Investors Rights Agreement投资者权利协议范本文档格式.docx

Investors Rights Agreement投资者权利协议范本文档格式.docx

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Investor"

）,andasubsidiaryofCCCCorporation,a_________corporation.

RECITALS

WHEREAS,theCompanyandtheInvestorarepartiestotheCommonStockandWarrantPurchaseAgreement,datedasof_________,_________,_________（M,D,Y）,（asthesamemaybeamendedfromtimetotime,the"

PurchaseAgreement"

）;

WHEREAS,inordertoinducetheCompanytoapprovetheissuanceofcommonstock,parvalue$,_________pershare,oftheCompany（the"

CommonStock"

）,andtoinducetheInvestortoinvestfundsintheCompanypursuanttothePurchaseAgreement,theInvestorandtheCompanyherebyagreetoenterintothisAgreementwhichshallsetforththerightsoftheInvestortocausetheCompanytoregistersharesofCommonStockissuedorissuabletotheInvestorunderthePurchaseAgreementandcertainothermattersassetforthherein;

NOW,THEREFORE,inconsiderationofthepremisesandthemutualagreementsandcovenantshereinaftersetforth,andforgoodandvaluableconsideration,thereceiptandsufficiencyofwhichisherebyacknowledged,theCompanyandtheInvestorherebyagreeasfollows:

1.Definitions.Unlessotherwisedefinedherein,thetermsbelowshallhavethefollowingmeanings（suchmeaningsbeingequallyapplicabletoboththesingularandpluralformofthetermsdefined）.CapitalizedtermsusedbutnotdefinedhereinshallhavethemeaningsascribedtotheminthePurchaseAgreement.

（a）"

13DGroup"

meansanygroupofpersonsformedforthepurposeofacquiring,holding,votingordisposingofVotingStockwhichwouldberequiredunderSection13（d）oftheExchangeAct,andtherulesandregulationspromulgatedthereunder,tofileastatementonSchedule13D（a"

Schedule13D"

）pursuanttoRule13d1（a）oftherulesandregulationspromulgatedundertheExchangeActoraSchedule13GpursuanttoRule13d1（c）oftherulesandregulationspromulgatedundertheExchangeActwiththeSECasa"

person"

withinthemeaningofSection13（d）（3）oftheExchangeActifsuchgroupbeneficiallyownedVotingStockrepresentingmorethan5%ofanyclassofVotingStockthenoutstanding.

（b）"

Affiliate"

means,withrespecttoanyspecifiedPerson,anyPersonthatdirectlyorindirectlythroughoneormoreintermediaries,Controls,isControlledby,orisundercommonControlwith,suchspecifiedPerson.

（c）"

BusinessDay"

shallmeananydaythatisnotaSaturday,aSundayoradayonwhichcommercialbanksarerequiredorpermittedbylawtobeclosedinSanJose,CaliforniaorHelsinki,FinlandandanydaysnotreferredtoasBusinessDaysshallbecalendardays.

（d）"

CalculatedPercentage"

shallmeantheInvestor'

spercentageofownershipoftheoutstandingCommonStockdeterminedbydividing（i）thenumberofsharesofCommonStockheldbytheInvestoronthedeterminationdateby（ii）thenumberofsharesofCommonStockoutstandingonthedeterminationdate,excludingtheExcludedSecurities（asdefinedbelow）withrespecttowhichtheInvestordidnotexerciseitsrightstopurchasesharesofCommonStockpursuanttoSection8（b）.

（e）"

ChangeofControlTransaction"

meansanyofthefollowing:

（i）anysale,lease,exchange,transferorotherdispositionofallorsubstantiallyalloftheassetsoftheCompany;

or（ii）anyconsummationofamergerorconsolidationoftheCompanywithorintoanotherentityoranyothercorporatereorganization,ifpersonswhowerenotstockholdersoftheCompanyimmediatelypriortosuchmerger,consolidationorotherreorganizationownimmediatelyaftersuchmerger,consolidationorotherreorganization50%ormoreofthevotingpoweroftheoutstandingsecuritiesofeachof（A）thecontinuingorsurvivingentityand（B）anydirectorindirectparentcorporationofsuchcontinuingorsurvivingentity;

or（iii）anytransactionasaresultofwhich（A）anypersonorentitythatisastrategicinvestoreither

（1）becomesthe"

beneficialowner"

（asdefinedinRule13d3undertheExchangeAct）,directlyorindirectly,ofsecuritiesoftheCompanyrepresentinggreaterthan50%ofthetotalvotingpowerrepresentedbytheCompany'

sthenoutstandingvotingsecuritiesor

（2）becomesthe"

（asdefinedinRule13d3undertheExchangeAct）,directlyorindirectly,ofsecuritiesoftheCompanyrepresentinggreaterthan35%ofthetotalvotingpowerrepresentedbytheCompany'

sthenoutstandingvotingsecuritiesandobtainsthevotingpowerorrighttodesignateamajorityofthemembersontheBoardofDirectorsoftheCompany（the"

CompanyBoard"

）aftersuchtransactionisconsummatedor（B）anypersonorentitythatisafinancialinvestorbecomesthe"

sthenoutstandingvotingsecuritiesandobtainsthevotingpowerorrighttodesignateamajorityofthemembersontheCompanyBoardaftersuchtransactionisconsummated.

（f）"

CommercialAgreements"

hasthemeaningsetforthinthePurchaseAgreement.

（g）"

Control"

（includingtheterms"

Controlledby"

and"

undercommoncontrolwith"

butexcludingtheterms"

ChangeofControlNotice"

）means,thepossession,directlyorindirectly,ofthepowertodirectorcausethedirectionofthemanagementandpoliciesofaPerson,whetherthroughtheownershipofvotingsecurities,astrusteeorexecutor,bycontractorotherwise,including,withoutlimitation,theownership,directlyorindirectly,ofsecuritieshavingthepowertoelectamajorityoftheboardofdirectorsorsimilarbodygoverningtheaffairsofsuchPerson.

（h）"

ExchangeAct"

meanstheSecuritiesExchangeActof1934,asamended,andtherulesandregulationspromulgatedthereunder.

（i）"

ExcludedSecurities"

means（A）securitiesissued（oroptionsorwarrantstherefor）toemployees,directors,consultants,suppliers,customersorotherbusinesspartnersfortheprimarypurposeofsolicitingorretainingtheirservices,（B）securitiesissuedpursuanttotheconversionorexerciseofconvertibleorexercisablesecurities,（C）securitiesissuedinconnectionwithabonafidestrategicinvestmentbyorbusinessacquisitionoforbytheCompany,whetherbymerger,consolidation,saleofassets,saleorexchangeofstockorotherwise,or（D）securitiesissuedpursuanttoequipmentleasesorsecureddebtfinancings.

（j）"

FormS3"

meanssuchformundertheSecuritiesActasineffectonthedatehereof,anysuccessorregistrationformoranyotherregistrationformundertheSecuritiesActsubsequentlyadoptedbytheSECthatpermitsinclusionorincorporationofsubstantialinformationbyreferencetootherdocumentsfiledbytheCompanywiththeSEC.

（k）"

Holder"

meanstheInvestorandanyotherpersonowningorhavingtherighttoacquireRegistrableSecuritiesoranyassigneethereofinaccordancewithSection2.11hereof.

（l）"

HolderAffiliate"

hasthemeaningsetforthinSection2.9.

（m）"

InvestorControlledPerson"

shallmeananypersonoverwhomtheInvestorexercisesorhastherightorabilitytoexercise,directlyorindirectly,Control.

（n）"

NASD"

meanstheNationalAssociationofSecuritiesDealers,Inc.,oranysuccessorentitythereof.

（o）"

Person"

meansanyindividual,partnership,firm,corporation,association,trust,unincorporatedorganizationorotherentity,aswellasanysyndicateorgroupthatwouldbedeemedtobeapersonunderSection13（d）（3）oftheExchangeAct.

（p）"

register,"

"

registered,"

registration"

refertoaregistrationeffectedbypreparingandfilingaregistrationstatementorsimilardocumentincompliancewiththeSecuritiesAct,andthedeclarationororderingofeffectivenessofsuchregistrationstatementordocument.

（q）"

RegistrableSecurities"

means（i）thesharesoftheCommonStockoriginallyissuedunderthePurchaseAgreement,（ii）anysharesoftheCommonStockissueduponexerciseoftheWarrant（asdefinedinthePurchaseAgreement）,（iii）anysharesofCommonStockpurchasedbytheInvestorpursuanttoitspreemptiverightsunderSection3oritsrightstopurchasesharesofCommonStockunderSection8（b）and（c）,and（iv）anyCommonStockoftheCompanyissuableorissuedordistributedinrespectofanyoftheCommonStockidentifiedinclauses（i）,（ii）or（iii）,bywayofstockdividend,stocksplitorinconnectionwithacombinationofshares,recapitalizationorreorganization.ForpurposesofthisAgreement,RegistrableSecuritiesshallceasetobeRegistrableSecuritieswhenaRegistrationStatementcoveringsuchRegistrableSecuritieshasbeendeclaredeffectiveundertheSecuritiesActbytheSECandsuchRegistrableSecuritieshavebeendisposedofpursuanttosucheffectiveRegistrationStatement.

（r）"

RegistrationStatement"

shallmeantheDemandRegistrationStatement,thePiggyBackRegistrationStatementand/ortheShelfRegistrationStatement（eachasdefinedinSection2）,asthecasemaybe.

（s）"

Rule144"

meansRule144promulgatedundertheSecuritiesAct.

（t）"

Sale"

meansanysale,assignment,transfer,distributionorotherdispositionthereoforofaparticipationtherein,orotherconveyanceoflegalorbeneficialinteresttherein,whethervoluntaryorbyoperationof