTY38

ARTICLE50.EXERCISEANDEXTENTOFRIGHTOFCONTROL38

ARTICLE51.IDENTITYOFTHECONTROLLINGPARTYANDTRANSFEROFTHERIGHTOFCONTROL39

ARTICLE52.CARRIER’SEXECUTIONOFINSTRUCTIONS41

ARTICLE53.DEEMEDDELIVERY42

ARTICLE54.VARIATIONSTOTHECONTRACTOFCARRIAGE42

ARTICLE55.PROVIDINGADDITIONALINFORMATION,INSTRUCTIONSORDOCUMENTSTOCARRIER42

ARTICLE56.VARIATIONBYAGREEMENT43

CHAPTER11.TRANSFEROFRIGHTS43

ARTICLE57.WHENANEGOTIABLETRANSPORTDOCUMENTORNEGOTIABLEELECTRONICTRANSPORTRECORDISISSUED43

ARTICLE58.LIABILITYOFHOLDER44

CHAPTER12.LIMITSOFLIABILITY44

ARTICLE59.LIMITSOFLIABILITY44

ARTICLE60.LIMITSOFLIABILITYFORLOSSCAUSEDBYDELAY45

ARTICLE61.LOSSOFTHEBENEFITOFLIMITATIONOFLIABILITY46

CHAPTER13.TIMEFORSUIT46

ARTICLE62.PERIODOFTIMEFORSUIT46

ARTICLE63.EXTENSIONOFTIMEFORSUIT47

ARTICLE64.ACTIONFORINDEMNITY47

ARTICLE65.ACTIONSAGAINSTTHEPERSONIDENTIFIEDASTHECARRIER47

CHAPTER14.JURISDICTION48

ARTICLE66.ACTIONSAGAINSTTHECARRIER48

ARTICLE67.CHOICEOFCOURTAGREEMENTS48

ARTICLE68.ACTIONSAGAINSTTHEMARITIMEPERFORMINGPARTY49

ARTICLE69.NOADDITIONALBASESOFJURISDICTION50

ARTICLE70.ARRESTANDPROVISIONALORPROTECTIVEMEASURES50

ARTICLE71.CONSOLIDATIONANDREMOVALOFACTIONS50

ARTICLE72.AGREEMENTAFTERADISPUTEHASARISENANDJURISDICTIONWHENTHEDEFENDANTHASENTEREDANAPPEARANCE51

ARTICLE73.RECOGNITIONANDENFORCEMENT51

ARTICLE74.APPLICATIONOFCHAPTER1451

CHAPTER15.ARBITRATION52

ARTICLE75.ARBITRATIONAGREEMENTS52

ARTICLE76.ARBITRATIONAGREEMENTINNON-LINERTRANSPORTATION53

ARTICLE77.AGREEMENTTOARBITRATEAFTERADISPUTEHASARISEN54

ARTICLE78.APPLICATIONOFCHAPTER1554

CHAPTER16.VALIDITYOFCONTRACTUALTERMS54

ARTICLE79.GENERALPROVISIONS54

ARTICLE80.SPECIALRULESFORVOLUMECONTRACTS55

ARTICLE81.SPECIALRULESFORLIVEANIMALSANDCERTAINOTHERGOODS56

CHAPTER17.MATTERSNOTGOVERNEDBYTHISCONVENTION57

ARTICLE82.INTERNATIONALCONVENTIONSGOVERNINGTHECARRIAGEOFGOODSBYOTHERMODESOFTRANSPORT57

ARTICLE83.GLOBALLIMITATIONOFLIABILITY58

ARTICLE84.GENERALAVERAGE58

ARTICLE85.PASSENGERSANDLUGGAGE58

ARTICLE86.DAMAGECAUSEDBYNUCLEARINCIDENT58

CHAPTER18.FINALCLAUSES59

ARTICLE87.DEPOSITARY59

ARTICLE88.SIGNATURE,RATIFICATION,ACCEPTANCE,APPROVALORACCESSION59

ARTICLE89.DENUNCIATIONOFOTHERCONVENTIONS59

ARTICLE90.RESERVATIONS61

ARTICLE91.PROCEDUREANDEFFECTOFDECLARATIONS61

ARTICLE92.EFFECTINDOMESTICTERRITORIALUNITS62

ARTICLE93.PARTICIPATIONBYREGIONALECONOMICINTEGRATIONORGANIZATIONS62

ARTICLE94.ENTRYINTOFORCE63

ARTICLE95.REVISIONANDAMENDMENT64

ARTICLE96.DENUNCIATIONOFTHISCONVENTION64

UnitedNationsConventiononContractsfortheInternationalCarriageofGoodsWhollyorPartlybySea

TheStatesPartiestothisConvention,

ReaffirmingtheirbeliefthatinternationaltradeonthebasisofequalityandmutualbenefitisanimportantelementinpromotingfriendlyrelationsamongStates,

Convincedthattheprogressiveharmonizationandunificationofinternationaltradelaw,inreducingorremovinglegalobstaclestotheflowofinternationaltrade,significantlycontributestouniversaleconomiccooperationamongallStatesonabasisofequality,equityandcommoninterest,andtothewell-beingofallpeoples,

RecognizingthesignificantcontributionoftheInternationalConventionfortheUnificationofCertainRulesofLawrelatingtoBillsofLading,signedinBrusselson25August1924,anditsProtocols,andoftheUnitedNationsConventionontheCarriageofGoodsbySea,signedinHamburgon31March1978,totheharmonizationofthelawgoverningthecarriageofgoodsbysea,

Mindfulofthetechnologicalandcommercialdevelopmentsthathavetakenplacesincetheadoptionofthoseconventionsandoftheneedtoconsolidateandmodernizethem,

Notingthatshippersandcarriersdonothavethebenefitofabindinguniversalregimetosupporttheoperationofcontractsofmaritimecarriageinvolvingothermodesoftransport,

Believingthattheadoptionofuniformrulestogoverninternationalcontractsofcarriagewhollyorpartlybyseawillpromotelegalcertainty,improvetheefficiencyofinternationalcarriageofgoodsandfacilitatenewaccessopportunitiesforpreviouslyremotepartiesandmarkets,thusplayingafundamentalroleinpromotingtradeandeconomicdevelopment,bothdomesticallyandinternationally,

Haveagreedasfollows:

CHAPTER1.GENERALPROVISIONS

Article1.Definitions

ForthepurposesofthisConvention:

1.“Contractofcarriage”meansacontractinwhichacarrier,againstthepaymentoffreight,undertakestocarrygoodsfromoneplacetoanother.Thecontractshallprovideforcarriagebyseaandmayprovideforcarriagebyothermodesoftransportinadditiontotheseacarriage.

2.“Volumecontract”meansacontractofcarriagethatprovidesforthecarriageofaspecifiedquantityofgoodsinaseriesofshipmentsduringanagreedperiodoftime.Thespecificationofthequantitymayincludeaminimum,amaximumoracertainrange.

3.“Linertransportation”meansatransportationservicethatisofferedtothepublicthroughpublicationorsimilarmeansandincludestransportationbyshipsoperatingonaregularschedulebetweenspecifiedportsinaccordancewithpubliclyavailabletimetablesofsailingdates.

4.“Non-linertransportation”meansanytransportationthatisnotlinertransportation.

5.“Carrier”meansapersonthatentersintoacontractofcarriagewithashipper.

6.（a）“Performingparty”meansapersonotherthanthecarrierthatperformsorundertakestoperformanyofthecarrier’sobligationsunderacontractofcarriagewithrespecttothereceipt,loading,handling,stowage,carriage,care,unloadingordeliveryofthegoods,totheextentthatsuchpersonacts,eitherdirectlyorindirectly,atthecarrier’srequestorunderthecarrier’ssupervisionorcontrol.

（b）“Performingparty”doesnotincludeanypersonthatisretained,directlyorindirectly,byashipper,byadocumentaryshipper,bythecontrollingpartyorbytheconsigneeinsteadofbythecarrier.

7.“Maritimeperformingparty”meansaperformingpartytotheextentthatitperformsorundertakestoperformanyofthecarrier’sobligationsduringtheperiodbetweenthearrivalofthegoodsattheportofloadingo