Warrant to Purchase Shares of Common StockGAM Selection Investment IncWord文档格式.docx

Warrant to Purchase Shares of Common StockGAM Selection Investment IncWord文档格式.docx

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THE3DOCOMPANY

IssueDate:

October9,2001

WarrantNo.CW-836,000SharesofCommonStock

1.Issuance.ThisWarrantisissuedtoGAMSelectionInvestmentInc.

（the"

Holder"

）,byThe3DOCompany,aDelawarecorporation（hereinafterwithits

successorscalledthe"

Company"

）pursuanttotheStockPurchaseAgreementofevendateherewith（the"

PurchaseAgreement"

）.CapitalizedtermsusedbutnototherwisedefinedhereinshallhavethemeaningsascribedtotheminthePurchaseAgreement.

2.PurchasePrice;

NumberofShares.Subjecttotheexercise

restrictionprovidedforinSection6hereof,thisWarrantcertifiesthat,for

valuereceived,theHolderofthisWarrantisentitleduponsurrenderofthis

WarrantwiththesubscriptionformannexedheretoasAppendix1dulyexecuted,

attheprincipalofficeoftheCompany,topurchasefromtheCompany36,000fullypaidandnonassessablesharesofCommonStockoftheCompany（the"

CommonStock"

）atapricepershare（the"

PurchasePrice"

）of$2.27,subjecttoadjustmentpursuanttoSections8and9below.

3.PaymentofPurchasePrice.ThePurchasePricemaybepaid（i）in

cashorbycertifiedcheckorwiretransfer,（ii）bythecancellation,surrender

orforgivenessbytheHoldertotheCompanyofanypromissorynotesorother

obligationsissuedbytheCompany,withallsuchnotesandobligationssosurrenderedbeingcreditedagainstthePurchasePriceinanamountequaltothe

principalamountthereofplusaccruedinteresttothedateofsurrender,or

（iii）byanycombinationoftheforegoing.

4.NetIssueElection.Notwithstandinganyprovisionshereintothe

contrary,theHoldermayelecttoreceive,withoutthepaymentbytheHolderof

anyadditionalconsideration,sharesofCommonStockequaltothevalue（as

determinedbelow）ofthisWarrantbythesurrenderofthisWarranttothe

Company,withthenetissueelectionnoticesetforthinAppendix1annexed

heretodulyexecuted,attheprincipalofficeoftheCompany.Thereupon,the

CompanyshallissuetotheHoldersuchnumberoffullypaidandnonassessable

sharesofCommonStockasiscomputedusingthefollowingformula:

X=Y（A-B）

------

A

where:

X=thenumberofsharesofCommonStocktobeissuedtotheHolderpursuanttothisSection4.

Y=thenumberofsharesofCommonStockcoveredbythisWarrantor,ifonlyaportionoftheWarrantisbeingexercised,theportionoftheWarrantbeingexercisedatthetimethenetissueelectionismadepursuanttothisSection

4.

A=thefairmarketvalueofoneshareofCommonStock,determinedasfollows:

（i）ifatsuchtimetheCommonStockislistedonanationalsecuritiesexchangeorontheover-the-countermarket,thentheclosingpriceoftheCommonStockonthebusinessdayimmediatelypriortothedateofexerciseor,ifnosaleoftheCommonStockwasmadeonsuchday,thefirstbusinessdayimmediatelyprecedingsuchdayuponwhichasalewasmade,or（ii）ifatsuchtimetheCommonStockisnotlistedonanationalsecuritiesexchangeoron

theover-the-countermarket,thenasdeterminedingoodfaithbytheBoardandagreedtobyHolderatthetimethenetissueelectionismadepursuanttothisSection4.

B=thePurchasePriceineffectunderthisWarrantatthetimethenetissueelectionismadepursuanttothisSection4.

5.FractionalShares.Nofractionalsharesshallbeissuedupon

exerciseofthisWarrant.TheCompanyshall,inlieuofissuinganyfractional

share,paytheholderentitledtosuchfractionasumincashequaltosuch

fractionmultipliedbythetheneffectivePurchasePrice.

6.Exercise.

（a）ExpirationDate.Holder'

srightsunderthisWarrantexpireat

5:

00p.m.PacificTimeonthefifthanniversaryofthedateofthisWarrant（the

"

ExpirationDate"

）andshallbevoidthereafter.

（b）Delivery.Upontheexerciseoftherightsrepresentedbythis

Warrant,theCompanyshallusegoodfaitheffortstoissueanddelivertothe

HolderacertificateorcertificatesforthesharesofCommonStockissuable

uponexerciseofthisWarrantsopurchased,registeredinthenameoftheHolder

withinareasonabletimeaftertherightsrepresentedbythisWarrantshallhave

beensoexercisedandinanyeventwithintwenty（20）daysafterreceiptofthe

NoticeofExerciseand,unlesstheWarranthasbeenfullyexercisedorexpired,

anewwarrantrepresentingtheremainingportionoftheWarrantandtheunderlyingCommonStock,ifany,withrespecttowhichthisWarrantshallnothavebeenexercisedshallalsobeissuedtotheHolderassoonaspossibleand

inanyeventwithinsuchtwenty（20）dayperiod.

7.ReservedShares;

ValidIssuance.TheCompanycovenantsthatitwill

atalltimesfromandafterthedatehereofreserveandkeepavailablesuch

numberofitsauthorizedsharesofCommonStockoftheCompany,freefromall

preemptiveorsimilarrightstherein,aswillbesufficienttopermitthe

exerciseofthisWarrantinfull.Ifatanytimebetweenthedatehereofandthe

ExpirationDate,thenumberofauthorizedbutunissuedsharesofCommonStockshallnotbesufficienttopermitexerciseofthisWarrant,theCompanywilltakesuchcorporateactionasmaybenecessarytoincreaseitsauthorizedbutunissuedsharesofCommonStocktosuchnumberofsharesasshallbesufficientforsuchpurposes.TheCompanyfurthercovenantsthatsuchsharesasmaybeissuedpursuanttosuchexercisewill,uponissuance,bedulyandvalidlyissued,fullypaidandnonassessableandfreefromalltaxes,liensandchargeswithrespecttotheissuancethereof.

8.StockSplitsandDividends.IfafterthedatehereoftheCompany

shallsubdividetheCommonStock,bystocksplitorotherwise,orcombinethe

CommonStock,orissueadditionalsharesofCommonStockinpaymentofastockdividendontheCommonStock,thenumberofsharesofCommonStockissuableontheexerciseofthisWarrantshallforthwithbeproportionatelyincreasedinthecaseofasubdivisionorstockdividend,orproportionatelydecreasedinthe

caseofacombination,andthePurchasePriceshallforthwithbeproportionately

decreasedinthecaseofasubdivisionorstockdividend,orproportionately

increasedinthecaseofacombination.

9.MergersandReclassifications.IfafterthedatehereoftheCompany

shallenterintoanyReorganization（ashereinafterdefined）,then,asa

conditionofsuchReorganization,lawfulprovisionsshallbemade,andduly

executeddocumentsevidencingthesamefromtheCompanyoritssuccessorshall

bedeliveredtotheHolder,sothattheHoldershallthereafterhavetheright

topurchase,atatotalpricenottoexceedthatpayableupontheexerciseof

thisWarrantinfull,thekindandamountofsharesofstockandothersecuritiesandpropertyreceivableuponsuchReorganizationbyaholderofthenumberofsharesofCommonStockwhichmighthavebeenpurchasedbytheHolderimmediatelypriortosuchReorganization,andinanysuchcaseappropriateprovisionsshallbemadewithrespecttotherightsandinterestoftheHoldertotheendthattheprovisionshereof（includingwithoutlimitation,provisionsfortheadjustmentofthePurchasePriceandthenumberofsharesissuablehereunder）shallthereafterbeapplicableinrelationtoanysharesofstockorothersecuritiesandpropertythereafterdeliverableuponexercisehereof.ForthepurposesofthisSection9,theterm"

Reorganization"

shallincludewithoutlimitationanyreclassification,capitalreorganizationorchangeoftheCommonStock（otherthanasaresultofasubdivision,combinationorstockdividendprovidedforinSection8hereof）,oranyconsolidationoftheCompanywith,ormergeroftheCompanyinto,anothercorporationorotherbusinessorganization（otherthanamergerinwhichtheCompanyisthesurvivingcorporationandwhichdoesnotresultinanyreclassificationorchangeoftheoutstandingCommonStock）,oranysaleorconveyancetoanothercorporationorotherbusinessorganizationofallorsubstantiallyalloftheassetsoftheCompany.

10.NoVotingorDividendRights.NothingcontainedinthisWarrant

shallbeconstruedasconferringupontheHolderhereoftherighttovoteorto

consentortoreceivenoticeasashareholderoftheCompanyoranyothermattersoranyrightswhatsoeverasashareholderoftheCompanypriortotheexerciseoftheHolder'

srightstopurchasesharesofCommonStockasprovidedforherein.NodividendsorinterestshallbepayableoraccruedinrespectofthisWarrantortheinterestrepresentedherebyorthesharespurchasablehereunderuntil,andonlytotheextentthat,thisWarrantshallhavebeenexercised.

11.Amendment.ThetermsofthisWarrantmaybeamended,modifiedor

waivedonlywiththewrittenconsentoftheHolder.

12.Notices,Etc.Anynotice,requestorothercommunicationrequired

orpermittedhereu